Security key
98419J206
XOMA Royalty Corp - Common Stock, $0.0075 par value (XOMA)
CUSIP: 98419J206
Q3 2018 13F Holders as of 30 Sep 2018
- Type / Class
- Equity / Common Stock, $0.0075 par value
- Shares outstanding
- 17,536,497
- Total 13F shares
- 3,596,507
- Share change
- -55,098
- Total reported value
- $63,197,286
- Price per share
- $17.58
- Number of holders
- 55
- Value change
- -$1,404,158
- Number of buys
- 27
- Number of sells
- 22
Report period
Q3 2018
Institutions
55
Top holders
10
XOMA full security history
Newer quarter: Q4 2018
Previous quarter: Q2 2018
XOMA Royalty Corp SEC filings
XOMA Royalty Corp company facts
Broader feeds
Reporting periods
Holder history for CUSIP 98419J206
Recent filing periods:
Top shareholders of XOMA - XOMA Royalty Corp - Common Stock, $0.0075 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BVF INC/IL |
13F
|
Company |
8.6%
|
1,502,800
|
$31,378,000 | — | 30 Jun 2018 | |
| BlackRock Finance, Inc. |
13F
|
Company |
2.6%
|
448,853
|
$9,373,000 | — | 30 Jun 2018 | |
| Opaleye Management Inc. |
13F
|
Company |
1.8%
|
320,200
|
$6,685,000 | — | 30 Jun 2018 | |
| VANGUARD GROUP INC |
13F
|
Company |
1.8%
|
307,926
|
$6,430,000 | — | 30 Jun 2018 | |
| ACADIAN ASSET MANAGEMENT LLC |
13F
|
Company |
0.55%
|
96,051
|
$2,006,000 | — | 30 Jun 2018 | |
| OXFORD ASSET MANAGEMENT LLP |
13F
|
Company |
0.5%
|
88,025
|
$1,825,000 | — | 30 Jun 2018 | |
| STATE STREET CORP |
13F
|
Company |
0.5%
|
86,825
|
$1,812,000 | — | 30 Jun 2018 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.48%
|
84,690
|
$1,768,000 | — | 30 Jun 2018 | |
| MACQUARIE GROUP LTD |
13F
|
Company |
0.39%
|
68,510
|
$1,430,000 | — | 30 Jun 2018 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.39%
|
68,200
|
$1,424,000 | — | 30 Jun 2018 | |
| Spark Investment Management LLC |
13F
|
Company |
0.3%
|
52,100
|
$1,087,000 | — | 30 Jun 2018 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.2%
|
35,659
|
$745,000 | — | 30 Jun 2018 | |
| AXA S.A. |
13F
|
Company |
0.19%
|
34,006
|
$710,000 | — | 30 Jun 2018 | |
| STRS OHIO |
13F
|
Company |
0.19%
|
32,600
|
$680,000 | — | 30 Jun 2018 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.18%
|
31,900
|
$666,000 | — | 30 Jun 2018 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.17%
|
30,197
|
$631,000 | — | 30 Jun 2018 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
0.17%
|
29,385
|
$614,000 | — | 30 Jun 2018 | |
| GSA CAPITAL PARTNERS LLP |
13F
|
Company |
0.16%
|
28,315
|
$591,000 | — | 30 Jun 2018 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
0.16%
|
27,185
|
$568,000 | — | 30 Jun 2018 | |
| ClariVest Asset Management LLC |
13F
|
Company |
0.13%
|
23,500
|
$490,000 | — | 30 Jun 2018 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
0.12%
|
21,237
|
$443,000 | — | 30 Jun 2018 | |
| Allianz Asset Management GmbH |
13F
|
Company |
0.12%
|
20,355
|
$425,000 | — | 30 Jun 2018 | |
| Dynamic Technology Lab Private Ltd |
13F
|
Company |
0.11%
|
20,112
|
$420,000 | — | 30 Jun 2018 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.11%
|
19,272
|
$402,000 | — | 30 Jun 2018 | |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC |
13F
|
Company |
0.09%
|
15,436
|
$320,000 | — | 30 Jun 2018 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.09%
