Western Asset High Yield Opportunity Fund Inc. - Common (HYI)
CUSIP: 95768B107
Q3 2017 13F Holders as of 30 Sep 2017
- Type / Class
- Equity / Common
- Shares outstanding
- 12,809,698
- Total 13F shares
- 6,470,936
- Share change
- +247,254
- Total reported value
- $100,612,450
- Price per share
- $15.55
- Number of holders
- 45
- Value change
- +$3,864,480
- Number of buys
- 23
- Number of sells
- 14
Quarterly Holders Quick Answers
What is CUSIP 95768B107?
CUSIP 95768B107 identifies HYI - Western Asset High Yield Opportunity Fund Inc. - Common in SEC institutional holdings data.
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Recent filing periods for CUSIP 95768B107:
Top shareholders of HYI - Western Asset High Yield Opportunity Fund Inc. - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| PRIVATE MANAGEMENT GROUP INC |
13F
|
Company |
7.3%
|
936,732
|
$14,313,000 | — | 30 Jun 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
6.6%
|
841,628
|
$12,860,000 | — | 30 Jun 2017 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
6.4%
|
814,688
|
$12,448,000 | — | 30 Jun 2017 | |
| MORGAN STANLEY |
13F
|
Company |
5%
|
640,554
|
$9,788,000 | — | 30 Jun 2017 | |
| Invesco Ltd. |
13F
|
Company |
2.6%
|
331,780
|
$5,070,000 | — | 30 Jun 2017 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
2.3%
|
298,490
|
$4,561,000 | — | 30 Jun 2017 | |
| COHEN & STEERS, INC. |
13F
|
Company |
1.7%
|
222,954
|
$3,407,000 | — | 30 Jun 2017 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
1.7%
|
222,070
|
$3,401,000 | — | 30 Jun 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.6%
|
204,739
|
$3,128,000 | — | 30 Jun 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.4%
|
183,742
|
$2,808,000 | — | 30 Jun 2017 | |
| UBS Group AG |
13F
|
Company |
1.3%
|
167,834
|
$2,565,000 | — | 30 Jun 2017 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
1.1%
|
144,086
|
$2,207,000 | — | 30 Jun 2017 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
1.1%
|
139,428
|
$2,130,000 | — | 30 Jun 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.92%
|
117,476
|
$1,795,000 | — | 30 Jun 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.9%
|
115,107
|
$1,759,000 | — | 30 Jun 2017 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.8%
|
102,614
|
$1,568,000 | — | 30 Jun 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.65%
|
83,580
|
$1,277,000 | — | 30 Jun 2017 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.62%
|
79,783
|
$1,219,000 | — | 30 Jun 2017 | |
| Curi Capital, LLC |
13F
|
Company |
0.53%
|
68,041
|
$1,040,000 | — | 30 Jun 2017 | |
| GOFEN & GLOSSBERG LLC /IL/ |
13F
|
Company |
0.5%
|
64,065
|
$979,000 | — | 30 Jun 2017 | |
| CITIGROUP INC |
13F
|
Company |
0.35%
|
44,262
|
$677,000 | — | 30 Jun 2017 | |
| Saba Capital Management, L.P. |
13F
|
Company |
0.34%
|
43,354
|
$662,000 | — | 30 Jun 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.3%
|
38,655
|
$590,000 | — | 30 Jun 2017 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.28%
|
36,223
|
$553,000 | — | 30 Jun 2017 | |
| ROBINSON CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.27%
|
34,279
|
$524,000 | — | 30 Jun 2017 | |
| Clear Harbor Asset Management, LLC |
13F
|
Company |
0.23%
|
30,041
|
$465,000 | — | 30 Jun 2017 | |
| TELEMUS CAPITAL, LLC |
13F
|
Company |
0.21%
|
26,800
|
$410,000 | — | 30 Jun 2017 | |
| LPL Financial LLC |
13F
|
Company |
0.21%
|
26,311
|
$402,000 | — | 30 Jun 2017 | |
| Yorktown Management & Research Co Inc |
13F
|
Company |
0.2%
|
26,197
|
$400,000 | — | 30 Jun 2017 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.17%
|
22,009
|
$334,000 | — | 30 Jun 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.16%
|
20,264
|
$310,000 | — | 30 Jun 2017 | |
| Sonora Investment Management, LLC |
13F
|
Company |
0.15%
|
19,000
|
$290,320 | — | 30 Jun 2017 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.13%
|
16,933
|
$259,000 | — | 30 Jun 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
0.12%
|
15,809
|
$242,000 | — | 30 Jun 2017 | |
| Karpus Management, Inc. |
13F
|
Company |
0.12%
|
15,500
|
$237,000 | — | 30 Jun 2017 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
0.1%
|
13,100
|
$200,000 | — | 30 Jun 2017 | |
| Proficio Capital Partners LLC |
13F
|
Company |
0.03%
|
3,452
|
$54,000 | — | 30 Jun 2017 | |
| Asset Planning Services, Ltd. |
13F
|
Company |
0.03%
|
3,383
|
$52,000 | — | 30 Jun 2017 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.02%
|
3,022
|
$46,000 | — | 30 Jun 2017 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.02%
|
2,500
|
$38,000 | — | 30 Jun 2017 | |
| First PREMIER Bank |
13F
|
Company |
0.01%
|
1,500
|
$23,000 | — | 30 Jun 2017 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0.01%
|
727
|
$11,000 | — | 30 Jun 2017 | |
| Penserra Capital Management LLC |
13F
|
Company |
0%
|
596
|
$9,000 | — | 30 Jun 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
0%
|
325
|
$5,000 | — | 30 Jun 2017 | |
| North Star Investment Management Corp. |
13F
|
Company |
0%
|
150
|
$2,000 | — | 30 Jun 2017 | |
| MUFG Americas Holdings Corp |
13F
|
Company |
0%
|
98
|
$1,000 | — | 30 Jun 2017 |
Institutional Holders of Western Asset High Yield Opportunity Fund Inc. - Common (HYI) as of Q3 2017
As of 30 Sep 2017,
Western Asset High Yield Opportunity Fund Inc. - Common (HYI) was held by
45 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,470,936 shares.
The largest 10 holders included
WELLS FARGO & COMPANY/MN, PRIVATE MANAGEMENT GROUP INC, RIVERNORTH CAPITAL MANAGEMENT, LLC, MORGAN STANLEY, PARAMETRIC PORTFOLIO ASSOCIATES LLC, Invesco Ltd., SII INVESTMENTS INC/WI, COHEN & STEERS INC, GUGGENHEIM CAPITAL LLC, and BANK OF AMERICA CORP /DE/.
This page lists
45
institutional shareholders reporting positions in this security
for the Q3 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
45
Q3 2017 holders
45
Holder diff
0
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 Value $ | Q3 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.