Q4 2019 13F Holders as of 31 Dec 2019
-
Type / Class
-
Debt / EXCHANGE TRADED
-
Number of holders
-
33
-
Total 13F principal, excl. options
-
16,625,708
-
Principal change
-
+388,655
-
Total reported value, excl. options
-
$151,957,000
-
Value change
-
+$3,546,558
-
Number of buys
-
14
-
Number of sells
-
-12
-
Price
-
$9.14
Significant Holders of DUFF & PHELPS - EXCHANGE TRADED (DUC) as of Q4 2019
37 filings reported holding DUC - DUFF & PHELPS - EXCHANGE TRADED as of Q4 2019.
DUFF & PHELPS - EXCHANGE TRADED (DUC) has 33 institutional bondholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of $16,625,708 of principal
.
Largest 10 bondholders include Karpus Management, Inc. ($7,498,502 of principal), SIT INVESTMENT ASSOCIATES INC ($3,992,385 of principal), 1607 Capital Partners, LLC ($1,801,413 of principal), WELLS FARGO & COMPANY/MN ($1,189,884 of principal), ICON ADVISERS INC/CO ($805,953 of principal), RIVERNORTH CAPITAL MANAGEMENT, LLC ($301,460 of principal), Invesco Ltd. ($262,545 of principal), Guggenheim Capital LLC ($168,758 of principal), Dakota Wealth Management ($106,922 of principal), and UBS Group AG ($80,071 of principal).
This table shows the top 33 institutional bondholders of the company debt. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Principal |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.