Security key
98419J206
XOMA Royalty Corp - Common Stock, $0.0075 par value (XOMA)
CUSIP: 98419J206
Q4 2018 13F Holders as of 31 Dec 2018
- Type / Class
- Equity / Common Stock, $0.0075 par value
- Shares outstanding
- 17,536,497
- Total 13F shares
- 4,184,198
- Share change
- +590,927
- Total reported value
- $52,766,037
- Price per share
- $12.65
- Number of holders
- 42
- Value change
- +$6,556,194
- Number of buys
- 25
- Number of sells
- 23
Report period
Q4 2018
Institutions
42
Top holders
10
XOMA full security history
Newer quarter: Q1 2019
Previous quarter: Q3 2018
XOMA Royalty Corp SEC filings
XOMA Royalty Corp company facts
Broader feeds
Reporting periods
Holder history for CUSIP 98419J206
Recent filing periods:
Top shareholders of XOMA - XOMA Royalty Corp - Common Stock, $0.0075 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with the largest verified stakes, then open the linked filing trail.
13F
Large-stake signal
No latest 13D/G holder appears in this grouped view.
Evidence coverage
50 holder rows
Latest evidence as of 30 Sep 2018.
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| BVF INC/IL |
13F
Company
|
8.6%
|
$26,404,000
1,502,800 shares
|
— | 30 Sep 2018 |
| BlackRock Finance, Inc. |
13F
Company
|
2.6%
|
$7,951,000
452,539 shares
|
— | 30 Sep 2018 |
| Opaleye Management Inc. |
13F
Company
|
1.8%
|
$5,622,000
320,000 shares
|
— | 30 Sep 2018 |
| VANGUARD GROUP INC |
13F
Company
|
1.8%
|
$5,466,000
311,093 shares
|
— | 30 Sep 2018 |
| ACADIAN ASSET MANAGEMENT LLC |
13F
Company
|
0.58%
|
$1,789,000
101,820 shares
|
— | 30 Sep 2018 |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
Company
|
0.52%
|
$1,588,000
90,415 shares
|
— | 30 Sep 2018 |
| STATE STREET CORP |
13F
Company
|
0.51%
|
$1,563,000
88,983 shares
|
— | 30 Sep 2018 |
| NORTHERN TRUST CORP |
13F
Company
|
0.42%
|
$1,289,000
73,398 shares
|
— | 30 Sep 2018 |
| GSA CAPITAL PARTNERS LLP |
13F
Company
|
0.31%
|
$965,000
54,915 shares
|
— | 30 Sep 2018 |
| DIMENSIONAL FUND ADVISORS LP |
13F
Company
|
0.31%
|
$949,000
54,017 shares
|
— | 30 Sep 2018 |
| MACQUARIE GROUP LTD |
13F
Company
|
0.3%
|
$910,000
51,810 shares
|
— | 30 Sep 2018 |
| Bank of New York Mellon Corp |
13F
Company
|
0.29%
|
$888,000
50,559 shares
|
— | 30 Sep 2018 |
| OXFORD ASSET MANAGEMENT LLP |
13F
Company
|
0.27%
|
$841,000
47,421 shares
|
— | 30 Sep 2018 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
Company
|
0.22%
|
$690,000
39,246 shares
|
— | 30 Sep 2018 |
| AXA S.A. |
13F
Company
|
0.19%
|
$597,000
34,006 shares
|
— | 30 Sep 2018 |
| STRS OHIO |
13F
Company
|
0.19%
|
$592,000
33,700 shares
|
— | 30 Sep 2018 |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
Company
|
0.18%
|
$560,000
31,900 shares
|
— | 30 Sep 2018 |
| TWO SIGMA ADVISERS, LP |
13F
Company
|
0.17%
|
$515,000
29,290 shares
|
— | 30 Sep 2018 |
| ClariVest Asset Management LLC |
13F
Company
|
0.15%
|
$470,000
26,700 shares
|
— | 30 Sep 2018 |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
Company
|
0.12%
|
$375,000
21,337 shares
|
— | 30 Sep 2018 |
| Jefferies Group LLC |
13F
Company
|
0.1%
|
$313,000
17,800 shares
|
— | 30 Sep 2018 |
| DEUTSCHE BANK AG\ |
13F
Company
|
0.07%
|
$229,000
13,052 shares
|
— | 30 Sep 2018 |
| AQR CAPITAL MANAGEMENT LLC |
13F
Company
|
0.07%
|
$218,000
12,391 shares
|
— | 30 Sep 2018 |
| Invesco Ltd. |
13F
Company
|
0.07%
|
$215,000
12,246 shares
|
