Opaleye Management Inc.

Holdings History for Autolus Therapeutics plc - American Depositary Shares, each representing one ordinary share, par value $0.000042 per share (AUTL)

Symbol: AUTL on Nasdaq
Investment type: Equity / American Depositary Shares, each representing one ordinary share, par value $0.000042 per share

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
30 Jun 2021		-1.8%	$0	0	-2,112,918	-100%	$1.38	Q2 2021
31 Mar 2021	1.8%	+1.8%	$12,107,000	2,112,918	+2,112,918	NEW	$5.73	Q1 2021
30 Sep 2020		-0.2%	$0	0	-60,000	-100%	$1.38	Q3 2020
30 Jun 2020	0.2%	+0.2%	$962,000	60,000	+60,000	NEW	$16.03	Q2 2020

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.