Q4 2016 13F Holders as of 31 Dec 2016
-
Type / Class
-
Equity / First Trust Financials AlphaDEX(R) Fund
-
Shares outstanding
-
40,153,432
-
Total 13F shares
-
22,568,774
-
Share change
-
+2,823,509
-
Total reported value
-
$610,063,867
-
Price per share
-
$27.03
-
Number of holders
-
102
-
Value change
-
+$80,740,993
-
Number of buys
-
63
-
Number of sells
-
40
Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO) as of Q4 2016
As of 31 Dec 2016,
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO) was held by
102 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
22,568,774 shares.
The largest 10 holders included
MORGAN STANLEY, WELLS FARGO & COMPANY/MN, UBS Group AG, BANK OF AMERICA CORP /DE/, GOLDMAN SACHS GROUP INC, AMERIPRISE FINANCIAL INC, LPL Financial LLC, ROYAL BANK OF CANADA, Raymond James Financial Services Advisors, Inc., and CREDIT SUISSE AG/.
This page lists
102
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price
|
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.