First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO)

Historical Holders from Q1 2014 to Q4 2025

Type / Class
Equity / First Trust Financials AlphaDEX(R) Fund
Symbol
FXO
Shares outstanding
40,153,432
Price per share
$60.35
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares as of 30 Sep 2025
29,858,849
Holdings value
$1,772,908,241
% of all portfolios
0%
Share change
-580,166
Value change
-$34,256,588
Average buys %
+0%
Average sells %
-0%
Number of holders
221
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
FIRST TRUST PORTFOLIOS LP 35% -14% $705,898,772 -$58,650,443 13,901,118 -7.7% First Trust Portfolios L.P. 31 Mar 2025
As of 30 Sep 2025, First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO) has 221 institutional shareholders filing 13F forms. They hold 29,858,849 shares of 40,153,432 outstanding shares (74%) .

Top 25 institutional shareholders own 65% of the company.

Filer Ownership Nb Shares Share Change % Portfolio % Holdings Value
FIRST TRUST ADVISORS LP 33% 13,229,820 -2.9% 0.58% $785,719,009
MORGAN STANLEY 6.3% 2,528,587 -1.4% 0.01% $150,172,875
WELLS FARGO & COMPANY/MN 6.1% 2,455,998 +5.8% 0.03% $145,861,759
LPL Financial LLC 3.2% 1,291,497 -0.75% 0.02% $76,701,980
RAYMOND JAMES FINANCIAL INC 2.8% 1,137,366 +8.9% 0.02% $67,548,208
UBS Group AG 1.2% 494,806 -2.3% 0.01% $29,386,528
BANK OF AMERICA CORP /DE/ 1.2% 477,775 -3.3% 0% $28,375,074
NewEdge Advisors, LLC 0.94% 375,845 -3.1% 0.1% $22,321,373
NewSquare Capital LLC 0.9% 362,617 -1.4% 1.5% $21,535,824
Nilsine Partners, LLC 0.87% 348,722 +37% 1.9% $20,710,600
Advisory Services Network, LLC 0.87% 348,077 -0.85% 0.3% $20,672,271
AMERIPRISE FINANCIAL INC 0.81% 323,795 -1.6% 0% $19,216,377
ROYAL BANK OF CANADA 0.79% 317,222 -19% 0% $18,840,000
O'Dell Group, LLC 0.76% 303,770 +2.5% 3.9% $18,040,899
STIFEL FINANCIAL CORP 0.72% 287,635 +9.1% 0.02% $17,082,900
D.A. DAVIDSON & CO. 0.64% 256,472 +1.8% 0.1% $15,231,891
COMMONWEALTH EQUITY SERVICES, LLC 0.55% 218,857 -9.8% 0.02% $12,998,000
OSAIC HOLDINGS, INC. 0.5% 199,216 +0.95% 0.02% $11,851,693
BENJAMIN EDWARDS INC 0.47% 190,358 -9.8% 0.13% $11,309,082
Vestmark Advisory Solutions, Inc. 0.45% 180,388 -52% 0.2% $10,713,243
Janney Montgomery Scott LLC 0.45% 179,498 +1.2% 0.03% $10,660,000
ENVESTNET ASSET MANAGEMENT INC 0.42% 166,962 -11% 0% $9,915,897
Summit Financial, LLC 0.41% 164,551 +1.1% 0.15% $9,772,706
Cetera Investment Advisers 0.33% 133,991 -1.9% 0.01% $7,957,737
DAYMARK WEALTH PARTNERS, LLC 0.33% 132,760 +147% 0.27% $7,884,635

Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price Investors
2025 Q4 130,663 $7,904,983 +$781,800 $60.35 8
2025 Q3 29,858,849 $1,772,908,241 -$34,256,588 $59.39 221
2025 Q2 30,447,185 $1,707,258,780 -$21,944,052 $56.06 227
2025 Q1 30,864,406 $1,635,613,871 +$70,280,671 $53.00 228
2024 Q4 29,705,862 $1,608,017,527 +$1,031,292,525 $54.13 231
2024 Q3 10,190,239 $521,218,583 -$8,203,090 $51.13 191
2024 Q2 10,428,928 $483,317,278 -$3,009,192 $46.29 185
2024 Q1 10,565,973 $501,486,807 +$6,449,100 $47.52 181
2023 Q4 10,397,775 $450,066,419 -$49,369,961 $43.29 189
2023 Q3 11,463,028 $433,577,383 -$57,834,026 $37.83 177
2023 Q2 12,968,250 $488,960,558 -$179,730,732 $37.70 176
2023 Q1 17,671,645 $659,544,080 +$25,096,295 $37.33 207
2022 Q4 16,949,675 $694,952,893 -$26,304,360 $40.96 212
2022 Q3 17,548,859 $646,334,010 -$10,113,674 $36.81 183
2022 Q2 17,818,318 $692,324,048 -$154,090,128 $38.85 181
2022 Q1 21,588,062 $991,004,852 -$51,591,334 $45.91 194
2021 Q4 22,716,007 $1,051,434,672 +$146,023,898 $46.28 207
2021 Q3 19,141,909 $847,517,897 -$64,717,284 $44.25 169
2021 Q2 20,644,098 $901,468,057 +$226,970,635 $43.67 172
2021 Q1 15,410,459 $641,215,637 +$167,323,534 $41.60 150
2020 Q4 11,295,080 $387,460,290 +$44,829,852 $34.28 125
2020 Q3 9,833,585 $249,661,828 -$68,294,102 $25.37 106
2020 Q2 12,540,977 $319,431,004 -$69,944,723 $25.49 114
2020 Q1 15,395,332 $325,582,770 -$828,473,801 $21.14 124
2019 Q4 43,452,019 $1,458,588,905 +$68,915,460 $33.51 174
2019 Q3 41,494,492 $1,319,566,231 +$778,057,058 $31.81 155
2019 Q2 16,873,391 $534,160,090 -$10,192,755 $31.65 142
2019 Q1 17,277,315 $523,082,128 -$29,561,921 $30.26 140
2018 Q4 18,279,321 $496,638,622 -$95,669,353 $27.01 145
2018 Q3 21,458,821 $686,019,518 +$20,404,415 $31.98 140
2018 Q2 20,878,776 $654,332,327 -$38,941,090 $31.33 141
2018 Q1 22,012,928 $683,441,960 +$33,915,084 $31.04 138
2017 Q4 20,911,074 $655,171,275 -$89,453,756 $31.32 129
2017 Q3 23,637,262 $701,656,722 +$88,515,856 $29.68 117
2017 Q2 20,640,918 $590,101,348 -$80,443,561 $28.59 108
2017 Q1 23,481,955 $650,146,893 +$29,453,678 $27.70 114
2016 Q4 22,568,774 $610,063,867 +$80,740,993 $27.03 102
2016 Q3 19,586,223 $475,873,823 +$7,457,017 $24.30 96
2016 Q2 19,248,946 $444,859,187 -$26,888,856 $23.12 90
2016 Q1 20,254,558 $457,640,122 -$187,596,197 $22.61 88
2015 Q4 28,511,915 $660,412,219 +$81,489,551 $23.18 98
2015 Q3 24,742,465 $556,465,072 +$8,689,800 $22.45 87
2015 Q2 31,237,320 $741,390,867 +$310,597,615 $23.73 88
2015 Q1 17,827,480 $421,069,526 -$425,539,981 $23.62 77
2014 Q4 36,787,673 $856,044,089 +$130,237,865 $23.27 84
2014 Q3 30,845,022 $673,857,586 +$90,902,238 $21.85 75
2014 Q2 26,864,790 $593,816,813 -$106,760,630 $22.26 72
2014 Q1 31,997,354 $692,209,313 +$233,954,034 $21.83 66