| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NTRS | Common Stock | Tax liability | $395,851 | -3,627 | -7.8% | $109.14 | 42,669 | 01 Mar 2022 | Direct | F1, F2 |
| holding | NTRS | Common Stock | 144,447 | 01 Mar 2022 | By Trust | F1 | |||||
| holding | NTRS | Common Stock | 34,422 | 01 Mar 2022 | Gift Trust | F3 | |||||
| holding | NTRS | Common Stock | 1,762 | 01 Mar 2022 | Spouse as trustee for Daughter | ||||||
| holding | NTRS | Common Stock | 1,762 | 01 Mar 2022 | Spouse as trustee for Son | ||||||
| holding | NTRS | Common Stock | 11,006 | 01 Mar 2022 | 401(k) as of 12-31-2021 |
| Id | Content |
|---|---|
| F1 | Reflects 3,627 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 8,642 previously reported stock units. The remaining 5,015 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. |
| F2 | Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| F3 | The reporting person's spouse is trustee of this trust. |