Western Asset High Yield Opportunity Fund Inc. - Common (HYI)
CUSIP: 95768B107
Q1 2017 13F Holders as of 31 Mar 2017
- Type / Class
- Equity / Common
- Shares outstanding
- 12,815,157
- Total 13F shares
- 5,954,826
- Share change
- +32,116
- Total reported value
- $91,475,840
- Price per share
- $15.36
- Number of holders
- 47
- Value change
- +$560,008
- Number of buys
- 23
- Number of sells
- 17
Quarterly Holders Quick Answers
What is CUSIP 95768B107?
CUSIP 95768B107 identifies HYI - Western Asset High Yield Opportunity Fund Inc. - Common in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
- SEC investors directory and top value investors for manager drilldown.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 95768B107:
Top shareholders of HYI - Western Asset High Yield Opportunity Fund Inc. - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
7.5%
|
957,702
|
$14,403,000 | — | 31 Dec 2016 | |
| PRIVATE MANAGEMENT GROUP INC |
13F
|
Company |
7.4%
|
948,998
|
$14,273,000 | — | 31 Dec 2016 | |
| MORGAN STANLEY |
13F
|
Company |
5.9%
|
752,099
|
$11,311,000 | — | 31 Dec 2016 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
5%
|
646,500
|
$9,723,000 | — | 31 Dec 2016 | |
| Invesco Ltd. |
13F
|
Company |
2.8%
|
357,764
|
$5,380,000 | — | 31 Dec 2016 | |
| COHEN & STEERS, INC. |
13F
|
Company |
1.7%
|
222,954
|
$3,353,000 | — | 31 Dec 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.5%
|
188,506
|
$2,835,000 | — | 31 Dec 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.4%
|
179,583
|
$2,701,000 | — | 31 Dec 2016 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
1.3%
|
169,750
|
$2,555,000 | — | 31 Dec 2016 | |
| Yorktown Management & Research Co Inc |
13F
|
Company |
1.3%
|
160,394
|
$2,412,000 | — | 31 Dec 2016 | |
| Carlson Capital, L.P. |
13F
|
Company |
1.2%
|
153,333
|
$2,306,000 | — | 31 Dec 2016 | |
| UBS Group AG |
13F
|
Company |
1.1%
|
144,280
|
$2,170,000 | — | 31 Dec 2016 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
1.1%
|
141,796
|
$2,134,000 | — | 31 Dec 2016 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.96%
|
123,614
|
$1,859,000 | — | 31 Dec 2016 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.75%
|
96,058
|
$1,445,000 | — | 31 Dec 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.74%
|
95,297
|
$1,433,000 | — | 31 Dec 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.65%
|
83,654
|
$1,258,000 | — | 31 Dec 2016 | |
| GOFEN & GLOSSBERG LLC /IL/ |
13F
|
Company |
0.43%
|
55,684
|
$837,000 | — | 31 Dec 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.37%
|
46,889
|
$709,000 | — | 31 Dec 2016 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.34%
|
42,957
|
$646,000 | — | 31 Dec 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.29%
|
37,551
|
$565,000 | — | 31 Dec 2016 | |
| Clear Harbor Asset Management, LLC |
13F
|
Company |
0.25%
|
31,901
|
$480,000 | — | 31 Dec 2016 | |
| Curi Capital, LLC |
13F
|
Company |
0.24%
|
30,295
|
$456,000 | — | 31 Dec 2016 | |
| TELEMUS CAPITAL, LLC |
13F
|
Company |
0.21%
|
26,800
|
$403,000 | — | 31 Dec 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.19%
|
24,358
|
$366,000 | — | 31 Dec 2016 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.19%
|
24,059
|
$364,000 | — | 31 Dec 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.19%
|
23,818
|
$358,000 | — | 31 Dec 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.18%
|
22,704
|
$342,000 | — | 31 Dec 2016 | |
| Sonora Investment Management, LLC |
13F
|
Company |
0.15%
|
19,000
|
$285,760 | — | 31 Dec 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
0.13%
|
17,040
|
$256,000 | — | 31 Dec 2016 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.13%
|
16,836
|
$253,000 | — | 31 Dec 2016 | |
| TWO SIGMA SECURITIES, LLC |
13F
|
Company |
0.12%
|
15,922
|
$239,000 | — | 31 Dec 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.09%
|
11,505
|
$173,000 | — | 31 Dec 2016 | |
| SG Americas Securities, LLC |
13F
|
Company |
0.08%
|
9,824
|
$148,000 | — | 31 Dec 2016 | |
| Asset Planning Services, Ltd. |
13F
|
Company |
0.03%
|
3,383
|
$51,000 | — | 31 Dec 2016 | |
| Proficio Capital Partners LLC |
13F
|
Company |
0.03%
|
3,302
|
$50,000 | — | 31 Dec 2016 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.02%
|
3,022
|
$45,000 | — | 31 Dec 2016 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.02%
|
2,500
|
$37,000 | — | 31 Dec 2016 | |
| Apriem Advisors |
13F
|
Company |
0.01%
|
1,730
|
$26,000 | — | 31 Dec 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0.01%
|
1,313
|
$20,000 | — | 31 Dec 2016 | |
| First PREMIER Bank |
13F
|
Company |
0.01%
|
1,000
|
$15,000 | — | 31 Dec 2016 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0.01%
|
727
|
$11,000 | — | 31 Dec 2016 | |
| Penserra Capital Management LLC |
13F
|
Company |
0%
|
446
|
$6,000 | — | 31 Dec 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
0%
|
325
|
$5,000 | — | 31 Dec 2016 | |
| North Star Investment Management Corp. |
13F
|
Company |
0%
|
150
|
$2,000 | — | 31 Dec 2016 |
Institutional Holders of Western Asset High Yield Opportunity Fund Inc. - Common (HYI) as of Q1 2017
As of 31 Mar 2017,
Western Asset High Yield Opportunity Fund Inc. - Common (HYI) was held by
47 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,954,826 shares.
The largest 10 holders included
PRIVATE MANAGEMENT GROUP INC, WELLS FARGO & COMPANY/MN, RIVERNORTH CAPITAL MANAGEMENT, LLC, MORGAN STANLEY, Invesco Ltd., COHEN & STEERS INC, SII INVESTMENTS INC/WI, BANK OF AMERICA CORP /DE/, Yorktown Management & Research Co Inc, and UBS Group AG.
This page lists
47
institutional shareholders reporting positions in this security
for the Q1 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2017 vs Q4 2016 Across Filers
Q4 2016 holders
45
Q1 2017 holders
47
Holder diff
2
| Investor | Q4 2016 Shares | Q1 2017 Shares | Share Diff | Share Chg % | Q4 2016 Value $ | Q1 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.