Steven L. Fradkin - Dec 5, 2022 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Role
President/Wealth Management
Signature
David A. Serna, Attorney-in-Fact for Steven L. Fradkin
Stock symbol
NTRS
Transactions as of
Dec 5, 2022
Transactions value $
-$37,790
Form type
4
Date filed
12/7/2022, 04:09 PM
Previous filing
May 18, 2022
Next filing
Feb 23, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Tax liability -$37.8K -419 -0.98% $90.19 42.3K Dec 5, 2022 Direct F1, F2
holding NTRS Common Stock 136K Dec 5, 2022 By Trust
holding NTRS Common Stock 42.4K Dec 5, 2022 Gift Trust F3
holding NTRS Common Stock 1.76K Dec 5, 2022 Spouse as trustee for Daughter
holding NTRS Common Stock 1.76K Dec 5, 2022 Spouse as trustee for Son
holding NTRS Common Stock 11.3K Dec 5, 2022 401(k) as of 9-30-2022
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.
F2 Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F3 The reporting person's spouse is trustee of this trust.