WINTRUST INVESTMENTS LLC

Holdings History for First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO)

Symbol: FXO
Investment type: Equity / First Trust Financials AlphaDEX(R) Fund

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
30 Jun 2023		-0.07%	$0	0	-13,694	-100%	$60.46	Q2 2023
31 Mar 2023	0.07%	-0.01%	$511,000	13,694	-2,158	-14%	$37.32	Q1 2023
31 Dec 2022	0.09%	-0%	$649,000	15,852	-432	-2.7%	$40.94	Q4 2022
30 Sep 2022	0.08%	+0%	$599,000	16,284	+719	+4.6%	$36.78	Q3 2022
30 Jun 2022	0.08%	-0.02%	$605,000	15,565	-4,494	-22%	$38.87	Q2 2022
31 Mar 2022	0.09%	+0.05%	$921,000	20,059	+11,143	+125%	$45.91	Q1 2022
31 Dec 2021	0.04%	+0%	$413,000	8,916	+774	+9.5%	$46.32	Q4 2021
30 Sep 2021	0.05%	+0.01%	$360,000	8,142	+1,840	+29%	$44.22	Q3 2021
30 Jun 2021	0.03%	+0%	$275,000	6,302	+465	+8%	$43.64	Q2 2021
31 Mar 2021	0.03%	+0.03%	$243,000	5,837	+5,837	NEW	$41.63	Q1 2021
30 Sep 2019		-0.06%	$0	0	-12,782	-100%	$60.46	Q3 2019
30 Jun 2019	0.06%	+0%	$405,000	12,782	+478	+3.9%	$31.69	Q2 2019
31 Mar 2019	0.06%	-0%	$372,000	12,304	-890	-6.7%	$30.23	Q1 2019
31 Dec 2018	0.07%	-0%	$356,000	13,194	-100	-0.75%	$26.98	Q4 2018
30 Sep 2018	0.07%	-0.02%	$425,000	13,294	-4,121	-24%	$31.97	Q3 2018
30 Jun 2018	0.1%	-0.16%	$546,000	17,415	-29,106	-63%	$31.35	Q2 2018
31 Mar 2018	0.37%	+0.01%	$1,444,000	46,521	+1,528	+3.4%	$31.04	Q1 2018
31 Dec 2017	0.33%	+0.01%	$1,409,000	44,993	+1,504	+3.5%	$31.32	Q4 2017
30 Sep 2017	0.33%	+0.04%	$1,291,000	43,489	+5,063	+13%	$29.69	Q3 2017
30 Jun 2017	0.29%	+0.01%	$1,099,000	38,426	+1,395	+3.8%	$28.60	Q2 2017
31 Mar 2017	0.29%	-0.01%	$1,026,000	37,031	-1,762	-4.5%	$27.71	Q1 2017
31 Dec 2016	0.44%	-0.15%	$1,049,000	38,793	-13,442	-26%	$27.04	Q4 2016
30 Sep 2016	0.59%	0%	$1,269,000	52,235	0		$24.29	Q3 2016
30 Jun 2016		0%	$643,000	68,468	0		$9.39 ^*	Q2 2016

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.