Western Asset High Yield Opportunity Fund Inc. - Common (HYI)
CUSIP: 95768B107
Q1 2017 13F Holders as of 31 Mar 2017
- Type / Class
- Equity / Common
- Shares outstanding
- 12,809,698
- Total 13F shares
- 5,954,826
- Share change
- +32,116
- Total reported value
- $91,475,840
- Price per share
- $15.36
- Number of holders
- 47
- Value change
- +$560,008
- Number of buys
- 23
- Number of sells
- 17
Quarterly Holders Quick Answers
What is CUSIP 95768B107?
CUSIP 95768B107 identifies HYI - Western Asset High Yield Opportunity Fund Inc. - Common in SEC institutional holdings data.
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Recent filing periods for CUSIP 95768B107:
Top shareholders of HYI - Western Asset High Yield Opportunity Fund Inc. - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
7.5%
|
957,702
|
$14,403,000 | — | 31 Dec 2016 | |
| PRIVATE MANAGEMENT GROUP INC |
13F
|
Company |
7.4%
|
948,998
|
$14,273,000 | — | 31 Dec 2016 | |
| MORGAN STANLEY |
13F
|
Company |
5.9%
|
752,099
|
$11,311,000 | — | 31 Dec 2016 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
5%
|
646,500
|
$9,723,000 | — | 31 Dec 2016 | |
| Invesco Ltd. |
13F
|
Company |
2.8%
|
357,764
|
$5,380,000 | — | 31 Dec 2016 | |
| COHEN & STEERS, INC. |
13F
|
Company |
1.7%
|
222,954
|
$3,353,000 | — | 31 Dec 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.5%
|
188,506
|
$2,835,000 | — | 31 Dec 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.4%
|
179,583
|
$2,701,000 | — | 31 Dec 2016 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
1.3%
|
169,750
|
$2,555,000 | — | 31 Dec 2016 | |
| Yorktown Management & Research Co Inc |
13F
|
Company |
1.3%
|
160,394
|
$2,412,000 | — | 31 Dec 2016 | |
| Carlson Capital, L.P. |
13F
|
Company |
1.2%
|
153,333
|
$2,306,000 | — | 31 Dec 2016 | |
| UBS Group AG |
13F
|
Company |
1.1%
|
144,280
|
$2,170,000 | — | 31 Dec 2016 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
1.1%
|
141,796
|
$2,134,000 | — | 31 Dec 2016 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.97%
|
123,614
|
$1,859,000 | — | 31 Dec 2016 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.75%
|
96,058
|
$1,445,000 | — | 31 Dec 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.74%
|
95,297
|
$1,433,000 | — | 31 Dec 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.65%
|
83,654
|
$1,258,000 | — | 31 Dec 2016 | |
| GOFEN & GLOSSBERG LLC /IL/ |
13F
|
Company |
0.43%
|
55,684
|
$837,000 | — | 31 Dec 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.37%
|
46,889
|
$709,000 | — | 31 Dec 2016 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.34%
|
42,957
|
$646,000 | — | 31 Dec 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.29%
|
37,551
|
$565,000 | — | 31 Dec 2016 | |
| Clear Harbor Asset Management, LLC |
13F
|
Company |
0.25%
|
31,901
|
$480,000 | — | 31 Dec 2016 | |
| Curi Capital, LLC |
13F
|
Company |
0.24%
|
30,295
|
$456,000 | — | 31 Dec 2016 | |
| TELEMUS CAPITAL, LLC |
13F
|
Company |
0.21%
|
26,800
|
$403,000 | — | 31 Dec 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.19%
|
24,358
|
$366,000 | — | 31 Dec 2016 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.19%
|
24,059
|
$364,000 | — | 31 Dec 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.19%
|
23,818
|
$358,000 | — | 31 Dec 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.18%
|
22,704
|
$342,000 | — | 31 Dec 2016 | |
| Sonora Investment Management, LLC |
13F
|
Company |
0.15%
|
19,000
|
$285,760 | — | 31 Dec 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
0.13%
|
17,040
|
$256,000 | — | 31 Dec 2016 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.13%
|
16,836
|
$253,000 | — | 31 Dec 2016 | |
| TWO SIGMA SECURITIES, LLC |
13F
|
Company |
0.12%
|
15,922
|
$239,000 | — | 31 Dec 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.09%
|
11,505
|
$173,000 | — | 31 Dec 2016 | |
| SG Americas Securities, LLC |
13F
|
Company |
0.08%
|
9,824
|
$148,000 | — | 31 Dec 2016 | |
| Asset Planning Services, Ltd. |
13F
|
Company |
0.03%
|
3,383
|
$51,000 | — | 31 Dec 2016 | |
| Proficio Capital Partners LLC |
13F
|
Company |
0.03%
|
3,302
|
$50,000 | — | 31 Dec 2016 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.02%
|
3,022
|
$45,000 | — | 31 Dec 2016 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.02%
|
2,500
|
$37,000 | — | 31 Dec 2016 | |
| Apriem Advisors |
13F
|
Company |
0.01%
|
1,730
|
$26,000 | — | 31 Dec 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0.01%
|
1,313
|
$20,000 | — | 31 Dec 2016 | |
| First PREMIER Bank |
13F
|
Company |
0.01%
|
1,000
|
$15,000 | — | 31 Dec 2016 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0.01%
|
727
|
$11,000 | — | 31 Dec 2016 | |
| Penserra Capital Management LLC |
13F
|
Company |
0%
|
446
|
$6,000 | — | 31 Dec 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
0%
|
325
|
$5,000 | — | 31 Dec 2016 | |
| North Star Investment Management Corp. |
13F
|
Company |
0%
|
150
|
$2,000 | — | 31 Dec 2016 |
Institutional Holders of Western Asset High Yield Opportunity Fund Inc. - Common (HYI) as of Q1 2017
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2017 vs Q4 2016 Across Filers
| Investor | Q4 2016 Shares | Q1 2017 Shares | Share Diff | Share Chg % | Q4 2016 Value $ | Q1 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
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