ROYAL BANK OF CANADA

Q1 2021 13F Holdings Report, Restatement, Options Holdings

Signature - Title
Sherry Coulter - MD, Head of Regulatory & Risk Operations
Location
Toronto, Ontario, Canada
Options holdings as of
March 31, 2021
Notional value $
$22.7B
Number of holdings
504
Date filed
7/20/2021, 03:31 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q4 2020 - Feb 16, 2021
Next filing
Q2 2021 - Aug 16, 2021
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2021 Q1 - Restatement compared to 2020 Q4 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Sherry Coulter MD, Head of Regulatory & Risk Operations Toronto, Ontario, Canada 7/20/2021

Other Included Managers (28):

Num Name Location File Number
1 RBC Global Asset Management Inc. Toronto, Ontario, Canada 028-14116
2 RBC CMA LLC Nassau, N.P., Bahamas 028-11273
3 RBC Capital Markets, LLC New York, NY 028-04069
4 RBC Global Asset Management (U.S.) Minneapolis, MN 028-10228
5 RBC Dominion Securities Inc. Toronto, Ontario, Canada 028-11322
6 BlueBay Asset Management LLP 028-12524
7 RBC Phillips, Hager & North Investment Counsel Inc. Toronto, Ontario, Canada 028-11271
8 RBC Private Counsel (USA) Inc. Toronto, Ontario, Canada 028-11454
9 ROYAL TRUST CORP OF CANADA/ Toronto, Ontario, Canada 028-11393
11 RBC TRUSTEES (Jersey) LTD St Helier, Jersey 028-13008
13 RBC cees Trustee LTD 028-11601
14 RBC Trust Co (International) Ltd 028-13471
15 RBC Trust Co (Delaware) Ltd Wilmington, DE 028-13779
16 RBC GLOBAL ASSET MANAGEMENT (UK) Ltd London, United Kingdom 028-16409
18 Royal Bank of Canada (Channel Islands) Ltd St Helier, Jersey 028-12564
19 CITY NATIONAL BANK Beverly Hills, CA 028-04805
21 CITY NATIONAL ROCHDALE, LLC New York, NY 028-05392
23 LMCG INVESTMENTS, LLC 028-13608
24 MID CONTINENT CAPITAL LLC/IL 028-05684
25 Symphonic Financial Advisors LLC 028-12672
26 SEI INVESTMENTS MANAGEMENT CORP 028-16475
27 AMG Funds LLC 028-11395
28 UBS ASSET MANAGEMENT AMERICAS INC 028-02682
29 RBC Dominion Securities Global Ltd Nassau, Bahamas 028-17163
30 JACKSON NATIONAL ASSET MANAGEMENT LLC 028-06761
31 ENVESTNET ASSET MANAGEMENT INC Chicago, IL 028-13411
32 Alaska Permanent Fund Corp Juneau, AK 028-20231
33 Regent Trust Co Ltd 028-21177