Security key
294766100
EQUUS TOTAL RETURN, INC. - Common Stock, par value $0.001 per share (EQS)
CUSIP: 294766100
Q1 2020 13F Holders as of 31 Mar 2020
- Security type / class
- Equity / Common Stock, par value $0.001 per share
- Total 13F shares
- 1,591,886
- Total 13F value
- $1,512,000
- Share change
- -78,922
- SEC-reported price per share
- $0.95
- Number of holders
- 13
- Value change
- -$160,057
- Number of buys
- 4
- Number of sells
- 4
- Shares outstanding
- 13,957,219
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q1 2020
Institutions
13
Top holders
10
EQS full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2025
EQUUS TOTAL RETURN, INC. SEC filings
EQUUS TOTAL RETURN, INC. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 294766100
Recent filing periods:
Ownership snapshot
Top reported holders of EQS - EQUUS TOTAL RETURN, INC. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Ancora Advisors LLC
Disclosed value leader
Ancora Advisors LLC
Comparable rows
15/15
Latest evidence
31 Dec 2019
13F
Lead comparable stake: 6.8%
Showing 1-6 of 15 holder rows.
Quick read
Ancora Advisors LLC leads the comparable SEC ownership view at 6.8%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Ancora Advisors LLC's linked filing trail.
Comparable ownership
Top 5
Ancora Advisors LLC
6.8%
West Family Investments, Inc.
1.7%
Bulldog Investors, LLP
0.77%
BOOTHBAY FUND MANAGEMENT, LLC
0.69%
WYNNEFIELD CAPITAL INC
0.51%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Ancora Advisors LLC |
13F
Company
|
6.8%
|
$1,739,000
953,000 shares
|
— | 31 Dec 2019 |
| West Family Investments, Inc. |
13F
Company
|
1.7%
|
$445,000
243,803 shares
|
— | 31 Dec 2019 |
| Bulldog Investors, LLP |
13F
Company
|
0.77%
|
$195,000
106,919 shares
|
— | 31 Dec 2019 |
| BOOTHBAY FUND MANAGEMENT, LLC |
13F
Company
|
0.69%
|
$177,000
96,900 shares
|
— | 31 Dec 2019 |
| WYNNEFIELD CAPITAL INC |
13F
Company
|
0.51%
|
$130,000
71,304 shares
|
— | 31 Dec 2019 |
| Almitas Capital LLC |
13F
Company
|
0.39%
|
$99,000
54,210 shares
|
— | 31 Dec 2019 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2020
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
13
Shares
1,591,886
Rows available
13
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q1 2020 vs Q1 2026 Across Filers
Q1 2026 holders
8
Q1 2020 holders
13
Holder diff
5
| Investor | Q1 2026 Shares | Q1 2020 Shares | Share Diff | Share Chg % | Q1 2026 value | Q1 2020 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend