Security Snapshot

First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO) Institutional Ownership

CUSIP: 33734X135

13F Institutional Holders and Ownership History from Q1 2014 to Q1 2026

Latest Period

Q4 2025

Institutions Reporting

241

Shares (Excl. Options)

28,420,676

Price

$60.35

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Type / Class
Equity / First Trust Financials AlphaDEX(R) Fund
Symbol
FXO
Shares outstanding
35,645,891
Price per share
$58.33
All holders as of 31 Dec 2025
Q4 2025
Total 13F shares
28,420,676
Total reported value
$1,715,235,495
% of total 13F portfolios
0%
Share change
-1,203,260
Value change
-$72,575,302
Number of holders
241
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Quick Takeaways

  • FXO - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund is tracked under CUSIP 33734X135.
  • 241 institutions reported positions in Q4 2025.
  • 1 significant owner is listed from Schedule 13D/13G reporting.

What Changed

  • Holder count moved from 241 to 143 between Q4 2025 and Q1 2026.
  • Reported value moved from $1,715,235,495 to $389,913,359.

Why This Matters

  • You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
  • 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.

Source Evidence

Source: SEC Form 13F

Latest holder context comes from 241 institutions filings for Q4 2025.

Open SEC Evidence

Investment Quick Answers

What is CUSIP 33734X135?
CUSIP 33734X135 identifies FXO - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund in SEC 13F datasets.

Where can I see the latest institutional holders?
Review the Q4 2025 holders report and the ownership history table below.

Significant Owners of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
FIRST TRUST PORTFOLIOS LP 0.07% -99% $1,303,131 -$761,115,748 21,708 -100% First Trust Portfolios L.P. 28 Feb 2026

As of 31 Dec 2025, 241 institutional investors reported holding 28,420,676 shares of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO). This represents 80% of the company’s total 35,645,891 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO) together control 69% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
FIRST TRUST ADVISORS LP 36% 12,683,088 -4.1% 0.56% $765,424,360
WELLS FARGO & COMPANY/MN 6.8% 2,422,487 -1.4% 0.03% $146,197,092
MORGAN STANLEY 5.9% 2,115,411 -16% 0.01% $127,665,202
LPL Financial LLC 3.4% 1,195,119 -7.5% 0.02% $72,125,407
RAYMOND JAMES FINANCIAL INC 2.8% 1,011,027 -11% 0.02% $61,015,499
UBS Group AG 1.4% 508,721 +2.8% 0.01% $30,701,312
BANK OF AMERICA CORP /DE/ 1.3% 474,724 -0.64% 0% $28,649,572
AMERIPRISE FINANCIAL INC 1.1% 380,114 +17% 0.01% $22,945,654
Nilsine Partners, LLC 1% 366,047 +5% 1.9% $22,090,936
Advisory Services Network, LLC 0.93% 333,008 -4.3% 0.28% $20,097,044
NewEdge Advisors, LLC 0.92% 329,474 -12% 0.07% $19,883,742
WCG Wealth Advisors LLC 0.83% 294,887 +181% 0.5% $17,796,822
EARNED WEALTH ADVISORS, LLC 0.71% 253,725 1.1% $15,312,310
ROYAL BANK OF CANADA 0.71% 252,730 -20% 0% $15,253,000
STIFEL FINANCIAL CORP 0.68% 243,334 -15% 0.01% $14,684,962
NewSquare Capital LLC 0.68% 242,392 -33% 1.3% $14,628,357
COMMONWEALTH EQUITY SERVICES, LLC 0.62% 222,261 +1.6% 0.02% $13,413,445
D.A. DAVIDSON & CO. 0.55% 194,378 -24% 0.07% $11,730,732
OSAIC HOLDINGS, INC. 0.51% 182,261 -8.5% 0.02% $11,009,179
Janney Montgomery Scott LLC 0.5% 176,733 -1.5% 0.02% $10,666,000
BENJAMIN EDWARDS INC 0.48% 171,233 -10% 0.11% $10,336,759
Summit Financial, LLC 0.47% 166,865 +1.4% 0.15% $10,070,309
PERRYMAN FINANCIAL ADVISORY INC /AD 0.44% 155,359 0% 1.4% $9,375,918
ENVESTNET ASSET MANAGEMENT INC 0.43% 152,943 -8.4% 0% $9,230,120
DAYMARK WEALTH PARTNERS, LLC 0.38% 134,057 +0.98% 0.26% $8,090,333

Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2026 Q1 6,937,946 $389,913,359 -$125,352,532 $56.19 143
2025 Q4 28,420,676 $1,715,235,495 -$72,575,302 $60.35 241
2025 Q3 29,726,776 $1,765,217,430 -$34,362,771 $59.39 220
2025 Q2 30,447,185 $1,707,258,780 -$21,944,052 $56.06 227
2025 Q1 30,864,406 $1,635,613,871 +$70,280,671 $53.00 228
2024 Q4 29,705,862 $1,608,017,527 +$1,031,292,525 $54.13 231
2024 Q3 10,190,239 $521,218,583 -$8,203,090 $51.13 191
2024 Q2 10,428,928 $483,317,278 -$3,009,192 $46.29 185
2024 Q1 10,565,973 $501,486,807 +$6,449,100 $47.52 181
2023 Q4 10,397,775 $450,066,419 -$49,369,961 $43.29 189
2023 Q3 11,463,028 $433,577,383 -$57,834,026 $37.83 177
2023 Q2 12,968,250 $488,960,558 -$179,730,732 $37.70 176
2023 Q1 17,671,645 $659,544,080 +$25,096,295 $37.33 207
2022 Q4 16,949,675 $694,952,893 -$26,304,360 $40.96 212
2022 Q3 17,548,859 $646,334,010 -$10,113,674 $36.81 183
2022 Q2 17,818,318 $692,324,048 -$154,090,128 $38.85 181
2022 Q1 21,588,062 $991,004,852 -$51,591,334 $45.91 194
2021 Q4 22,716,007 $1,051,434,672 +$146,023,898 $46.28 207
2021 Q3 19,141,909 $847,517,897 -$64,717,284 $44.25 169
2021 Q2 20,644,098 $901,468,057 +$226,970,635 $43.67 172
2021 Q1 15,410,459 $641,215,637 +$167,323,534 $41.60 150
2020 Q4 11,295,080 $387,460,290 +$44,829,852 $34.28 125
2020 Q3 9,833,585 $249,661,828 -$68,294,102 $25.37 106
2020 Q2 12,540,977 $319,431,004 -$69,944,723 $25.49 114
2020 Q1 15,395,332 $325,582,770 -$828,473,801 $21.14 124
2019 Q4 43,452,019 $1,458,588,905 +$68,915,460 $33.51 174
2019 Q3 41,494,492 $1,319,566,231 +$778,057,058 $31.81 155
2019 Q2 16,873,391 $534,160,090 -$10,192,755 $31.65 142
2019 Q1 17,277,315 $523,082,128 -$29,561,921 $30.26 140
2018 Q4 18,279,321 $496,638,622 -$95,669,353 $27.01 145
2018 Q3 21,458,821 $686,019,518 +$20,404,415 $31.98 140
2018 Q2 20,878,776 $654,332,327 -$38,941,090 $31.33 141
2018 Q1 22,012,928 $683,441,960 +$33,915,084 $31.04 138
2017 Q4 20,911,074 $655,171,275 -$89,453,756 $31.32 129
2017 Q3 23,637,262 $701,656,722 +$88,515,856 $29.68 117
2017 Q2 20,640,918 $590,101,348 -$80,443,561 $28.59 108
2017 Q1 23,481,955 $650,146,893 +$29,453,678 $27.70 114
2016 Q4 22,568,774 $610,063,867 +$80,740,993 $27.03 102
2016 Q3 19,586,223 $475,873,823 +$7,457,017 $24.30 96
2016 Q2 19,248,946 $444,859,187 -$26,888,856 $23.12 90
2016 Q1 20,254,558 $457,640,122 -$187,596,197 $22.61 88
2015 Q4 28,511,915 $660,412,219 +$81,489,551 $23.18 98
2015 Q3 24,742,465 $556,465,072 +$8,689,800 $22.45 87
2015 Q2 31,237,320 $741,390,867 +$310,597,615 $23.73 88
2015 Q1 17,827,480 $421,069,526 -$425,539,981 $23.62 77
2014 Q4 36,787,673 $856,044,089 +$130,237,865 $23.27 84
2014 Q3 30,845,022 $673,857,586 +$90,902,238 $21.85 75
2014 Q2 26,864,790 $593,816,813 -$106,760,630 $22.26 72
2014 Q1 31,997,354 $692,209,313 +$233,954,034 $21.83 66
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