Steven L. Fradkin - 05 Dec 2022 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Role
President/Wealth Management
Signature
David A. Serna, Attorney-in-Fact for Steven L. Fradkin
Issuer symbol
NTRS
Transactions as of
05 Dec 2022
Net transactions value
-$37,790
Form type
4
Filing time
07 Dec 2022, 16:09:54 UTC
Previous filing
18 May 2022
Next filing
23 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Tax liability $37,790 -419 -0.98% $90.19 42,250 05 Dec 2022 Direct F1, F2
holding NTRS Common Stock 136,437 05 Dec 2022 By Trust
holding NTRS Common Stock 42,432 05 Dec 2022 Gift Trust F3
holding NTRS Common Stock 1,762 05 Dec 2022 Spouse as trustee for Daughter
holding NTRS Common Stock 1,762 05 Dec 2022 Spouse as trustee for Son
holding NTRS Common Stock 11,289 05 Dec 2022 401(k) as of 9-30-2022
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.
F2 Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F3 The reporting person's spouse is trustee of this trust.