Western Asset High Yield Opportunity Fund Inc. - Common (HYI)
CUSIP: 95768B107
Q2 2017 13F Holders as of 30 Jun 2017
- Type / Class
- Equity / Common
- Shares outstanding
- 12,809,698
- Total 13F shares
- 6,223,682
- Share change
- +295,556
- Total reported value
- $95,116,320
- Price per share
- $15.28
- Number of holders
- 45
- Value change
- +$4,515,620
- Number of buys
- 17
- Number of sells
- 18
Quarterly Holders Quick Answers
What is CUSIP 95768B107?
CUSIP 95768B107 identifies HYI - Western Asset High Yield Opportunity Fund Inc. - Common in SEC institutional holdings data.
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Recent filing periods for CUSIP 95768B107:
Top shareholders of HYI - Western Asset High Yield Opportunity Fund Inc. - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| PRIVATE MANAGEMENT GROUP INC |
13F
|
Company |
7.4%
|
945,287
|
$14,520,000 | — | 31 Mar 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
7.3%
|
938,217
|
$14,411,000 | — | 31 Mar 2017 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
6.6%
|
839,688
|
$12,898,000 | — | 31 Mar 2017 | |
| MORGAN STANLEY |
13F
|
Company |
5.2%
|
659,811
|
$10,135,000 | — | 31 Mar 2017 | |
| Invesco Ltd. |
13F
|
Company |
2.6%
|
332,377
|
$5,105,000 | — | 31 Mar 2017 | |
| COHEN & STEERS, INC. |
13F
|
Company |
1.7%
|
222,954
|
$3,425,000 | — | 31 Mar 2017 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
1.5%
|
186,967
|
$2,883,000 | — | 31 Mar 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.4%
|
179,946
|
$2,764,000 | — | 31 Mar 2017 | |
| Yorktown Management & Research Co Inc |
13F
|
Company |
1.3%
|
160,394
|
$2,464,000 | — | 31 Mar 2017 | |
| UBS Group AG |
13F
|
Company |
1.2%
|
154,415
|
$2,372,000 | — | 31 Mar 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.2%
|
152,625
|
$2,345,000 | — | 31 Mar 2017 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
1.1%
|
144,086
|
$2,211,000 | — | 31 Mar 2017 | |
| Shaker Financial Services, LLC |
13F
|
Company |
1.1%
|
140,458
|
$2,157,000 | — | 31 Mar 2017 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
1%
|
127,614
|
$1,960,000 | — | 31 Mar 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.83%
|
105,850
|
$1,626,000 | — | 31 Mar 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.62%
|
79,205
|
$1,217,000 | — | 31 Mar 2017 | |
| GOFEN & GLOSSBERG LLC /IL/ |
13F
|
Company |
0.5%
|
63,796
|
$980,000 | — | 31 Mar 2017 | |
| CITIGROUP INC |
13F
|
Company |
0.42%
|
53,795
|
$826,000 | — | 31 Mar 2017 | |
| LPL Financial LLC |
13F
|
Company |
0.35%
|
44,655
|
$688,000 | — | 31 Mar 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.29%
|
36,947
|
$567,000 | — | 31 Mar 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.27%
|
34,370
|
$528,000 | — | 31 Mar 2017 | |
| Saba Capital Management, L.P. |
13F
|
Company |
0.27%
|
34,354
|
$528,000 | — | 31 Mar 2017 | |
| ROBINSON CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.27%
|
34,279
|
$527,000 | — | 31 Mar 2017 | |
| Clear Harbor Asset Management, LLC |
13F
|
Company |
0.23%
|
30,041
|
$461,000 | — | 31 Mar 2017 | |
| TELEMUS CAPITAL, LLC |
13F
|
Company |
0.21%
|
26,800
|
$412,000 | — | 31 Mar 2017 | |
| FIRST FINANCIAL EQUITY CORPORATION |
13F
|
Company |
0.21%
|
26,700
|
$407,000 | — | 31 Mar 2017 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.2%
|
25,635
|
$394,000 | — | 31 Mar 2017 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.18%
|
23,602
|
$363,000 | — | 31 Mar 2017 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.18%
|
22,571
|
$347,000 | — | 31 Mar 2017 | |
| Curi Capital, LLC |
13F
|
Company |
0.16%
|
20,725
|
$318,000 | — | 31 Mar 2017 | |
| Sonora Investment Management, LLC |
13F
|
Company |
0.15%
|
19,000
|
$291,840 | — | 31 Mar 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
0.13%
|
17,085
|
$263,000 | — | 31 Mar 2017 | |
| Karpus Management, Inc. |
13F
|
Company |
0.12%
|
15,500
|
$238,000 | — | 31 Mar 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.12%
|
14,992
|
$230,000 | — | 31 Mar 2017 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.11%
|
14,260
|
$219,000 | — | 31 Mar 2017 | |
| Evercore Wealth Management, LLC |
13F
|
Company |
0.06%
|
8,131
|
$125,000 | — | 31 Mar 2017 | |
| Proficio Capital Partners LLC |
13F
|
Company |
0.03%
|
3,388
|
$52,000 | — | 31 Mar 2017 | |
| Asset Planning Services, Ltd. |
13F
|
Company |
0.03%
|
3,383
|
$52,000 | — | 31 Mar 2017 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.02%
|
3,022
|
$46,000 | — | 31 Mar 2017 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.02%
|
2,500
|
$38,000 | — | 31 Mar 2017 | |
| First PREMIER Bank |
13F
|
Company |
0.01%
|
1,500
|
$23,000 | — | 31 Mar 2017 | |
| PATHSTONE FAMILY OFFICE, LLC |
13F
|
Company |
0.01%
|
1,147
|
$18,000 | — | 31 Mar 2017 | |
| Apriem Advisors |
13F
|
Company |
0.01%
|
1,000
|
$15,000 | — | 31 Mar 2017 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0.01%
|
727
|
$11,000 | — | 31 Mar 2017 | |
| Penserra Capital Management LLC |
13F
|
Company |
0%
|
552
|
$8,000 | — | 31 Mar 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
0%
|
325
|
$5,000 | — | 31 Mar 2017 | |
| North Star Investment Management Corp. |
13F
|
Company |
0%
|
150
|
$2,000 | — | 31 Mar 2017 | |
| MUFG Americas Holdings Corp |
13F
|
Company |
0%
|
98
|
$2,000 | — | 31 Mar 2017 |
Institutional Holders of Western Asset High Yield Opportunity Fund Inc. - Common (HYI) as of Q2 2017
As of 30 Jun 2017,
Western Asset High Yield Opportunity Fund Inc. - Common (HYI) was held by
45 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,223,682 shares.
The largest 10 holders included
PRIVATE MANAGEMENT GROUP INC, WELLS FARGO & COMPANY/MN, RIVERNORTH CAPITAL MANAGEMENT, LLC, MORGAN STANLEY, Invesco Ltd., Parametric Portfolio Associates LLC, COHEN & STEERS INC, SII INVESTMENTS INC/WI, GUGGENHEIM CAPITAL LLC, and BANK OF AMERICA CORP /DE/.
This page lists
45
institutional shareholders reporting positions in this security
for the Q2 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2017 vs Q1 2017 Across Filers
Q1 2017 holders
47
Q2 2017 holders
45
Holder diff
-2
| Investor | Q1 2017 Shares | Q2 2017 Shares | Share Diff | Share Chg % | Q1 2017 Value $ | Q2 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.