What does CUSIP 773903109 represent in this 13F holders report?

CUSIP 773903109 is the security identifier for ROK - ROCKWELL AUTOMATION, INC - Common Stock used to aggregate holder disclosures.

How many institutions held ROK - ROCKWELL AUTOMATION, INC - Common Stock in Q4 2016?

653 institutional investors reported ROK - ROCKWELL AUTOMATION, INC - Common Stock for Q4 2016. Use the holders table for investor-level position and value details.

ROCKWELL AUTOMATION, INC - Common Stock (ROK)

CUSIP: 773903109

Q4 2016 13F Holders as of 31 Dec 2016

Type / Class: Equity / Common Stock
Shares outstanding: 112,335,198
Total 13F shares: 93,228,279
Share change: -2,590,875
Total reported value: $12,530,366,918
Put/Call ratio: 70%
Price per share: $134.40
Number of holders: 653
Value change: -$321,230,485
Number of buys: 240
Number of sells: 301

Quarterly Holders Quick Answers

What is CUSIP 773903109?
CUSIP 773903109 identifies ROK - ROCKWELL AUTOMATION, INC - Common Stock in SEC institutional holdings data.

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Newer quarter: Q1 2017
Previous quarter: Q3 2016

Recent filing periods for CUSIP 773903109:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of ROK - ROCKWELL AUTOMATION, INC - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
VANGUARD GROUP INC	13F	Company	7.2%	8,072,221	$987,555,000	—	30 Sep 2016	13F
Capital World Investors	13F	Company	5.2%	5,800,000	$709,572,000	—	30 Sep 2016	13F
STATE STREET CORP	13F	Company	4.8%	5,398,054	$660,398,000	—	30 Sep 2016	13F
UBS Group AG	13F	Company	4.4%	4,892,145	$598,505,000	—	30 Sep 2016	13F
LAZARD ASSET MANAGEMENT LLC	13F	Company	4.3%	4,806,612	$588,040,000	—	30 Sep 2016	13F
BlackRock Institutional Trust Company, N.A.	13F	Company	3%	3,406,867	$416,796,000	—	30 Sep 2016	13F
Alecta Tjanstepension Omsesidigt	13F	Company	2.6%	2,878,265	$351,177,000	—	30 Sep 2016	13F
BlackRock Fund Advisors	13F	Company	2%	2,201,314	$269,309,000	—	30 Sep 2016	13F
HARRIS ASSOCIATES L P	13F	Company	1.9%	2,086,654	$255,281,000	—	30 Sep 2016	13F
DEUTSCHE BANK AG\	13F	Company	1.6%	1,767,363	$216,217,000	—	30 Sep 2016	13F
AMERICAN CENTURY COMPANIES INC	13F	Company	1.5%	1,704,088	$208,478,000	—	30 Sep 2016	13F
NORTHERN TRUST CORP	13F	Company	1.4%	1,619,655	$198,147,000	—	30 Sep 2016	13F
Swedbank	13F	Company	1.2%	1,369,597	$167,556,000	—	30 Sep 2016	13F
NORGES BANK	13F	Company	1.3%	1,422,530	$166,219,000	—	30 Sep 2016	13F
FIDUCIARY MANAGEMENT INC /WI/	13F	Company	1.2%	1,319,052	$161,373,000	—	30 Sep 2016	13F
Capital International Investors	13F	Company	1.1%	1,235,100	$151,102,000	—	30 Sep 2016	13F
GEODE CAPITAL MANAGEMENT, LLC	13F	Company	1.1%	1,209,274	$147,721,000	—	30 Sep 2016	13F
EATON VANCE MANAGEMENT	13F	Company	1%	1,149,042	$140,574,000	—	30 Sep 2016	13F
Bank of New York Mellon Corp	13F	Company	0.98%	1,095,712	$134,050,000	—	30 Sep 2016	13F
BlackRock Group LTD	13F	Company	0.96%	1,074,041	$131,398,000	—	30 Sep 2016	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.95%	1,061,980	$129,923,000	—	30 Sep 2016	13F
GENERATION INVESTMENT MANAGEMENT LLP	13F	Company	0.88%	986,549	$120,694,000	—	30 Sep 2016	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.84%	948,690	$116,063,000	—	30 Sep 2016	13F
