Smith Affiliated Capital Corp. SEC EDGAR Filings (CIK 0001540138)

SEC EDGAR filings, ownership reports, and insider transactions for Smith Affiliated Capital Corp..

Business address
88 Pine Street, New York, NY, 10005
Top securities (13F)
CEF, PHYS, ENTERPRISE PRODU 5.250 8/16, EMP, U.S. BANCORP 5.300 2/02, PSAPRG, TRANSCANADA TRUS 5.300 3/15, NATIONAL RURAL U 5.250 4/20/46, DOMINION RESOURC 5.750 10/01, PRUDENTIAL FINAN 5.200 3/15/44, SCEPRL, NORTHERN TRUST C 4.600 4/01, JPMORGAN CHASE & 5.150 5/01/23, THE CHARLES SCHW 4.625 12/29, JPMORGAN CHASE & 7.900 4/29/49, BNSF FUNDING TRU 6.613 12/15, AMERICAN EXPRESS 5.200 5/29/49, THE ALLSTATE COR 5.750 8/15, DRUA, and SCEPRK
State of incorporation
NY
Fiscal year end
31 December
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Smith Affiliated Capital Corp. has filed 61 SEC EDGAR filings since 01 Feb 2012

Latest Filings

Recent SEC filings for Smith Affiliated Capital Corp. including 13F-HR/A, 13F-HR, SC 13G/A and more.

Form type Document Filing Description Filing date Reporting date File number(s)
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 26 Oct 2017 30 Sep 2017 028-14634
13F-HR Open 13F-HR document View SEC filing for 13F-HR 25 Oct 2017 30 Sep 2017 028-14634
13F-HR Open 13F-HR document View SEC filing for 13F-HR 28 Jul 2017 30 Jun 2017 028-14634
13F-HR Open 13F-HR document View SEC filing for 13F-HR 04 May 2017 31 Mar 2017 028-14634
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Feb 2017 31 Dec 2016 028-14634
13F-HR Open 13F-HR document View SEC filing for 13F-HR 25 Oct 2016 30 Sep 2016 028-14634
13F-HR Open 13F-HR document View SEC filing for 13F-HR 11 Jul 2016 30 Jun 2016 028-14634
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 12 Apr 2016 31 Mar 2016 028-14634
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Apr 2016 31 Mar 2016 028-14634
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Jan 2016 31 Dec 2015 028-14634
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 09 Nov 2015 30 Jun 2015 028-14634
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 09 Nov 2015 30 Sep 2015 028-14634
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 09 Nov 2015 31 Mar 2015 028-14634
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 06 Nov 2015 31 Mar 2014 028-14634
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 06 Nov 2015 31 Dec 2014 028-14634
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 06 Nov 2015 30 Sep 2014 028-14634
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 06 Nov 2015 30 Jun 2014 028-14634
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 06 Nov 2015 31 Dec 2011 028-14634
13F-HR Open 13F-HR document View SEC filing for 13F-HR 06 Nov 2015 30 Sep 2011 028-14634
13F-HR Open 13F-HR document View SEC filing for 13F-HR 06 Nov 2015 30 Jun 2011 028-14634
13F-HR Open 13F-HR document View SEC filing for 13F-HR 06 Nov 2015 31 Mar 2011 028-14634
13F-HR Open 13F-HR document View SEC filing for 13F-HR 06 Nov 2015 31 Dec 2013 028-14634
13F-HR Open 13F-HR document View SEC filing for 13F-HR 06 Nov 2015 30 Sep 2013 028-14634
13F-HR Open 13F-HR document View SEC filing for 13F-HR 06 Nov 2015 30 Jun 2013 028-14634
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 06 Nov 2015 31 Mar 2013 028-14634
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 06 Nov 2015 31 Dec 2012 028-14634
13F-HR Open 13F-HR document View SEC filing for 13F-HR 06 Nov 2015 30 Sep 2012 028-14634
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 06 Nov 2015 30 Jun 2012 028-14634
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 06 Nov 2015 31 Mar 2012 028-14634
13F-HR Open 13F-HR document View SEC filing for 13F-HR 05 Nov 2015 31 Dec 2010 028-14634
13F-HR Open 13F-HR document View SEC filing for 13F-HR 05 Nov 2015 30 Jun 2010 028-14634
13F-HR Open 13F-HR document View SEC filing for 13F-HR 05 Nov 2015 30 Sep 2010 028-14634
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A AMENDMENT NO.15 TO SCHEDULE 13G 27 Oct 2015
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A AMENDMENT NO.14 TO SCHEDULE 13G 27 Oct 2015
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A AMENDMENT NO.13 TO SCHEDULE 13G 27 Oct 2015
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A AMENDMENT NO.12 TO SCHEDULE 13G 27 Oct 2015
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 Oct 2015 30 Sep 2015 028-14634
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 29 Sep 2015 30 Jun 2015 028-14634
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A AMENDMENT NO.11 TO SCHEDULE 13G 25 Sep 2015
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A AMENDMENT NO.10 TO SCHEDULE 13G 25 Sep 2015
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A AMENDMENT NO. 9 TO SCHEDULE 13G 25 Sep 2015
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A AMENDMENT NO.8 TO SCHEDULE 13G 25 Sep 2015
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A AMENDMENT NO. 7 TO SC 13G/A 25 Sep 2015
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A AMENDMENT NO. 6 TO SC 13G/A 25 Sep 2015
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A AMENDMENT NO. 5 TO SCHEDULE 13G 25 Sep 2015
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A AMENDMENT NO. 4 TO SC 13G 25 Sep 2015
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A AMENDMENT NO 3 TO SCHEDULE13G 25 Sep 2015
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A AMENDMENT NO.2 TO SCHEDULE 13G 25 Sep 2015
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A AMENDMENT NO.1 TO SCHEDULE 13G 25 Sep 2015
SC 13G Open SC 13G document View SEC filing for SC 13G SC 13G 25 Sep 2015
13F-HR Open 13F-HR document View SEC filing for 13F-HR 25 Sep 2015 30 Jun 2015 028-14634
13F-HR Open 13F-HR document View SEC filing for 13F-HR 25 Sep 2015 31 Mar 2015 028-14634
13F-HR Open 13F-HR document View SEC filing for 13F-HR 25 Sep 2015 31 Dec 2014 028-14634
13F-HR Open 13F-HR document View SEC filing for 13F-HR 25 Sep 2015 30 Sep 2014 028-14634
13F-HR Open 13F-HR document View SEC filing for 13F-HR 25 Sep 2015 30 Jun 2014 028-14634
13F-HR Open 13F-HR document View SEC filing for 13F-HR 25 Sep 2015 31 Mar 2014 028-14634
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13F-HR 29 Apr 2013 31 Mar 2013 028-14634
13F-HR Open 13F-HR document View SEC filing for 13F-HR SCHEDULE 13F 01 Feb 2013 31 Dec 2012 028-14634
13F-HR Open 13F-HR document View SEC filing for 13F-HR FORM 13F-HR 06 Aug 2012 30 Jun 2012 028-14634
13F-HR Open 13F-HR document View SEC filing for 13F-HR FORM 13F 15 May 2012 31 Mar 2012 028-14634
13F-HR Open 13F-HR document View SEC filing for 13F-HR FORM 13F-HR 01 Feb 2012 31 Dec 2011 028-14634

About this filer

Smith Affiliated Capital Corp. files with the SEC under CIK 0001540138. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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