BROOKFIELD Corp /ON/

Q3 2019 13F Combination Report, Restatement, Stock Holdings

Signature - Title
Ronald Fisher-Dayn - Managing Partner and Chief Compliance Officer
Location
Toronto, Ontario, Canada
Holdings as of
September 30, 2019
Value $
$8.98B
Num holdings
27
Date filed
11/14/2019, 09:59 PM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q2 2019 - Aug 14, 2019
Next filing
Q4 2019 - Feb 18, 2020
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2019 Q3 - Restatement compared to 2019 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Kathy Sarpash Vice President, Legal & Regulatory Toronto, Ontario, Canada 11/14/2019

List of Other Managers Reporting for BROOKFIELD Corp /ON/:

Name Holdings Value Location File Number
OAKTREE CAPITAL MANAGEMENT LP $5.8B Los Angeles, CA 028-05050
Oaktree Fund Advisors, LLC $107M Los Angles, CA 028-21340

Other Included Managers (4):

Num Name File Number
1 Brookfield Asset Management Private Institutional Capital Adviser US, LLC 028-16270
2 Brookfield Asset Management Private Institutional Capital Adviser (Credit), LLC 028-16296
3 Brookfield Asset Management Private Institutional Capital Adviser (Canada), LLC 028-14362
4 Brookfield Asset Management Private Institutional Capital Adviser (Private Equity), LLC 028-17298