BROOKFIELD Corp /ON/

Q2 2019 13F Holdings Report, Options Holdings

Signature - Title
Ronald Fisher-Dayn - Managing Partner and Chief Compliance Officer
Location
Toronto, Ontario, Canada
Options holdings as of
June 30, 2019
Notional value $
$500M
Number of holdings
2
Date filed
8/14/2019, 03:05 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q1 2019 - May 15, 2019
Next filing
Q3 2019 - Nov 15, 2019
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2019 Q2 compared to 2019 Q1 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Kathy Sarpash Vice President, Legal & Regulatory Toronto, Ontario, Canada 8/14/2019

List of Other Managers Reporting for BROOKFIELD Corp /ON/:

Name Holdings Value Location File Number
OAKTREE CAPITAL MANAGEMENT LP $6B Los Angeles, CA 028-05050
Oaktree Fund Advisors, LLC $88.6M Los Angles, CA 028-21340

Other Included Managers (5):

Num Name Location File Number
1 Brookfield Public Securities Group LLC New York, NY 028-13826
2 Brookfield Asset Management Private Institutional Capital Adviser US, LLC New York, NY 028-16270
3 Brookfield Asset Management Private Institutional Capital Adviser (Credit), LLC New York, NY 028-16296
4 Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP Toronto, Ontario, Canada 028-14362
5 Brookfield Asset Management Private Institutional Capital Adviser (Private Equity), L.P. Toronto, Ontario, Canada 028-17298