Security key
773903109
ROCKWELL AUTOMATION, INC - Common Stock (ROK)
CUSIP: 773903109
Q3 2016 13F Holders as of 30 Sep 2016
- Security type / class
- Equity / Common Stock
- Total 13F shares
- 95,171,987
- Total 13F value
- $11,631,426,015
- Share change
- -2,339,437
- Put/Call ratio
- 43%
- SEC-reported price per share
- $122.34
- Number of holders
- 619
- Value change
- -$272,385,639
- Number of buys
- 261
- Number of sells
- 246
- Shares outstanding
- 112,462,169
Holder snapshot
7 signals
Open additional details 1 more signal available
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2016
Institutions
619
Top holders
10
ROK full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2016
Previous quarter: Q2 2016
ROCKWELL AUTOMATION, INC SEC filings
ROCKWELL AUTOMATION, INC company facts
Broader feeds
Reporting periods
Holder history for CUSIP 773903109
Recent filing periods:
Ownership snapshot
Top reported holders of ROK - ROCKWELL AUTOMATION, INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
VANGUARD GROUP INC
Disclosed value leader
VANGUARD GROUP INC
Comparable rows
15/15
Latest evidence
30 Jun 2016
13F
Lead comparable stake: 7%
Showing 1-6 of 15 holder rows.
Quick read
VANGUARD GROUP INC leads the comparable SEC ownership view at 7%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens VANGUARD GROUP INC's linked filing trail.
Comparable ownership
Top 5
VANGUARD GROUP INC
7%
Capital World Investors
5.2%
STATE STREET CORP
4.7%
LAZARD ASSET MANAGEMENT LLC
4.2%
UBS Group AG
4.2%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| VANGUARD GROUP INC |
13F
Company
|
7%
|
$909,351,000
7,919,804 shares
|
— | 30 Jun 2016 |
| Capital World Investors |
13F
Company
|
5.2%
|
$665,956,000
5,800,000 shares
|
— | 30 Jun 2016 |
| STATE STREET CORP |
13F
Company
|
4.7%
|
$607,736,000
5,293,046 shares
|
— | 30 Jun 2016 |
| LAZARD ASSET MANAGEMENT LLC |
13F
Company
|
4.2%
|
$548,719,000
4,778,960 shares
|
— | 30 Jun 2016 |
| UBS Group AG |
13F
Company
|
4.2%
|
$536,381,000
4,671,502 shares
|
— | 30 Jun 2016 |
| BlackRock Institutional Trust Company, N.A. |
13F
Company
|
3%
|
$387,190,000
3,372,148 shares
|
— | 30 Jun 2016 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2016
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
619
Shares
95,171,987
Rows available
619
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
611
Q3 2016 holders
619
Holder diff
8
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 value | Q3 2016 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend