FLAGSHIP HARBOR ADVISORS, LLC

Holdings History for DUFF & PHELPS - EXCHANGE TRADED (DUC)

Symbol: DUC
Investment type: Debt / EXCHANGE TRADED

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Weight	Change	Value $	Principal	Price	All Holders
31 Mar 2020		0%	$1,000	75	1333.33% ^*	Q1 2020
31 Dec 2019	0%	0%	$3,000	325	923.08%	Q4 2019
30 Sep 2019	0%	0%	$3,000	325	923.08%	Q3 2019
30 Jun 2019	0%	0%	$2,000	325	615.38%	Q2 2019
31 Mar 2019	0%	0%	$2,000	325	615.38%	Q1 2019
31 Dec 2018	0%	0%	$2,000	325	615.38%	Q4 2018
30 Sep 2018	0%	0%	$3,000	325	923.08%	Q3 2018
30 Jun 2018		0%	$2,000	325	615.38% ^*	Q2 2018

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.