Smith Affiliated Capital Corp.

Holdings History for ROCKWELL AUTOMATION, INC - COMMON STOCK (ROK)

Symbol: ROK on NYSE
Investment type: Equity / COMMON STOCK

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
30 Sep 2017	0.11%	0%	$94,808	532	0		$178.21	Q3 2017
30 Jun 2017	0.1%	0%	$86,163	532	0		$161.96	Q2 2017
31 Mar 2017	0.1%	0%	$82,838	532	0		$155.71	Q1 2017
31 Dec 2016	0.08%	0%	$71,501	532	0		$134.40	Q4 2016
30 Sep 2016	0.03%	0%	$65,085	532	0		$122.34	Q3 2016
30 Jun 2016	0.03%	0%	$61,084	532	0		$114.82	Q2 2016
31 Mar 2016	0.03%	0%	$60,515	532	0		$113.75	Q1 2016
31 Dec 2015	0.04%	0%	$54,589	532	0		$102.61	Q4 2015
30 Sep 2015	0.04%	0%	$53,982	532	0		$101.47	Q3 2015
30 Jun 2015	0.04%	0%	$66,308	532	0		$124.64	Q2 2015
30 Jun 2015	0.03%	-0.02%	$39,885	320	-212	-40%	$124.64	Q2 2015
31 Mar 2015	0.04%	0%	$61,707	532	0		$115.99	Q1 2015
31 Dec 2014	0.04%	0%	$59,158	532	0		$111.20	Q4 2014
30 Sep 2014	0.04%	+0.01%	$58,456	532	+152	+40%	$109.88	Q3 2014
30 Jun 2014	2.1%	0%	$42,815	380	0		$112.67	Q2 2014
31 Mar 2014	0.04%	0%	$66,261	532	0		$124.55	Q1 2014
31 Dec 2013	0.04%	0%	$62,861	532	0		$118.16	Q4 2013
30 Sep 2013	0.03%	0%	$56,892	532	0		$106.94	Q3 2013
30 Jun 2013	0.03%	0%	$44,230	532	0		$83.14	Q2 2013
31 Mar 2013	0.02%	+0.01%	$45,938	532	+212	+66%	$86.35	Q1 2013
31 Dec 2012	0.01%	0%	$26,877	320	0		$83.99	Q4 2012
30 Sep 2012	0.01%	0%	$22,256	320	0		$69.55	Q3 2012
30 Jun 2012		0%	$9,357	220	0		$42.53 ^*	Q2 2012
31 Mar 2012	0.01%	0%	$25,504	320	0		$79.70	Q1 2012
31 Dec 2011	0.01%	0%	$23,478	320	0		$73.37	Q4 2011
30 Sep 2011	0.01%	0%	$17,920	320	0		$56.00	Q3 2011
30 Jun 2011	0.01%	+0.01%	$27,763	320	+320	NEW	$86.76	Q2 2011

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.