Thomas J. Herzfeld Advisors, Inc.

Holdings History for Oxford Lane Capital Corp. - COM (OXLC)

Symbol: OXLC on Nasdaq
Investment type: Equity / COM

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
31 Mar 2024		-0.3%	$0	0	-163,890	-100%	$3.64	Q1 2024
31 Dec 2023	0.3%	0%	$809,617	163,890	0		$4.94	Q4 2023
30 Sep 2023	0.32%	-2.4%	$817,811	163,890	-1,253,227	-88%	$4.99	Q3 2023
30 Jun 2023	2.7%	-2.7%	$6,858,847	1,417,117	-1,292,117	-48%	$4.84	Q2 2023
31 Mar 2023	5.7%	+0.14%	$14,169,295	2,709,234	+65,316	+2.5%	$5.23	Q1 2023
31 Dec 2022	5.5%	+5.5%	$13,404,664	2,643,918	+2,643,918	NEW	$5.07	Q4 2022
30 Sep 2022		-0.37%	$0	0	-157,641	-100%	$3.64	Q3 2022
30 Jun 2022	0.37%	-0.24%	$895,000	157,641	-101,118	-39%	$5.68	Q2 2022
31 Mar 2022	0.7%	-0.51%	$1,873,000	258,759	-188,000	-42%	$7.24	Q1 2022
31 Dec 2021	1.3%	+0.18%	$3,445,000	446,759	+65,682	+17%	$7.71	Q4 2021
30 Sep 2021	1.2%	+0.42%	$2,748,000	381,077	+130,871	+52%	$7.21	Q3 2021
30 Jun 2021	0.77%	+0.77%	$1,854,000	250,206	+250,206	NEW	$7.41	Q2 2021
31 Mar 2020		-0.95%	$0	0	-324,491	-100%	$3.64	Q1 2020
31 Dec 2019	0.95%	+0.95%	$2,648,000	324,491	+324,491	NEW	$8.16	Q4 2019
31 Dec 2018		-1.9%	$0	0	-515,267	-100%	$3.64	Q4 2018
30 Sep 2018	1.9%	+1.3%	$5,459,000	515,267	+352,298	+216%	$10.59	Q3 2018
30 Jun 2018	0.62%	-0.01%	$1,698,000	162,969	-2,486	-1.5%	$10.42	Q2 2018
31 Mar 2018	0.65%	+0.48%	$1,676,000	165,455	+121,822	+279%	$10.13	Q1 2018
31 Dec 2017	0.16%	+0.16%	$439,000	43,633	+43,633	NEW	$10.06	Q4 2017
30 Sep 2017		-0.06%	$0	0	-14,813	-100%	$3.64	Q3 2017
30 Jun 2017	0.06%	+0.05%	$147,000	14,813	+11,813	+394%	$9.92	Q2 2017
31 Mar 2017	0.01%	+0.01%	$33,000	3,000	+3,000	NEW	$11.00	Q1 2017

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.