ROYAL BANK OF CANADA

Holdings History for YAMANA GOLD INC - COM (AUY)

Symbol: AUY
Investment type: Equity / COM

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Option	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
30 Jun 2023			-0.04%	$0	0	-21,150,005	-100%		Q2 2023
31 Mar 2023		0.04%	-0%	$123,727,000	21,150,005	-1,932,370	-8.4%	$5.85	Q1 2023
31 Mar 2023	call		-0.01%	$0	0	-177,000	-100%		Q1 2023
31 Dec 2022		0.04%	-0%	$128,106,000	23,082,375	-2,483,585	-9.7%	$5.55	Q4 2022
31 Dec 2022			0%	$1,000	148	0		$6.76 ^*	Q4 2022
31 Dec 2022	call	0.01%	-0.02%	$982,000	177,000	-748,000	-81%	$5.55	Q4 2022
30 Sep 2022		0.04%	-0.01%	$115,815,000	25,565,960	-4,045,488	-14%	$4.53	Q3 2022
30 Sep 2022			0%	$1,000	148	0		$6.76 ^*	Q3 2022
30 Sep 2022	call	0.02%	+0.01%	$4,190,000	925,000	+577,000	+166%	$4.53	Q3 2022
30 Jun 2022			0%	$1,000	148	0		$6.76 ^*	Q2 2022
30 Jun 2022		0.04%	-0%	$137,694,000	29,611,448	-1,362,833	-4.4%	$4.65	Q2 2022
30 Jun 2022	call	0.01%	+0.01%	$1,618,000	348,000	+348,000	NEW	$4.65	Q2 2022
31 Mar 2022			0%	$1,000	148	0		$6.76 ^*	Q1 2022
31 Mar 2022		0.05%	+0.01%	$172,837,000	30,974,281	+3,624,370	+13%	$5.58	Q1 2022
31 Mar 2022	put		-0.01%	$0	0	-750,000	-100%		Q1 2022
31 Dec 2021		0.03%	+0%	$115,416,000	27,349,911	+1,114,516	+4.2%	$4.22	Q4 2021
31 Dec 2021	put	0.01%	0%	$3,165,000	750,000	0		$4.22	Q4 2021
30 Sep 2021		0.03%	+0.01%	$103,892,000	26,235,395	+5,425,746	+26%	$3.96	Q3 2021
30 Sep 2021	put	0.01%	0%	$2,970,000	750,000	0		$3.96	Q3 2021
30 Jun 2021		0.02%	+0%	$87,816,000	20,809,649	+1,252,461	+6.4%	$4.22	Q2 2021
30 Jun 2021	put	0.02%	0%	$3,165,000	750,000	0		$4.22	Q2 2021
31 Mar 2021		0.03%	+0%	$84,879,000	19,557,188	+271,118	+1.4%	$4.34	Q1 2021
31 Mar 2021	put	0.01%	+0.01%	$3,255,000	750,000	+750,000	NEW	$4.34	Q1 2021
31 Dec 2020		0.04%	+0.01%	$110,123,000	19,286,070	+5,298,444	+38%	$5.71	Q4 2020
30 Sep 2020		0.03%	-0%	$79,450,000	13,987,626	-312,888	-2.2%	$5.68	Q3 2020
30 Jun 2020		0.03%	+0.01%	$78,080,000	14,300,514	+5,451,036	+62%	$5.46	Q2 2020
31 Mar 2020		0.01%	+0%	$24,335,000	8,849,478	+811,573	+10%	$2.75	Q1 2020
31 Dec 2019		0.01%	+0%	$31,749,000	8,037,905	+719,006	+9.8%	$3.95	Q4 2019
31 Dec 2019	call		-0%	$0	0	-600	-100%		Q4 2019
30 Sep 2019		0.01%	+0%	$23,273,000	7,318,899	+716,242	+11%	$3.18	Q3 2019
