Q2 2019 13F Holders as of 6/30/2019
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Type / Class
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Debt / EXCHANGE TRADED
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Number of holders
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38
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Total principal
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15.7M
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Principal change
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+472K
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Total reported value, excl. options
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$137M
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Value change
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+$4.13M
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Number of buys
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19
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Number of sells
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-10
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Price
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$8.75
Significant Holders of DUFF & PHELPS - EXCHANGE TRADED (DUC) as of Q2 2019
39 filings reported holding DUC - DUFF & PHELPS - EXCHANGE TRADED as of Q2 2019.
DUFF & PHELPS - EXCHANGE TRADED (DUC) has 38 institutional bondholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of $15.7M of principal
.
Largest 10 bondholders include Karpus Management, Inc. ($4.67M of principal), SIT INVESTMENT ASSOCIATES INC ($4.07M of principal), WELLS FARGO & COMPANY/MN ($3.92M of principal), 1607 Capital Partners, LLC ($1.67M of principal), ICON ADVISERS INC/CO ($345K of principal), Bulldog Investors, LLC ($154K of principal), GUGGENHEIM CAPITAL LLC ($128K of principal), Shaker Financial Services, LLC ($96.6K of principal), UBS Group AG ($78.9K of principal), and Thomas J. Herzfeld Advisors, Inc. ($78.2K of principal).
This table shows the top 38 institutional bondholders of the company debt. This data is sourced directly from the SEC via 13F filings.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.