— | 30 Sep 2018 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
0.07%
|
$205,000
11,659 shares
|
— | 30 Sep 2018 |
| PANAGORA ASSET MANAGEMENT INC |
13F
Company
|
0.06%
|
$197,000
11,203 shares
|
— | 30 Sep 2018 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
Company
|
0.06%
|
$187,000
10,640 shares
|
— | 30 Sep 2018 |
| FIRST MANHATTAN CO. LLC. |
13F
Company
|
0.06%
|
$175,000
10,000 shares
|
— | 30 Sep 2018 |
| MORGAN STANLEY |
13F
Company
|
0.05%
|
$164,000
9,334 shares
|
— | 30 Sep 2018 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
13F
Company
|
0.05%
|
$154,000
8,737 shares
|
— | 30 Sep 2018 |
| BANK OF MONTREAL /CAN/ |
13F
Company
|
0.04%
|
$123,000
7,039 shares
|
— | 30 Sep 2018 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC |
13F
Company
|
0.04%
|
$112,000
6,424 shares
|
— | 30 Sep 2018 |
| NEW YORK STATE COMMON RETIREMENT FUND |
13F
Company
|
0.04%
|
$111,000
6,300 shares
|
— | 30 Sep 2018 |
| GLOBEFLEX CAPITAL L P |
13F
Company
|
0.03%
|
$102,000
5,800 shares
|
— | 30 Sep 2018 |
| Fortis Advisors, LLC |
13F
Company
|
0.03%
|
$102,000
5,785 shares
|
— | 30 Sep 2018 |
| BANK OF AMERICA CORP /DE/ |
13F
Company
|
0.03%
|
$90,000
5,099 shares
|
— | 30 Sep 2018 |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
Company
|
0.02%
|
$67,000
3,787 shares
|
— | 30 Sep 2018 |
| UBS Group AG |
13F
Company
|
0.02%
|
$63,000
3,570 shares
|
— | 30 Sep 2018 |
| Parallax Volatility Advisers, L.P. |
13F
Company
|
0.02%
|
$54,000
3,068 shares
|
— | 30 Sep 2018 |
| BARCLAYS PLC |
13F
Company
|
0.02%
|
$48,000
2,719 shares
|
— | 30 Sep 2018 |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC |
13F
Company
|
0.01%
|
$46,000
2,600 shares
|
— | 30 Sep 2018 |
| Advisor Group, Inc. |
13F
Company
|
0.01%
|
$39,000
2,225 shares
|
— | 30 Sep 2018 |
| MEEDER ASSET MANAGEMENT INC |
13F
Company
|
0.01%
|
$34,000
1,951 shares
|
— | 30 Sep 2018 |
| CITIGROUP INC |
13F
Company
|
0.01%
|
$27,000
1,565 shares
|
— | 30 Sep 2018 |
| JPMORGAN CHASE & CO |
13F
Company
|
0.01%
|
$23,000
1,322 shares
|
— | 30 Sep 2018 |
| ROYAL BANK OF CANADA |
13F
Company
|
0.01%
|
$16,000
917 shares
|
— | 30 Sep 2018 |
| Legal & General Group Plc |
13F
Company
|
0%
|
$15,000
851 shares
|
— | 30 Sep 2018 |
| Tower Research Capital LLC (TRC) |
13F
Company
|
0%
|
$11,000
617 shares
|
— | 30 Sep 2018 |
| ROYCE & ASSOCIATES LP |
13F
Company
|
0%
|
$9,000
534 shares
|
— | 30 Sep 2018 |
| Ameritas Investment Partners, Inc. |
13F
Company
|
0%
|
$9,000
495 shares
|
— | 30 Sep 2018 |
Institutional Holders of XOMA Royalty Corp - Common Stock, $0.0075 par value (XOMA) as of Q4 2018
As of 31 Dec 2018,
XOMA Royalty Corp - Common Stock, $0.0075 par value (XOMA) was held by
42 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,184,198 shares.
The largest 10 holders included
BVF INC/IL, BlackRock Inc., Opaleye Management Inc., Vanguard Group Inc, Fosun International Ltd, STATE STREET CORP, GEODE CAPITAL MANAGEMENT, LLC, NORTHERN TRUST CORP, Bank of New York Mellon Corp, and GSA CAPITAL PARTNERS LLP.
This page lists
42
institutional shareholders reporting positions in this security
for the Q4 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2018 vs Q3 2018 Across Filers
Q3 2018 holders
55
Q4 2018 holders
42
Holder diff
-13
| Investor | Q3 2018 Shares | Q4 2018 Shares | Share Diff | Share Chg % | Q3 2018 Value $ | Q4 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.