PRIMECAP MANAGEMENT CO/CA/	13F	Company	0.84%	944,860	$115,594,000	—	30 Sep 2016	13F
CREDIT SUISSE AG/	13F	Company	0.83%	930,401	$113,825,000	—	30 Sep 2016	13F
VICTORY CAPITAL MANAGEMENT INC	13F	Company	0.72%	805,312	$98,522,000	—	30 Sep 2016	13F
Champlain Investment Partners, LLC	13F	Company	0.65%	728,445	$89,118,000	—	30 Sep 2016	13F
PGGM Investments	13F	Individual	0.63%	713,328	$87,269,000	—	30 Sep 2016	13F
CLEARBRIDGE, LLC	13F	Company	0.63%	709,930	$86,853,000	—	30 Sep 2016	13F
BLACKROCK ADVISORS LLC	13F	Company	0.63%	708,719	$86,705,000	—	30 Sep 2016	13F
WELLINGTON MANAGEMENT GROUP LLP	13F	Company	0.55%	617,646	$75,563,000	—	30 Sep 2016	13F
Legal & General Group Plc	13F	Company	0.54%	601,377	$73,567,000	—	30 Sep 2016	13F
PRUDENTIAL PLC	13F	Company	0.5%	562,210	$68,781,000	—	30 Sep 2016	13F
GOLDMAN SACHS GROUP INC	13F	Company	0.5%	557,112	$68,157,000	—	30 Sep 2016	13F
Clearbridge Investments, LLC	13F	Company	0.49%	550,886	$67,395,000	—	30 Sep 2016	13F
CHARLES SCHWAB INVESTMENT MANAGEMENT INC	13F	Company	0.48%	539,271	$65,975,000	—	30 Sep 2016	13F
Neuberger Berman Group LLC	13F	Company	0.44%	490,712	$60,034,000	—	30 Sep 2016	13F
GABELLI FUNDS LLC	13F	Company	0.43%	485,400	$59,384,000	—	30 Sep 2016	13F
CONGRESS ASSET MANAGEMENT CO	13F	Company	0.43%	478,304	$58,516,000	—	30 Sep 2016	13F
Grantham, Mayo, Van Otterloo & Co. LLC	13F	Company	0.42%	466,598	$57,084,000	—	30 Sep 2016	13F
DIMENSIONAL FUND ADVISORS LP	13F	Company	0.4%	452,284	$55,319,000	—	30 Sep 2016	13F
Capital Research Global Investors	13F	Company	0.4%	450,000	$55,053,000	—	30 Sep 2016	13F
ALLIANCEBERNSTEIN L.P.	13F	Company	0.38%	426,528	$52,181,000	—	30 Sep 2016	13F
AQR CAPITAL MANAGEMENT LLC	13F	Company	0.36%	404,873	$49,532,000	—	30 Sep 2016	13F
Robeco Institutional Asset Management B.V.	13F	Company	0.35%	397,450	$48,623,000	—	30 Sep 2016	13F
ABERDEEN ASSET MANAGEMENT PLC/UK	13F	Company	0.35%	391,235	$47,864,000	—	30 Sep 2016	13F
NEW YORK STATE COMMON RETIREMENT FUND	13F	Company	0.33%	374,739	$45,846,000	—	30 Sep 2016	13F
Sumitomo Mitsui Trust Group, Inc.	13F	Company	0.32%	363,907	$44,520,000	—	30 Sep 2016	13F
Swiss National Bank	13F	Company	0.32%	361,136	$44,181,000	—	30 Sep 2016	13F
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC	13F	Company	0.32%	357,700	$43,761,000	—	30 Sep 2016	13F

Institutional Holders of ROCKWELL AUTOMATION, INC - Common Stock (ROK) as of Q4 2016

As of 31 Dec 2016, ROCKWELL AUTOMATION, INC - Common Stock (ROK) was held by 653 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 93,228,279 shares. The largest 10 holders included VANGUARD GROUP INC, Capital World Investors, STATE STREET CORP, UBS Group AG, LAZARD ASSET MANAGEMENT LLC, BlackRock Institutional Trust Company, N.A., Alecta Pensionsforsakring, Omsesidigt, BlackRock Fund Advisors, NORTHERN TRUST CORP, and AMERICAN CENTURY COMPANIES INC. This page lists 654 institutional shareholders reporting positions in this security for the Q4 2016 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2016 vs Q3 2016 Across Filers

Q3 2016 holders

619

Q4 2016 holders

653

Holder diff

Investor	Q3 2016 Shares	Q4 2016 Shares	Share Diff	Share Chg %	Q3 2016 Value $	Q4 2016 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.