Security key
294766100
EQUUS TOTAL RETURN, INC. - Common Stock, par value $0.001 per share (EQS)
CUSIP: 294766100
Q4 2020 13F Holders as of 31 Dec 2020
- Security type / class
- Equity / Common Stock, par value $0.001 per share
- Total 13F shares
- 354,829
- Total 13F value
- $688,000
- Share change
- -206,573
- SEC-reported price per share
- $2.14
- Number of holders
- 8
- Value change
- -$278,947
- Number of buys
- 2
- Number of sells
- 8
- Shares outstanding
- 13,957,219
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q4 2020
Institutions
8
Top holders
8
EQS full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q1 2021
Previous quarter: Q3 2020
EQUUS TOTAL RETURN, INC. SEC filings
EQUUS TOTAL RETURN, INC. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 294766100
Recent filing periods:
Ownership snapshot
Top reported holders of EQS - EQUUS TOTAL RETURN, INC. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
West Family Investments, ...
Disclosed value leader
West Family Investments, ...
Comparable rows
12/12
Latest evidence
30 Sep 2020
13F
Lead comparable stake: 1.5%
Showing 1-6 of 12 holder rows.
Quick read
West Family Investments, Inc. leads the comparable SEC ownership view at 1.5%.
12 of 12 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens West Family Investments, Inc.'s linked filing trail.
Comparable ownership
Top 5
West Family Investments, Inc.
1.5%
Bulldog Investors, LLP
0.66%
WYNNEFIELD CAPITAL INC
0.42%
Almitas Capital LLC
0.39%
ROYAL BANK OF CANADA
0.38%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 12 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| West Family Investments, Inc. |
13F
Company
|
1.5%
|
$261,000
210,276 shares
|
— | 30 Sep 2020 |
| Bulldog Investors, LLP |
13F
Company
|
0.66%
|
$111,000
91,476 shares
|
— | 30 Sep 2020 |
| WYNNEFIELD CAPITAL INC |
13F
Company
|
0.42%
|
$70,000
58,098 shares
|
— | 30 Sep 2020 |
| Almitas Capital LLC |
13F
Company
|
0.39%
|
$66,000
54,210 shares
|
— | 30 Sep 2020 |
| ROYAL BANK OF CANADA |
13F
Company
|
0.38%
|
$63,000
52,429 shares
|
— | 30 Sep 2020 |
| NORTHERN TRUST CORP |
13F
Company
|
0.22%
|
$37,000
30,986 shares
|
— | 30 Sep 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2020
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
8
Shares
354,829
Rows available
8
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2020 vs Q3 2020 Across Filers
Q3 2020 holders
12
Q4 2020 holders
8
Holder diff
-4
| Investor | Q3 2020 Shares | Q4 2020 Shares | Share Diff | Share Chg % | Q3 2020 value | Q4 2020 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend