Latest Period
Q2 2026
Security Snapshot
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO) Institutional Ownership
CUSIP: 33734X135
13F Institutional Holders and Ownership History from Q1 2014 to Q2 2026
Institutions Reporting
221
Shares (Excl. Options)
10,654,797
Price
$62.46
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- Security type / class
- Equity / First Trust Financials AlphaDEX(R) Fund
- Symbol
- FXO
- All holders as of 30 Jun 2026
- Q2 2026
- Total 13F shares
- 10,654,797
- Total 13F value
- $664,687,702
- Portfolio coverage rank
- 0%
- Share change
- -1,121,375
- Value change
- -$68,720,731
- Number of holders
- 221
- Shares outstanding
- 35,645,891
- SEC-reported price per share
- $66.22
Latest holder snapshot
5 signals
Issuer context
Names, identifiers, and filing context for this profile.
2 identity fields
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors
Key facts
- FXO - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund is tracked under CUSIP 33734X135.
- 221 institutions reported positions in Q2 2026.
- 1 significant owner is listed from Schedule 13D/13G reporting.
Change
- Holder count moved from 221 to 221 between Q1 2026 and Q2 2026.
- SEC-reported value moved from $661,443,550 to $664,687,702.
Research use
- You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
- 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.
Evidence
Source: SEC Form 13F
Open SEC evidence
Latest holder context comes from 221 institutions filings for Q2 2026.
Security key
33734X135
Latest holder period
Q2 2026
13F holders
221
13D/G owners
1
CIK / CUSIP context first
Broader feeds
Recent Quarterly Holder Reports
Open recent reporting periods for CUSIP 33734X135:
13D/G owners
Significant owners
Large-stake holder rows connected to Schedule 13D/G evidence.
Rows
1
Security
FXO
| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| FIRST TRUST PORTFOLIOS LP | 0.07% | -99% | $1,303,131 | -$761,115,748 | 21,708 | -100% | First Trust Portfolios L.P. | 28 Feb 2026 |
As of 30 Jun 2026, 221 institutional investors reported holding 10,654,797 shares of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO). This represents 30% of the company’s total 35,645,891 outstanding shares.
13F concentration
Top 25 institutional shareholders
Largest 13F positions for this security by reported shares and value.
Top holder share
24%
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN | 5.1% | 1,803,663 | -1.6% | 0.02% | $112,656,778 |
| MORGAN STANLEY | 3.9% | 1,380,442 | -12% | 0% | $86,222,472 |
| LPL Financial LLC | 2.7% | 973,096 | -4.2% | 0.01% | $60,779,561 |
| RAYMOND JAMES FINANCIAL INC | 2.5% | 882,643 | -1.6% | 0.01% | $55,129,878 |
| BANK OF AMERICA CORP /DE/ | 1.3% | 451,816 | -3.3% | 0% | $28,220,427 |
| UBS Group AG | 1% | 360,777 | -11% | 0% | $22,534,132 |
| WCG Wealth Advisors LLC | 0.91% | 324,995 | +7% | 0.48% | $20,298,900 |
| EARNED WEALTH ADVISORS, LLC | 0.69% | 245,103 | -3.1% | 0.99% | $15,309,113 |
| STIFEL FINANCIAL CORP | 0.6% | 212,251 | -16% | 0.01% | $13,257,311 |
| AMERIPRISE FINANCIAL INC | 0.56% | 199,654 | -30% | 0% | $12,470,056 |
| COMMONWEALTH EQUITY SERVICES, LLC | 0.54% | 193,074 | -10% | 0.02% | $12,059,416 |
| TradeWell Securities, LLC. | 0.45% | 161,354 | +8.1% | 3.6% | $10,078,195 |
| Janney Montgomery Scott LLC | 0.44% | 158,128 | -1.7% | 0.02% | $9,877,000 |
| PERRYMAN FINANCIAL ADVISORY INC /AD | 0.44% | 156,419 | +1.8% | 1.3% | $9,769,947 |
| D.A. DAVIDSON & CO. | 0.41% | 145,719 | -5% | 0.05% | $9,101,642 |
| ENVESTNET ASSET MANAGEMENT INC | 0.36% | 127,757 | -6.3% | 0% | $7,979,671 |
| Cambridge Investment Research Advisors, Inc. | 0.3% | 105,889 | -1.3% | 0.01% | $6,614,000 |
| Cetera Investment Advisers | 0.29% | 103,678 | -0.96% | 0.01% | $6,475,775 |
| OSAIC HOLDINGS, INC. | 0.27% | 97,304 | -3.1% | 0.01% | $6,080,530 |
| Rockefeller Capital Management L.P. | 0.27% | 94,668 | -4.7% | 0.01% | $5,912,982 |
| ROYAL BANK OF CANADA | 0.22% | 79,697 | -62% | 0% | $4,977,000 |
| Proactive Wealth Strategies LLC | 0.2% | 71,574 | -7.6% | 0.72% | $4,470,434 |
| SFI Advisors, LLC | 0.2% | 71,126 | -1.4% | 3.8% | $4,442,530 |
| TRUIST FINANCIAL CORP | 0.2% | 70,866 | -15% | 0.01% | $4,426,298 |
| TWO SIGMA INVESTMENTS, LP | 0.2% | 70,200 | -66% | 0% | $4,384,692 |
Quarter history
Institutional holders across reporting periods
Holder count, reported shares/value, and median price by quarter.
Periods
50
Latest
Q2 2026
Rows shown
1-25 of 50
| Period | 13F Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2026 Q2 | 10,654,797 | $664,687,702 | -$68,720,731 | $62.46 | 221 |
| 2026 Q1 | 11,775,614 | $661,443,550 | -$993,494,593 | $56.19 | 221 |
| 2025 Q4 | 28,441,384 | $1,716,485,223 | -$69,308,600 | $60.35 | 242 |
| 2025 Q3 | 29,726,776 | $1,765,217,430 | -$34,362,771 | $59.39 | 220 |
| 2025 Q2 | 30,447,185 | $1,707,258,780 | -$21,944,052 | $56.06 | 227 |
| 2025 Q1 | 30,864,406 | $1,635,613,871 | +$70,280,671 | $53.00 | 228 |
| 2024 Q4 | 29,705,862 | $1,608,017,527 | +$1,031,292,525 | $54.13 | 231 |
| 2024 Q3 | 10,190,239 | $521,218,583 | -$8,203,090 | $51.13 | 191 |
| 2024 Q2 | 10,428,928 | $483,317,278 | -$3,009,192 | $46.29 | 185 |
| 2024 Q1 | 10,565,973 | $501,486,807 | +$6,449,100 | $47.52 | 181 |
| 2023 Q4 | 10,397,775 | $450,066,419 | -$49,369,961 | $43.29 | 189 |
| 2023 Q3 | 11,463,028 | $433,577,383 | -$57,834,026 | $37.83 | 177 |
| 2023 Q2 | 12,968,250 | $488,960,558 | -$179,730,732 | $37.70 | 176 |
| 2023 Q1 | 17,671,645 | $659,544,080 | +$25,096,295 | $37.33 | 207 |
| 2022 Q4 | 16,949,675 | $694,952,893 | -$26,304,360 | $40.96 | 212 |
| 2022 Q3 | 17,548,859 | $646,334,010 | -$10,113,674 | $36.81 | 183 |
| 2022 Q2 | 17,818,318 | $692,324,048 | -$154,090,128 | $38.85 | 181 |
| 2022 Q1 | 21,588,062 | $991,004,852 | -$51,591,334 | $45.91 | 194 |
| 2021 Q4 | 22,716,007 | $1,051,434,672 | +$146,023,898 | $46.28 | 207 |
| 2021 Q3 | 19,141,909 | $847,517,897 | -$64,717,284 | $44.25 | 169 |
| 2021 Q2 | 20,644,098 | $901,468,057 | +$226,970,635 | $43.67 | 172 |
| 2021 Q1 | 15,410,459 | $641,215,637 | +$167,323,534 | $41.60 | 150 |
| 2020 Q4 | 11,295,080 | $387,460,290 | +$44,829,852 | $34.28 | 125 |
| 2020 Q3 | 9,833,585 | $249,661,828 | -$68,294,102 | $25.37 | 106 |
| 2020 Q2 | 12,540,977 | $319,431,004 | -$69,944,723 | $25.49 | 114 |