Steven L. Fradkin - May 16, 2022 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Role
President/Wealth Management
Signature
Bradley R. Gabriel, Attorney-in-Fact for Steven L. Fradkin
Stock symbol
NTRS
Transactions as of
May 16, 2022
Transactions value $
$0
Form type
4
Date filed
5/18/2022, 06:14 PM
Previous filing
Mar 3, 2022
Next filing
Dec 7, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Gift $0 -8K -5.54% $0.00 136K May 16, 2022 By Trust
transaction NTRS Common Stock Gift $0 +8K +23.23% $0.00 42.4K May 16, 2022 Gift Trust F1, F2
holding NTRS Common Stock 42.7K May 16, 2022 Direct F3
holding NTRS Common Stock 1.76K May 16, 2022 Spouse as trustee for Daughter
holding NTRS Common Stock 1.76K May 16, 2022 Spouse as trustee for Son
holding NTRS Common Stock 11.1K May 16, 2022 401(k) as of 3-31-2022
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects correction of 10 shares previously reported as being held by Trust which are held by Gift Trust.
F2 The reporting person's spouse is trustee of this trust.
F3 Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.