|
15,389
|
$321,000 | — | 30 Jun 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.08%
|
13,422
|
$280,000 | — | 30 Jun 2018 | |
| AQR CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.07%
|
12,391
|
$259,000 | — | 30 Jun 2018 | |
| MORGAN STANLEY |
13F
|
Company |
0.07%
|
12,307
|
$257,000 | — | 30 Jun 2018 | |
| PANAGORA ASSET MANAGEMENT INC |
13F
|
Company |
0.07%
|
11,834
|
$247,000 | — | 30 Jun 2018 | |
| GLOBEFLEX CAPITAL L P |
13F
|
Company |
0.07%
|
11,600
|
$242,000 | — | 30 Jun 2018 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.06%
|
10,979
|
$229,000 | — | 30 Jun 2018 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.06%
|
10,640
|
$222,000 | — | 30 Jun 2018 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
0.06%
|
10,000
|
$208,000 | — | 30 Jun 2018 | |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
13F
|
Company |
0.05%
|
8,737
|
$182,000 | — | 30 Jun 2018 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.04%
|
7,041
|
$147,000 | — | 30 Jun 2018 | |
| NEW YORK STATE COMMON RETIREMENT FUND |
13F
|
Company |
0.04%
|
6,300
|
$132,000 | — | 30 Jun 2018 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.02%
|
3,719
|
$78,000 | — | 30 Jun 2018 | |
| UBS Group AG |
13F
|
Company |
0.02%
|
3,681
|
$77,000 | — | 30 Jun 2018 | |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC |
13F
|
Company |
0.02%
|
2,900
|
$61,000 | — | 30 Jun 2018 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.02%
|
2,870
|
$60,000 | — | 30 Jun 2018 | |
| Parallax Volatility Advisers, L.P. |
13F
|
Company |
0.02%
|
2,682
|
$56,000 | — | 30 Jun 2018 | |
| Advisor Group, Inc. |
13F
|
Company |
0.01%
|
2,225
|
$46,000 | — | 30 Jun 2018 | |
| Russell Investments Group, Ltd. |
13F
|
Company |
0.01%
|
1,704
|
$36,000 | — | 30 Jun 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
1,526
|
$31,000 | — | 30 Jun 2018 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.01%
|
1,160
|
$24,000 | — | 30 Jun 2018 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
992
|
$21,000 | — | 30 Jun 2018 | |
| Legal & General Group Plc |
13F
|
Company |
0%
|
851
|
$18,000 | — | 30 Jun 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0%
|
800
|
$17,000 | — | 30 Jun 2018 | |
| Ameritas Investment Partners, Inc. |
13F
|
Company |
0%
|
495
|
$10,000 | — | 30 Jun 2018 |
Institutional Holders of XOMA Royalty Corp - Common Stock, $0.0075 par value (XOMA) as of Q3 2018
As of 30 Sep 2018,
XOMA Royalty Corp - Common Stock, $0.0075 par value (XOMA) was held by
55 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,596,507 shares.
The largest 10 holders included
BVF INC/IL, BlackRock Inc., Opaleye Management Inc., Vanguard Group Inc, ACADIAN ASSET MANAGEMENT LLC, GEODE CAPITAL MANAGEMENT, LLC, STATE STREET CORP, NORTHERN TRUST CORP, GSA CAPITAL PARTNERS LLP, and DIMENSIONAL FUND ADVISORS LP.
This page lists
55
institutional shareholders reporting positions in this security
for the Q3 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2018 vs Q2 2018 Across Filers
Q2 2018 holders
59
Q3 2018 holders
55
Holder diff
-4
| Investor | Q2 2018 Shares | Q3 2018 Shares | Share Diff | Share Chg % | Q2 2018 Value $ | Q3 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.