Q3 2016 13F Holders as of 30 Sep 2016
-
Type / Class
-
Equity / First Trust Financials AlphaDEX(R) Fund
-
Shares outstanding
-
40,153,432
-
Total 13F shares
-
19,586,223
-
Share change
-
+296,292
-
Total reported value
-
$475,873,823
-
Price per share
-
$24.30
-
Number of holders
-
96
-
Value change
-
+$7,457,017
-
Number of buys
-
50
-
Number of sells
-
45
Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO) as of Q3 2016
As of 30 Sep 2016,
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO) was held by
96 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
19,586,223 shares.
The largest 10 holders included
WELLS FARGO & COMPANY/MN, MORGAN STANLEY, UBS Group AG, GOLDMAN SACHS GROUP INC, BANK OF AMERICA CORP /DE/, Astor Investment Management LLC, ROYAL BANK OF CANADA, CLS Investments, LLC, LPL Financial LLC, and AMERIPRISE FINANCIAL INC.
This page lists
96
institutional shareholders reporting positions in this security
for the Q3 2016 filing period.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price
|
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.