30 Sep 2019	call	0%	0%	$2,000	600	0		$3.33	Q3 2019
30 Sep 2019	put		-0%	$0	0	-400	-100%		Q3 2019
30 Jun 2019		0.01%	-0%	$16,638,000	6,602,657	-3,065,232	-32%	$2.52	Q2 2019
30 Jun 2019	call		0%	$2,000	600	0		$3.33 ^*	Q2 2019
30 Jun 2019	put	0%	-0%	$1,000	400	-1,100	-73%	$2.50	Q2 2019
31 Mar 2019		0.01%	+0%	$25,234,000	9,667,889	+1,075,855	+13%	$2.61	Q1 2019
31 Mar 2019	call	0%	-0%	$2,000	700	-1,600	-70%	$2.86	Q1 2019
31 Mar 2019	put	0%	+0%	$4,000	1,500	+1,500	NEW	$2.67	Q1 2019
31 Dec 2018			0%	$3,000	1,238	0		$2.42 ^*	Q4 2018
31 Dec 2018		0.01%	-0%	$20,278,000	8,592,034	-750,990	-8%	$2.36	Q4 2018
31 Dec 2018	call	0%	+0%	$5,000	2,300	+2,300	NEW	$2.17	Q4 2018
30 Sep 2018		0.01%	+0.01%	$23,180,000	9,343,024	+5,173,177	+124%	$2.48	Q3 2018
30 Jun 2018			0%	$1,000	200	0		$5.00 ^*	Q2 2018
30 Jun 2018		0.01%	+0%	$12,092,000	4,169,847	+1,668,124	+67%	$2.90	Q2 2018
30 Jun 2018	call		-0%	$0	0	-42,400	-100%		Q2 2018
31 Mar 2018			0%	$1,000	200	0		$5.00 ^*	Q1 2018
31 Mar 2018		0%	+0%	$6,904,000	2,501,723	+514,987	+26%	$2.76	Q1 2018
31 Mar 2018	call	0%	+0%	$117,000	42,400	+42,400	NEW	$2.76	Q1 2018
31 Mar 2018	put		-0.01%	$0	0	-500,000	-100%		Q1 2018
31 Dec 2017		0%	-0%	$6,198,000	1,986,736	-13,532	-0.68%	$3.12	Q4 2017
31 Dec 2017			0%	$1,000	200	0		$5.00 ^*	Q4 2017
31 Dec 2017	put	0.01%	0%	$1,560,000	500,000	0		$3.12	Q4 2017
30 Sep 2017		0%	-0%	$5,302,000	2,000,268	-2,078,565	-51%	$2.65	Q3 2017
30 Sep 2017	put	0.01%	0%	$1,325,000	500,000	0		$2.65	Q3 2017
30 Jun 2017		0.01%	-0.01%	$9,911,000	4,078,833	-5,599,884	-58%	$2.43	Q2 2017
30 Jun 2017	put	0.01%	0%	$1,215,000	500,000	0		$2.43	Q2 2017
31 Mar 2017			0%	$1,000	465	0		$2.15 ^*	Q1 2017
31 Mar 2017		0.02%	-0%	$26,713,000	9,678,717	-412,931	-4.1%	$2.76	Q1 2017
31 Mar 2017	call		-0.01%	$0	0	-550,000	-100%		Q1 2017
31 Mar 2017	put	0.01%	-0%	$1,380,000	500,000	-200,000	-29%	$2.76	Q1 2017
31 Dec 2016		0.02%	-0%	$28,358,000	10,091,648	-2,871,150	-22%	$2.81	Q4 2016
31 Dec 2016			0%	$1,000	465	0		$2.15 ^*	Q4 2016
31 Dec 2016	call	0.01%	+0%	$1,546,000	550,000	+350,000	+175%	$2.81	Q4 2016
31 Dec 2016	put	0.01%	0%	$1,967,000	700,000	0		$2.81	Q4 2016
30 Sep 2016		0.04%	-0%	$55,871,000	12,962,798	-348,658	-2.6%	$4.31	Q3 2016
30 Sep 2016	call	0%	0%	$862,000	200,000	0		$4.31	Q3 2016
