ROYAL BANK OF CANADA

Q1 2018 13F Holdings Report, Restatement, Stock Holdings

Signature - Title
Sherry Coulter - MD, Head of Regulatory & Risk Operations
Location
Toronto, Ontario, Canada
Holdings as of
March 31, 2018
Value $
$196B
Num holdings
6,105
Date filed
5/18/2018, 08:45 AM
Description
All US holdings of this investor are reported in this report. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q4 2017 - Feb 14, 2018
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2018 Q1 - Restatement compared to 2017 Q4 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
David Lang SVP, Regulatory Compliance & Global CCO Jersey City, New Jersey 5/17/2018

This amendment updates holding entries to the Schedule 13F for the quarter ended on March 31, 2018. Due to a procedural error, certain positions in Revlon Inc., Scientific Games Corporation, eBay, ISHARES Trust REIT, and Pennsylvania Real Estate should not have been included in the filing, specifically those attributed to RBC Private Counsel (USA) Inc. The inclusion resulted in a related overstatement. The procedural error resulted in an overstatement of the same Scientific Games Corporation, eBay, ISHARES Trust REIT, and Pennsylvania Real Estate positions attributed to RBC Private Counsel (USA) Inc. in the Schedule 13F for the quarter ended on December 31, 2017.

Other Included Managers (31):

Num Name Location File Number
1 RBC Global Asset Management Inc. Toronto, Ontario, Canada 028-14116
2 RBC CMA LLC Nassau, N.P., Bahamas 028-11273
3 RBC Capital Markets, LLC New York, NY 028-04069
4 RBC Global Asset Management (U.S.) Minneapolis, MN 028-10228
5 RBC Dominion Securities Inc. Toronto, Ontario, Canada 028-11322
6 BlueBay Asset Management LLP 028-12524
7 RBC Phillips, Hager & North Investment Counsel Inc. Toronto, Ontario, Canada 028-11271
8 RBC Private Counsel (USA) Inc. Toronto, Ontario, Canada 028-11454
9 ROYAL TRUST CORP OF CANADA/ Toronto, Ontario, Canada 028-11393
11 RBC TRUSTEES (Jersey) LTD St Helier, Jersey 028-13008
13 RBC cees Trustee LTD 028-11601
14 RBC Trust Co (International) Ltd 028-13471
15 RBC Trust Co (Delaware) Ltd Wilmington, DE 028-13779
16 RBC GLOBAL ASSET MANAGEMENT (UK) Ltd London, United Kingdom 028-16409
18 Royal Bank of Canada (Channel Islands) Ltd St Helier, Jersey 028-12564
19 CITY NATIONAL BANK Beverly Hills, CA 028-04805
21 CITY NATIONAL ROCHDALE, LLC New York, NY 028-05392
23 LMCG INVESTMENTS, LLC 028-13608
24 MID CONTINENT CAPITAL LLC/IL 028-05684
25 Symphonic Financial Advisors LLC 028-12672
26 SEI INVESTMENTS MANAGEMENT CORP 028-16475
27 Aston Asset Management, LLC 028-12347
28 UBS ASSET MANAGEMENT AMERICAS INC 028-02682
29 RBC Dominion Securities Global Ltd Nassau, Bahamas 028-17163
30 JACKSON NATIONAL ASSET MANAGEMENT LLC 028-06761
31 ENVESTNET ASSET MANAGEMENT INC Chicago, IL 028-13411
32 CRAMER ROSENTHAL MCGLYNN LLC 028-02028
33 Lomas Capital Management, LLC 028-15278
34 CYPRESS FUNDS LLC 028-04707
35 Ascend Capital Limited Partnership 028-11218
36 Diametric Capital, LP 028-18524