Latest Period
Q1 2026
Security Snapshot
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO) Institutional Ownership
CUSIP: 33734X135
13F Institutional Holders and Ownership History from Q1 2014 to Q1 2026
Institutions Reporting
220
Shares (Excl. Options)
11,768,994
Price
$56.19
Save this security page for your next review
Keep this CUSIP in your watchlists so you can revisit quarter changes from one place. If you create an account from here, we will bring you back after verification.
- Security type / class
- Equity / First Trust Financials AlphaDEX(R) Fund
- Symbol
- FXO
- All holders as of 31 Mar 2026
- Q1 2026
- Total 13F shares
- 11,768,994
- Total 13F value
- $661,071,550
- Portfolio coverage rank
- 0%
- Share change
- -16,653,199
- Value change
- -$993,501,561
- Number of holders
- 220
- Shares outstanding
- 35,645,891
- SEC-reported price per share
- $58.33
Latest holder snapshot
5 signals
Issuer context
Names, identifiers, and filing context for this profile.
2 identity fields
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors
Key facts
- FXO - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund is tracked under CUSIP 33734X135.
- 220 institutions reported positions in Q1 2026.
- 1 significant owner is listed from Schedule 13D/13G reporting.
Change
- Holder count moved from 242 to 220 between Q4 2025 and Q1 2026.
- SEC-reported value moved from $1,716,485,223 to $661,071,550.
Research use
- You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
- 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.
Evidence
Source: SEC Form 13F
Open SEC evidence
Latest holder context comes from 220 institutions filings for Q1 2026.
Security key
33734X135
Latest holder period
Q1 2026
13F holders
220
13D/G owners
1
CIK / CUSIP context first
Broader feeds
Recent Quarterly Holder Reports
Open recent reporting periods for CUSIP 33734X135:
13D/G owners
Significant owners
Large-stake holder rows connected to Schedule 13D/G evidence.
Rows
1
Security
FXO
| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| FIRST TRUST PORTFOLIOS LP | 0.07% | -99% | $1,303,131 | -$761,115,748 | 21,708 | -100% | First Trust Portfolios L.P. | 28 Feb 2026 |
As of 31 Mar 2026, 220 institutional investors reported holding 11,768,994 shares of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO). This represents 33% of the company’s total 35,645,891 outstanding shares.
13F concentration
Top 25 institutional shareholders
Largest 13F positions for this security by reported shares and value.
Top holder share
26%
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN | 5.1% | 1,832,524 | -24% | 0.02% | $102,969,526 |
| MORGAN STANLEY | 4.4% | 1,563,296 | -26% | 0.01% | $87,841,651 |
| LPL Financial LLC | 2.8% | 1,015,427 | -15% | 0.02% | $57,056,814 |
| RAYMOND JAMES FINANCIAL INC | 2.5% | 897,360 | -11% | 0.02% | $50,422,710 |
| BANK OF AMERICA CORP /DE/ | 1.3% | 467,381 | -1.5% | 0% | $26,262,148 |
| UBS Group AG | 1.1% | 405,597 | -20% | 0% | $22,790,496 |
| WCG Wealth Advisors LLC | 0.85% | 303,823 | +3% | 0.48% | $17,071,682 |
| AMERIPRISE FINANCIAL INC | 0.8% | 285,053 | -25% | 0% | $16,013,352 |
| EARNED WEALTH ADVISORS, LLC | 0.71% | 252,883 | -0.33% | 0.95% | $14,209,507 |
| STIFEL FINANCIAL CORP | 0.71% | 252,098 | +3.6% | 0.01% | $14,165,580 |
| COMMONWEALTH EQUITY SERVICES, LLC | 0.6% | 214,699 | -3.4% | 0.02% | $12,063,927 |
| ROYAL BANK OF CANADA | 0.59% | 212,085 | -16% | 0% | $11,916,000 |
| TWO SIGMA INVESTMENTS, LP | 0.57% | 204,100 | +230% | 0.01% | $11,468,379 |
| Janney Montgomery Scott LLC | 0.45% | 160,915 | -9% | 0.02% | $9,042,000 |
| PERRYMAN FINANCIAL ADVISORY INC /AD | 0.43% | 153,581 | -1.1% | 1.3% | $8,629,699 |
| D.A. DAVIDSON & CO. | 0.43% | 153,463 | -21% | 0.05% | $8,623,112 |
| TradeWell Securities, LLC. | 0.42% | 149,308 | +12% | 3.5% | $8,374,930 |
| ENVESTNET ASSET MANAGEMENT INC | 0.38% | 136,379 | -11% | 0% | $7,663,121 |
| Cambridge Investment Research Advisors, Inc. | 0.3% | 107,319 | -4.5% | 0.02% | $6,030,000 |
| Cetera Investment Advisers | 0.29% | 104,681 | -11% | 0.01% | $5,882,016 |
| OSAIC HOLDINGS, INC. | 0.28% | 100,442 | -45% | 0.01% | $5,647,200 |
| Rockefeller Capital Management L.P. | 0.28% | 99,351 | +5.9% | 0.01% | $5,582,583 |
| BENJAMIN EDWARDS INC | 0.28% | 98,349 | -43% | 0.05% | $5,526,270 |
| TRUIST FINANCIAL CORP | 0.23% | 83,616 | -8.2% | 0.01% | $4,698,362 |
| Proactive Wealth Strategies LLC | 0.22% | 77,429 | +92% | 0.82% | $4,350,670 |
Quarter history
Institutional holders across reporting periods
Holder count, reported shares/value, and median price by quarter.
