Security key
95768B107
Western Asset High Yield Opportunity Fund Inc. - Common (HYI)
CUSIP: 95768B107
Q4 2016 13F Holders as of 31 Dec 2016
- Type / Class
- Equity / Common
- Shares outstanding
- 12,809,698
- Total 13F shares
- 5,897,323
- Share change
- -65,253
- Total reported value
- $88,699,760
- Price per share
- $15.04
- Number of holders
- 45
- Value change
- -$995,223
- Number of buys
- 20
- Number of sells
- 16
Report period
Q4 2016
Institutions
45
Top holders
10
HYI full security history
Newer quarter: Q1 2017
Previous quarter: Q3 2016
Western Asset High Yield Opportunity Fund Inc. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 95768B107
Recent filing periods:
Top shareholders of HYI - Western Asset High Yield Opportunity Fund Inc. - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
8.8%
|
1,129,323
|
$17,402,000 | — | 30 Sep 2016 | |
| PRIVATE MANAGEMENT GROUP INC |
13F
|
Company |
6.2%
|
799,111
|
$12,314,000 | — | 30 Sep 2016 | |
| MORGAN STANLEY |
13F
|
Company |
6.1%
|
778,346
|
$11,994,000 | — | 30 Sep 2016 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
5%
|
635,622
|
$9,795,000 | — | 30 Sep 2016 | |
| Invesco Ltd. |
13F
|
Company |
3%
|
382,878
|
$5,900,000 | — | 30 Sep 2016 | |
| COHEN & STEERS, INC. |
13F
|
Company |
1.7%
|
222,954
|
$3,436,000 | — | 30 Sep 2016 | |
| Yorktown Management & Research Co Inc |
13F
|
Company |
1.7%
|
220,000
|
$3,390,000 | — | 30 Sep 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.7%
|
214,235
|
$3,302,000 | — | 30 Sep 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.6%
|
209,637
|
$3,231,000 | — | 30 Sep 2016 | |
| UBS Group AG |
13F
|
Company |
1.4%
|
184,850
|
$2,849,000 | — | 30 Sep 2016 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
1.4%
|
181,878
|
$2,803,000 | — | 30 Sep 2016 | |
| Carlson Capital, L.P. |
13F
|
Company |
1.2%
|
153,333
|
$2,363,000 | — | 30 Sep 2016 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
1.2%
|
148,916
|
$2,301,000 | — | 30 Sep 2016 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.87%
|
111,654
|
$1,718,000 | — | 30 Sep 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.63%
|
80,461
|
$1,240,000 | — | 30 Sep 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.49%
|
62,490
|
$963,000 | — | 30 Sep 2016 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.44%
|
56,231
|
$867,000 | — | 30 Sep 2016 | |
| GOFEN & GLOSSBERG LLC /IL/ |
13F
|
Company |
0.43%
|
55,355
|
$853,000 | — | 30 Sep 2016 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.37%
|
48,026
|
$740,000 | — | 30 Sep 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.36%
|
45,890
|
$705,000 | — | 30 Sep 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.3%
|
38,355
|
$590,000 | — | 30 Sep 2016 | |
| Clear Harbor Asset Management, LLC |
13F
|
Company |
0.26%
|
33,901
|
$522,000 | — | 30 Sep 2016 | |
| TELEMUS CAPITAL, LLC |
13F
|
Company |
0.21%
|
26,800
|
$413,000 | — | 30 Sep 2016 | |
| STATE OF WISCONSIN INVESTMENT BOARD |
13F
|
Company |
0.18%
|
22,450
|
$346,000 | — | 30 Sep 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.17%
|
22,117
|
$341,000 | — | 30 Sep 2016 | |
| Sonora Investment Management, LLC |
13F
|
Company |
0.15%
|
19,000
|
$292,790 | — | 30 Sep 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.14%
|
18,256
|
$281,000 | — | 30 Sep 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
0.14%
|
17,833
|
$274,000 | — | 30 Sep 2016 | |
| Concert Wealth Management Inc. |
13F
|
Company |
0.09%
|
10,912
|
$168,000 | — | 30 Sep 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.08%
|
10,289
|
$159,000 | — | 30 Sep 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.04%
|
4,498
|
$69,000 | — | 30 Sep 2016 | |
| Asset Planning Services, Ltd. |
13F
|
Company |
0.03%
|
3,383
|
$52,000 | — | 30 Sep 2016 | |
| Proficio Capital Partners LLC |
13F
|
Company |
0.03%
|
3,233
|
$50,000 | — | 30 Sep 2016 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.02%
|
3,022
|
$46,000 | — | 30 Sep 2016 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.02%
|
2,500
|
$38,000 | — | 30 Sep 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0.01%
|
1,313
|
$20,000 | — | 30 Sep 2016 | |
| First PREMIER Bank |
13F
|
Company |
0.01%
|
1,000
|
$15,000 | — | 30 Sep 2016 | |
| Archford Capital Strategies, LLC |
13F
|
Company |
0.01%
|
999
|
$15,000 | — | 30 Sep 2016 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0.01%
|
727
|
$11,000 | — | 30 Sep 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
0%
|
325
|
$5,000 | — | 30 Sep 2016 | |
| Penserra Capital Management LLC |
13F
|
Company |
0%
|
323
|
$4,000 | — | 30 Sep 2016 | |
| North Star Investment Management Corp. |
13F
|
Company |
0%
|
150
|
$2,000 | — | 30 Sep 2016 |
Institutional Holders of Western Asset High Yield Opportunity Fund Inc. - Common (HYI) as of Q4 2016
As of 31 Dec 2016,
Western Asset High Yield Opportunity Fund Inc. - Common (HYI) was held by
45 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,897,323 shares.
The largest 10 holders included
WELLS FARGO & COMPANY/MN, PRIVATE MANAGEMENT GROUP INC, MORGAN STANLEY, RIVERNORTH CAPITAL MANAGEMENT, LLC, Invesco Ltd., COHEN & STEERS INC, GUGGENHEIM CAPITAL LLC, BANK OF AMERICA CORP /DE/, SII INVESTMENTS INC/WI, and Yorktown Management & Research Co Inc.
This page lists
45
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
42
Q4 2016 holders
45
Holder diff
3
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.