Q3 2021 13F Holders as of 30 Sep 2021
-
Type / Class
-
Equity / COM
-
Number of holders
-
54
-
Total 13F shares, excl. options
-
7,143,735
-
Shares change
-
+2,987,204
-
Total reported value, excl. options
-
$51,549,179
-
Value change
-
+$21,540,059
-
Number of buys
-
35
-
Number of sells
-
-15
-
Price
-
$7.21
Significant Holders of Oxford Lane Capital Corp. - COM (OXLC) as of Q3 2021
59 filings reported holding OXLC - Oxford Lane Capital Corp. - COM as of Q3 2021.
Oxford Lane Capital Corp. - COM (OXLC) has 54 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 7,143,735 shares
.
Largest 10 shareholders include Penserra Capital Management LLC (2,005,904 shares), MORGAN STANLEY (947,755 shares), Enstar Group LTD (624,420 shares), Thomas J. Herzfeld Advisors, Inc. (381,077 shares), WILEY BROS.-AINTREE CAPITAL, LLC (283,325 shares), Delphi Financial Group, Inc. (265,536 shares), COMMONWEALTH EQUITY SERVICES, LLC (263,037 shares), ADVISOR GROUP HOLDINGS, INC. (260,513 shares), Anfield Capital Management, LLC (251,954 shares), and Virtus ETF Advisers LLC (187,765 shares).
This table shows the top 54 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.