Q4 2018 13F Holders as of 12/31/2018
-
Type / Class
-
Equity / COM
-
Number of holders
-
33
-
Total 13F shares, excl. options
-
1.56M
-
Shares change
-
-877K
-
Total reported value, excl. options
-
$15M
-
Value change
-
-$9.2M
-
Number of buys
-
12
-
Number of sells
-
-19
-
Price
-
$9.70
Significant Holders of Oxford Lane Capital Corp. - COM (OXLC) as of Q4 2018
39 filings reported holding OXLC - Oxford Lane Capital Corp. - COM as of Q4 2018.
Oxford Lane Capital Corp. - COM (OXLC) has 33 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 1.56M shares
.
Largest 10 shareholders include Selz Capital LLC (274K shares), Advisor Group, Inc. (212K shares), WILEY BROS.-AINTREE CAPITAL, LLC (205K shares), MORGAN STANLEY (160K shares), Cetera Advisor Networks LLC (123K shares), Baird Financial Group, Inc. (92.8K shares), BARD ASSOCIATES INC (65.6K shares), LPL Financial LLC (56.7K shares), COMMONWEALTH EQUITY SERVICES, LLC (55K shares), and LADENBURG THALMANN FINANCIAL SERVICES INC. (54.6K shares).
This table shows the top 33 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.