Steven L. Fradkin - 16 May 2022 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Role
President/Wealth Management
Signature
Bradley R. Gabriel, Attorney-in-Fact for Steven L. Fradkin
Issuer symbol
NTRS
Transactions as of
16 May 2022
Net transactions value
$0
Form type
4
Filing time
18 May 2022, 18:14:01 UTC
Previous filing
03 Mar 2022
Next filing
07 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Gift $0 -8,000 -5.5% $0.000000 136,437 16 May 2022 By Trust
transaction NTRS Common Stock Gift $0 +8,000 +23% $0.000000 42,432 16 May 2022 Gift Trust F1, F2
holding NTRS Common Stock 42,669 16 May 2022 Direct F3
holding NTRS Common Stock 1,762 16 May 2022 Spouse as trustee for Daughter
holding NTRS Common Stock 1,762 16 May 2022 Spouse as trustee for Son
holding NTRS Common Stock 11,079 16 May 2022 401(k) as of 3-31-2022
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects correction of 10 shares previously reported as being held by Trust which are held by Gift Trust.
F2 The reporting person's spouse is trustee of this trust.
F3 Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.