BROOKFIELD Corp /ON/

Q4 2019 13F Combination Report, Restatement, Options Holdings

Signature - Title
Ronald Fisher-Dayn - Managing Partner and Chief Compliance Officer
Location
Toronto, Ontario, Canada
Options holdings as of
December 31, 2019
Notional value $
$64.4M
Number of holdings
1
Date filed
2/14/2020, 09:20 PM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q3 2019 - Nov 15, 2019
Next filing
Q1 2020 - May 15, 2020
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2019 Q4 - Restatement compared to 2019 Q3 - Restatement by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Jessica Diab Senior Associate, Legal & Regulatory Toronto, Ontario, Canada 2/14/2020

List of Other Managers Reporting for BROOKFIELD Corp /ON/:

Name Holdings Value Location File Number
OAKTREE CAPITAL MANAGEMENT LP $6B Los Angeles, CA 028-05050
Oaktree Fund Advisors, LLC $88.6M Los Angles, CA 028-21340

Other Included Managers (4):

Num Name Location File Number
1 Brookfield Asset Management Private Institutional Capital Adviser US, LLC New York, NY 028-16270
2 Brookfield Asset Management Private Institutional Capital Adviser (Credit), LLC New York, NY 028-16296
3 Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP Toronto, Ontario, Canada 028-14362
4 Brookfield Asset Management Private Institutional Capital Adviser (Private Equity), L.P. Toronto, Ontario, Canada 028-17298