Bulldog Investors, LLP

Holdings History for EQUUS TOTAL RETURN, INC. - COM (EQS)

Symbol: EQS on NYSE
Investment type: Equity / COM

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
30 Sep 2021		-0.03%	$0	0	-66,126	-100%	$1.35	Q3 2021
30 Jun 2021	0.03%	0%	$129,000	66,126	0		$1.95	Q2 2021
31 Mar 2021	0.04%	0%	$129,000	66,126	0		$1.95	Q1 2021
31 Dec 2020	0.05%	-0.02%	$143,000	66,126	-25,350	-28%	$2.16	Q4 2020
30 Sep 2020	0.05%	-0.01%	$111,000	91,476	-15,443	-14%	$1.21	Q3 2020
30 Jun 2020	0.06%	0%	$125,000	106,919	0		$1.17	Q2 2020
31 Mar 2020	0.05%	0%	$102,000	106,919	0		$0.95	Q1 2020
31 Dec 2019	0.08%	0%	$195,000	106,919	0		$1.82	Q4 2019
30 Sep 2019	0.08%	0%	$172,000	106,919	0		$1.61	Q3 2019
30 Jun 2019	0.09%	-0.05%	$175,000	106,919	-65,558	-38%	$1.64	Q2 2019
31 Mar 2019	0.15%	-0.26%	$330,000	172,477	-303,687	-64%	$1.91	Q1 2019
31 Dec 2018	0.35%	-0.02%	$933,000	476,164	-20,998	-4.2%	$1.96	Q4 2018
30 Sep 2018	0.28%	0%	$989,000	497,162	0		$1.99	Q3 2018
30 Jun 2018	0.31%	0%	$1,173,000	497,162	0		$2.36	Q2 2018
31 Mar 2018	0.32%	0%	$1,183,000	497,162	0		$2.38	Q1 2018
31 Dec 2017	0.33%	0%	$1,193,000	497,162	0		$2.40	Q4 2017
30 Sep 2017	0.35%	0%	$1,208,000	497,162	0		$2.43	Q3 2017
30 Jun 2017	0.31%	0%	$1,173,000	497,162	0		$2.36	Q2 2017
31 Mar 2017	0.32%	0%	$1,238,000	497,162	0		$2.49	Q1 2017
31 Dec 2016	0.26%	0%	$999,000	497,162	0		$2.01	Q4 2016
30 Sep 2016	0.21%	0%	$925,000	497,162	0		$1.86	Q3 2016
30 Jun 2016	0.23%	0%	$885,000	497,162	0		$1.78	Q2 2016
31 Mar 2016	0.19%	-0.01%	$794,000	497,162	-14,466	-2.8%	$1.60	Q1 2016
31 Dec 2015	0.21%	-0%	$916,000	511,628	-11,977	-2.3%	$1.79	Q4 2015
30 Sep 2015	0.2%	0%	$916,000	523,605	0		$1.75	Q3 2015
30 Jun 2015	0.21%	-0.34%	$1,021,000	523,605	-497,424	-49%	$1.95	Q2 2015
31 Mar 2015	0.23%	-0.03%	$1,021,000	1,021,029	-78,541	-7.1%	$1.00	Q1 2015
31 Dec 2014	0.24%	-0.03%	$1,100,000	1,099,570	-57,597	-5%	$1.00	Q4 2014
30 Sep 2014	0.24%	+0.27%	$1,157,000	1,157,167	+633,562	+121%	$1.00	Q3 2014
30 Jun 2014	0.27%	0%	$1,299,000	523,605	0		$2.48	Q2 2014
31 Mar 2014	0.23%	0%	$1,005,000	523,605	0		$1.92	Q1 2014
31 Dec 2013	0.23%	0%	$1,042,000	523,605	0		$1.99	Q4 2013
30 Sep 2012	0.32%	0%	$1,224,000	558,754	0		$2.19	Q3 2012
30 Jun 2012	0.4%	0%	$1,339,000	558,754	0		$2.40	Q2 2012
31 Mar 2012	0.38%	0%	$1,268,000	558,754	0		$2.27	Q1 2012
31 Dec 2011	0.41%	+0%	$1,291,000	558,754	+4,507	+0.81%	$2.31	Q4 2011
30 Sep 2011	0.33%	+0.1%	$1,042,000	554,247	+164,102	+42%	$1.88	Q3 2011
30 Jun 2011	0.34%	+0.1%	$936,000	390,145	+113,597	+41%	$2.40	Q2 2011
31 Mar 2011	0.26%	0%	$719,000	276,548	0		$2.60	Q1 2011
31 Dec 2010	0.29%	+0.18%	$691,000	276,548	+175,838	+175%	$2.50	Q4 2010
30 Sep 2010	0.09%	+0.08%	$239,000	100,710	+89,907	+832%	$2.37	Q3 2010
30 Jun 2010	0.01%	+0%	$29,000	10,803	+644	+6.3%	$2.68	Q2 2010
31 Mar 2010	0.01%	+0.01%	$29,000	10,159	+10,159	NEW	$2.85	Q1 2010

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.