BROOKFIELD Corp /ON/

Q3 2019 13F Combination Report, Restatement, Options Holdings

Signature - Title
Kathy Sarpash - Vice President, Legal & Regulatory
Location
Toronto, Ontario, Canada
Options holdings as of
30 Sep 2019
Notional value
$798,320,000
Number of holdings
6
Filing time
14 Nov 2019, 21:59:04 UTC
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q2 2019 - 14 Aug 2019
Next filing
Q4 2019 - 18 Feb 2020
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2019 Q3 - Restatement compared to 2019 Q2 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Kathy Sarpash Vice President, Legal & Regulatory Toronto, Ontario, Canada 14 Nov 2019

List of Other Managers Reporting for BROOKFIELD Corp /ON/:

Name Holdings Value Location File Number
OAKTREE CAPITAL MANAGEMENT LP $6,168,153,187 Los Angeles, CA 028-05050
Brookfield Public Securities Group LLC New York, NY 028-13826

Other Included Managers (4):

Num Name Location File Number
1 Brookfield Asset Management Private Institutional Capital Adviser US, LLC New York, NY 028-16270
2 Brookfield Asset Management Private Institutional Capital Adviser (Credit), LLC New York, NY 028-16296
3 Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP Toronto 028-14362
4 Brookfield Asset Management Private Institutional Capital Adviser (Private Equity), L.P. Toronto 028-17298