Periods
49
Latest
Q1 2026
Rows shown
1-25 of 49
| Period | 13F Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2026 Q1 | 11,768,994 | $661,071,550 | -$993,501,561 | $56.19 | 220 |
| 2025 Q4 | 28,441,384 | $1,716,485,223 | -$69,308,600 | $60.35 | 242 |
| 2025 Q3 | 29,726,776 | $1,765,217,430 | -$34,362,771 | $59.39 | 220 |
| 2025 Q2 | 30,447,185 | $1,707,258,780 | -$21,944,052 | $56.06 | 227 |
| 2025 Q1 | 30,864,406 | $1,635,613,871 | +$70,280,671 | $53.00 | 228 |
| 2024 Q4 | 29,705,862 | $1,608,017,527 | +$1,031,292,525 | $54.13 | 231 |
| 2024 Q3 | 10,190,239 | $521,218,583 | -$8,203,090 | $51.13 | 191 |
| 2024 Q2 | 10,428,928 | $483,317,278 | -$3,009,192 | $46.29 | 185 |
| 2024 Q1 | 10,565,973 | $501,486,807 | +$6,449,100 | $47.52 | 181 |
| 2023 Q4 | 10,397,775 | $450,066,419 | -$49,369,961 | $43.29 | 189 |
| 2023 Q3 | 11,463,028 | $433,577,383 | -$57,834,026 | $37.83 | 177 |
| 2023 Q2 | 12,968,250 | $488,960,558 | -$179,730,732 | $37.70 | 176 |
| 2023 Q1 | 17,671,645 | $659,544,080 | +$25,096,295 | $37.33 | 207 |
| 2022 Q4 | 16,949,675 | $694,952,893 | -$26,304,360 | $40.96 | 212 |
| 2022 Q3 | 17,548,859 | $646,334,010 | -$10,113,674 | $36.81 | 183 |
| 2022 Q2 | 17,818,318 | $692,324,048 | -$154,090,128 | $38.85 | 181 |
| 2022 Q1 | 21,588,062 | $991,004,852 | -$51,591,334 | $45.91 | 194 |
| 2021 Q4 | 22,716,007 | $1,051,434,672 | +$146,023,898 | $46.28 | 207 |
| 2021 Q3 | 19,141,909 | $847,517,897 | -$64,717,284 | $44.25 | 169 |
| 2021 Q2 | 20,644,098 | $901,468,057 | +$226,970,635 | $43.67 | 172 |
| 2021 Q1 | 15,410,459 | $641,215,637 | +$167,323,534 | $41.60 | 150 |
| 2020 Q4 | 11,295,080 | $387,460,290 | +$44,829,852 | $34.28 | 125 |
| 2020 Q3 | 9,833,585 | $249,661,828 | -$68,294,102 | $25.37 | 106 |
| 2020 Q2 | 12,540,977 | $319,431,004 | -$69,944,723 | $25.49 | 114 |
| 2020 Q1 | 15,395,332 | $325,582,770 | -$828,473,801 | $21.14 | 124 |