Q1 2020 13F Holders as of 3/31/2020
-
Type / Class
-
Equity / COM
-
Number of holders
-
38
-
Total 13F shares, excl. options
-
2.36M
-
Shares change
-
-49.9K
-
Total reported value, excl. options
-
$9.85M
-
Value change
-
-$3.44M
-
Number of buys
-
24
-
Number of sells
-
-26
-
Price
-
$4.17
Significant Holders of Oxford Lane Capital Corp. - COM (OXLC) as of Q1 2020
54 filings reported holding OXLC - Oxford Lane Capital Corp. - COM as of Q1 2020.
Oxford Lane Capital Corp. - COM (OXLC) has 38 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 2.36M shares
.
Largest 10 shareholders include Neuberger Berman Group LLC (400K shares), Cetera Advisor Networks LLC (291K shares), WILEY BROS.-AINTREE CAPITAL, LLC (229K shares), LPL Financial LLC (167K shares), COMMONWEALTH EQUITY SERVICES, LLC (155K shares), Arlington Capital Management, Inc. (133K shares), Freestone Capital Holdings, LLC (120K shares), WEDBUSH SECURITIES INC (95.6K shares), Advisor Group Holdings, Inc. (89.6K shares), and CITADEL ADVISORS LLC (74.4K shares).
This table shows the top 38 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.