Western Asset High Yield Opportunity Fund Inc. - Common (HYI)
CUSIP: 95768B107
Q4 2017 13F Holders as of 31 Dec 2017
- Type / Class
- Equity / Common
- Shares outstanding
- 12,809,698
- Total 13F shares
- 6,962,396
- Share change
- +268,073
- Total reported value
- $105,268,280
- Price per share
- $15.12
- Number of holders
- 55
- Value change
- +$3,949,279
- Number of buys
- 27
- Number of sells
- 17
Quarterly Holders Quick Answers
What is CUSIP 95768B107?
CUSIP 95768B107 identifies HYI - Western Asset High Yield Opportunity Fund Inc. - Common in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 95768B107:
Top shareholders of HYI - Western Asset High Yield Opportunity Fund Inc. - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
6.8%
|
874,264
|
$13,595,000 | — | 30 Sep 2017 | |
| PRIVATE MANAGEMENT GROUP INC |
13F
|
Company |
6.7%
|
864,351
|
$13,441,000 | — | 30 Sep 2017 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
6.4%
|
814,688
|
$12,660,000 | — | 30 Sep 2017 | |
| MORGAN STANLEY |
13F
|
Company |
5.6%
|
718,655
|
$11,175,000 | — | 30 Sep 2017 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
3%
|
387,878
|
$6,032,000 | — | 30 Sep 2017 | |
| Invesco Ltd. |
13F
|
Company |
2.5%
|
317,262
|
$4,934,000 | — | 30 Sep 2017 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
1.8%
|
225,890
|
$3,512,000 | — | 30 Sep 2017 | |
| COHEN & STEERS, INC. |
13F
|
Company |
1.8%
|
224,536
|
$3,492,000 | — | 30 Sep 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.6%
|
202,574
|
$3,149,000 | — | 30 Sep 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.3%
|
166,140
|
$2,584,000 | — | 30 Sep 2017 | |
| UBS Group AG |
13F
|
Company |
1.3%
|
164,513
|
$2,559,000 | — | 30 Sep 2017 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
1.2%
|
159,617
|
$2,482,000 | — | 30 Sep 2017 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
1.1%
|
144,086
|
$2,240,000 | — | 30 Sep 2017 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
1.1%
|
136,290
|
$2,119,000 | — | 30 Sep 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
1%
|
133,595
|
$2,078,000 | — | 30 Sep 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
1%
|
129,982
|
$2,021,000 | — | 30 Sep 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
1%
|
128,886
|
$2,004,000 | — | 30 Sep 2017 | |
| Saba Capital Management, L.P. |
13F
|
Company |
0.99%
|
126,363
|
$1,965,000 | — | 30 Sep 2017 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.87%
|
111,369
|
$1,732,000 | — | 30 Sep 2017 | |
| ROBINSON CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.58%
|
74,579
|
$1,160,000 | — | 30 Sep 2017 | |
| GOFEN & GLOSSBERG LLC /IL/ |
13F
|
Company |
0.5%
|
64,338
|
$1,000,000 | — | 30 Sep 2017 | |
| LPL Financial LLC |
13F
|
Company |
0.34%
|
43,111
|
$670,000 | — | 30 Sep 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.31%
|
39,363
|
$612,000 | — | 30 Sep 2017 | |
| Clear Harbor Asset Management, LLC |
13F
|
Company |
0.23%
|
30,101
|
$468,000 | — | 30 Sep 2017 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.21%
|
26,859
|
$418,000 | — | 30 Sep 2017 | |
| TELEMUS CAPITAL, LLC |
13F
|
Company |
0.21%
|
26,800
|
$417,000 | — | 30 Sep 2017 | |
| Curi Capital, LLC |
13F
|
Company |
0.19%
|
24,328
|
$378,000 | — | 30 Sep 2017 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.17%
|
22,219
|
$346,000 | — | 30 Sep 2017 | |
| Sonora Investment Management, LLC |
13F
|
Company |
0.15%
|
19,000
|
$295,450 | — | 30 Sep 2017 | |
| Karpus Management, Inc. |
13F
|
Company |
0.12%
|
15,500
|
$241,000 | — | 30 Sep 2017 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
0.1%
|
13,100
|
$204,000 | — | 30 Sep 2017 | |
| Virtu Financial LLC |
13F
|
Company |
0.08%
|
10,254
|
$159,000 | — | 30 Sep 2017 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.06%
|
7,612
|
$118,000 | — | 30 Sep 2017 | |
| CITIGROUP INC |
13F
|
Company |
0.04%
|
5,460
|
$85,000 | — | 30 Sep 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
0.03%
|
4,050
|
$63,000 | — | 30 Sep 2017 | |
| Proficio Capital Partners LLC |
13F
|
Company |
0.03%
|
3,474
|
$54,000 | — | 30 Sep 2017 | |
| Asset Planning Services, Ltd. |
13F
|
Company |
0.03%
|
3,383
|
$53,000 | — | 30 Sep 2017 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.02%
|
3,022
|
$46,000 | — | 30 Sep 2017 | |
| First PREMIER Bank |
13F
|
Company |
0.01%
|
1,500
|
$23,000 | — | 30 Sep 2017 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0.01%
|
727
|
$11,000 | — | 30 Sep 2017 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0%
|
467
|
$7,000 | — | 30 Sep 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
0%
|
325
|
$5,000 | — | 30 Sep 2017 | |
| Penserra Capital Management LLC |
13F
|
Company |
0%
|
300
|
$4,000 | — | 30 Sep 2017 | |
| North Star Investment Management Corp. |
13F
|
Company |
0%
|
150
|
$2,000 | — | 30 Sep 2017 | |
| SEI INVESTMENTS CO |
13F
|
Company |
0%
|
77
|
$1,000 | — | 30 Sep 2017 |
Institutional Holders of Western Asset High Yield Opportunity Fund Inc. - Common (HYI) as of Q4 2017
As of 31 Dec 2017,
Western Asset High Yield Opportunity Fund Inc. - Common (HYI) was held by
55 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,962,396 shares.
The largest 10 holders included
RIVERNORTH CAPITAL MANAGEMENT, LLC, PRIVATE MANAGEMENT GROUP INC, MORGAN STANLEY, WELLS FARGO & COMPANY/MN, Parametric Portfolio Associates LLC, Saba Capital Management, L.P., Invesco Ltd., COHEN & STEERS INC, GUGGENHEIM CAPITAL LLC, and Uncommon Cents Investing LLC.
This page lists
55
institutional shareholders reporting positions in this security
for the Q4 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2017 vs Q3 2017 Across Filers
Q3 2017 holders
45
Q4 2017 holders
55
Holder diff
10
| Investor | Q3 2017 Shares | Q4 2017 Shares | Share Diff | Share Chg % | Q3 2017 Value $ | Q4 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.