30 Sep 2016	put	0.02%	0%	$3,017,000	700,000	0		$4.31	Q3 2016
30 Jun 2016		0.05%	+0.02%	$69,220,000	13,311,456	+5,746,577	+76%	$5.20	Q2 2016
30 Jun 2016	call	0.01%	+0.01%	$1,040,000	200,000	+200,000	NEW	$5.20	Q2 2016
30 Jun 2016	put	0.02%	0%	$3,640,000	700,000	0		$5.20	Q2 2016
31 Mar 2016		0.02%	+0%	$22,997,000	7,564,879	+338,071	+4.7%	$3.04	Q1 2016
31 Mar 2016	put	0.01%	0%	$2,128,000	700,000	0		$3.04	Q1 2016
31 Dec 2015		0.01%	+0%	$13,441,000	7,226,808	+543,878	+8.1%	$1.86	Q4 2015
31 Dec 2015			0%	$1,000	698	0		$1.43 ^*	Q4 2015
31 Dec 2015	put	0.01%	0%	$1,302,000	700,000	0		$1.86	Q4 2015
30 Sep 2015		0.01%	-0.01%	$11,360,000	6,682,930	-7,235,607	-52%	$1.70	Q3 2015
30 Sep 2015	put	0.01%	0%	$1,190,000	700,000	0		$1.70	Q3 2015
30 Jun 2015		0.03%	-0.01%	$41,756,000	13,918,537	-5,919,208	-30%	$3.00	Q2 2015
30 Jun 2015	put	0.02%	+0.01%	$2,100,000	700,000	+300,000	+75%	$3.00	Q2 2015
31 Mar 2015		0.05%	+0.04%	$71,219,000	19,837,745	+13,964,296	+238%	$3.59	Q1 2015
31 Mar 2015	call		-0.01%	$0	0	-395,000	-100%		Q1 2015
31 Mar 2015	put	0.01%	0%	$1,436,000	400,000	0		$3.59	Q1 2015
31 Dec 2014			0%	$1,000	170	0		$5.88 ^*	Q4 2014
31 Dec 2014		0.02%	-0.05%	$23,610,000	5,873,449	-19,030,188	-76%	$4.02	Q4 2014
31 Dec 2014	call	0.01%	-0.01%	$1,588,000	395,000	-525,000	-57%	$4.02	Q4 2014
31 Dec 2014	put	0.01%	0%	$1,608,000	400,000	0		$4.02	Q4 2014
30 Sep 2014			0%	$1,000	138	0		$7.25 ^*	Q3 2014
30 Sep 2014		0.11%	+0.06%	$149,421,000	24,903,637	+14,281,299	+134%	$6.00	Q3 2014
30 Sep 2014	call	0.04%	-0.04%	$5,520,000	920,000	-825,000	-47%	$6.00	Q3 2014
30 Sep 2014	put	0.02%	+0.02%	$2,400,000	400,000	+400,000	NEW	$6.00	Q3 2014
30 Jun 2014		0.06%	+0.02%	$87,316,000	10,622,338	+2,890,902	+37%	$8.22	Q2 2014
30 Jun 2014	call	0.13%	+0.07%	$14,344,000	1,745,000	+920,000	+112%	$8.22	Q2 2014
31 Mar 2014		0.05%	-0.03%	$67,882,000	7,731,436	-4,680,617	-38%	$8.78	Q1 2014
31 Mar 2014	call	0.07%	-0.02%	$7,244,000	825,000	-274,800	-25%	$8.78	Q1 2014
31 Mar 2014	put		-0.01%	$0	0	-103,500	-100%		Q1 2014
31 Dec 2013		0.08%	0%	$106,992,000	12,412,053	0		$8.62	Q4 2013
31 Dec 2013	call	0.06%	0%	$9,480,000	1,099,800	0		$8.62	Q4 2013
31 Dec 2013	put	0.01%	0%	$892,000	103,500	0		$8.62	Q4 2013

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.