Q4 2013 13F Holders as of 31 Dec 2013
-
Type / Class
-
Equity / COM
-
Total 13F shares
-
1,030,117
-
Share change
-
-948
-
Total reported value
-
$2,050,000
-
Price per share
-
$1.99
-
Number of holders
-
13
-
Value change
-
-$1,859
-
Number of sells
-
1
Institutional Holders of EQUUS TOTAL RETURN, INC. - COM (EQS) as of Q4 2013
As of 31 Dec 2013,
EQUUS TOTAL RETURN, INC. - COM (EQS) was held by
13 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,030,117 shares.
The largest 10 holders included
Bulldog Investors, LLC, RIVERNORTH CAPITAL MANAGEMENT, LLC, Thomas J. Herzfeld Advisors, Inc., ROYAL BANK OF CANADA, SHUFRO ROSE & CO LLC, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, Citadel Advisors LLC, BANK OF AMERICA CORP /DE/, Legal & General Group Plc, and MORGAN STANLEY.
This page lists
13
institutional shareholders reporting positions in this security
for the Q4 2013 filing period.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price
|
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.