DUFF & PHELPS - EXCHANGE TRADED (DUC)

Q3 2018 13F Holders as of 30 Sep 2018

Type / Class
Debt / EXCHANGE TRADED
Market price (% of par)
839.04%
Total 13F principal
$14,102,776
Principal change
+$678,586
Total reported market value
$118,520,845
Number of holders
41
Value change
+$5,682,855
Number of buys
18
Number of sells
16

Institutional Holders of DUFF & PHELPS - EXCHANGE TRADED (DUC) as of Q3 2018

As of 30 Sep 2018, DUFF & PHELPS - EXCHANGE TRADED (DUC) was held by 41 institutional bondholders reporting positions in Form 13F filings. These institutions reported holding $14,102,776 in principal (par value) of the bond. The largest 10 bondholders included WELLS FARGO & COMPANY/MN, Karpus Management, Inc., SIT INVESTMENT ASSOCIATES INC, 1607 Capital Partners, LLC, Invesco Ltd., Bulldog Investors, LLC, SUSQUEHANNA INTERNATIONAL GROUP, LLP, GUGGENHEIM CAPITAL LLC, ICON ADVISERS INC/CO, and Shaker Financial Services, LLC. This page lists 41 institutional bondholders reporting positions for the Q3 2018 filing period.
Investor Option Weight % Change % Value $ * Price (% of par) Principal Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.