SIT INVESTMENT ASSOCIATES INC

Holdings History for RIVERNORTH OPPORTUNITIES FUND, INC. - Common Stock (RIV)

Symbol: RIV on NYSE
Investment type: Equity / Common Stock
Latest Disclosed Shares Owned: 2,881,742 shares
Security Ownership %: 10%

Shares, Excluding Options vs Price

Value, Excluding Options

Sit Investment Associates, Inc. ownership in RIVERNORTH OPPORTUNITIES FUND, INC. Common Stock (RIV)

03 Nov 2025 - Sit Investment Associates, Inc. has filed an SCHEDULE 13G form with the Securities and Exchange Commission (SEC) disclosing ownership of 2,881,742 shares of RIVERNORTH OPPORTUNITIES FUND, INC. Common Stock (RIV). This represents 10% ownership of the company. This is the first filing by SIT INVESTMENT ASSOCIATES INC disclosing ownership of RIVERNORTH OPPORTUNITIES FUND, INC. Common Stock (RIV).

Reporting Name	Ownership %	Change	Value $	Shares owned	Change	Activity %	Price	Form	Report date	Filing time
Sit Investment Associates, Inc.	10%		$34,580,904	2,881,742			$12.00	13G	31 Oct 2025	03 Nov 2025, 14:07

Holdings date	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
31 Dec 2025	0.64%	+0.61%	$32,532,000	2,771,040	+2,583,139	+1375%	$11.74	Q4 2025
30 Sep 2025	0.05%	+0.05%	$2,255,000	187,901	+187,901	NEW	$12.00	Q3 2025
31 Dec 2023		-0.07%	$0	0	-254,307	-100%	$12.11	Q4 2023
30 Sep 2023	0.07%	-0.03%	$2,673,000	254,307	-89,017	-26%	$10.51	Q3 2023
30 Jun 2023	0.1%	-0.07%	$3,928,000	343,324	-246,298	-42%	$11.44	Q2 2023
31 Mar 2023	0.18%	-0.14%	$6,698,000	589,622	-463,969	-44%	$11.36	Q1 2023
31 Dec 2022	0.36%	+0.36%	$12,938,000	1,053,591	+1,053,591	NEW	$12.28	Q4 2022
30 Jun 2022		-0.1%	$0	0	-234,026	-100%	$12.11	Q2 2022
31 Mar 2022	0.1%	-0.2%	$3,737,000	234,026	-462,294	-66%	$15.97	Q1 2022
31 Dec 2021	0.26%	+0.25%	$11,106,000	696,320	+663,960	+2052%	$15.95	Q4 2021
30 Sep 2021	0.01%	+0.01%	$550,000	32,360	+32,360	NEW	$17.00	Q3 2021
31 Dec 2020		-0%	$0	0	-10,000	-100%	$12.11	Q4 2020
30 Sep 2020	0%	+0%	$143,000	10,000	+10,000	NEW	$14.30	Q3 2020
31 Mar 2018		-0.03%	$0	0	-55,285	-100%	$12.11	Q1 2018
31 Dec 2017	0.03%	+0.02%	$1,107,000	55,285	+49,024	+783%	$20.02	Q4 2017
30 Sep 2017	0%	+0%	$129,000	6,261	+6,261	NEW	$20.60	Q3 2017

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.