Western Asset High Yield Opportunity Fund Inc. - Common (HYI)
CUSIP: 95768B107
Q3 2016 13F Holders as of 30 Sep 2016
- Type / Class
- Equity / Common
- Shares outstanding
- 12,809,698
- Total 13F shares
- 5,962,576
- Share change
- -290,983
- Total reported value
- $91,879,790
- Price per share
- $15.41
- Number of holders
- 42
- Value change
- -$4,322,961
- Number of buys
- 17
- Number of sells
- 15
Quarterly Holders Quick Answers
What is CUSIP 95768B107?
CUSIP 95768B107 identifies HYI - Western Asset High Yield Opportunity Fund Inc. - Common in SEC institutional holdings data.
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Recent filing periods for CUSIP 95768B107:
Top shareholders of HYI - Western Asset High Yield Opportunity Fund Inc. - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
7.8%
|
1,002,356
|
$15,056,000 | — | 30 Jun 2016 | |
| MORGAN STANLEY |
13F
|
Company |
7.3%
|
936,751
|
$14,070,000 | — | 30 Jun 2016 | |
| PRIVATE MANAGEMENT GROUP INC |
13F
|
Company |
6.4%
|
823,262
|
$12,365,000 | — | 30 Jun 2016 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
5.2%
|
668,312
|
$10,038,000 | — | 30 Jun 2016 | |
| Invesco Ltd. |
13F
|
Company |
2.9%
|
372,782
|
$5,599,000 | — | 30 Jun 2016 | |
| State of New Jersey Common Pension Fund D |
13F
|
Company |
2.7%
|
347,000
|
$5,212,000 | — | 30 Jun 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.8%
|
226,367
|
$3,400,000 | — | 30 Jun 2016 | |
| Yorktown Management & Research Co Inc |
13F
|
Company |
1.7%
|
220,000
|
$3,304,000 | — | 30 Jun 2016 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
1.7%
|
216,035
|
$3,245,000 | — | 30 Jun 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.7%
|
215,397
|
$3,235,000 | — | 30 Jun 2016 | |
| COHEN & STEERS, INC. |
13F
|
Company |
1.5%
|
196,156
|
$2,946,000 | — | 30 Jun 2016 | |
| UBS Group AG |
13F
|
Company |
1.2%
|
153,480
|
$2,305,000 | — | 30 Jun 2016 | |
| Carlson Capital, L.P. |
13F
|
Company |
1.2%
|
153,333
|
$2,303,000 | — | 30 Jun 2016 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
1%
|
134,044
|
$2,017,000 | — | 30 Jun 2016 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.87%
|
111,654
|
$1,673,000 | — | 30 Jun 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.5%
|
64,142
|
$963,000 | — | 30 Jun 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.33%
|
42,597
|
$636,000 | — | 30 Jun 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.33%
|
42,123
|
$633,000 | — | 30 Jun 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.29%
|
37,664
|
$566,000 | — | 30 Jun 2016 | |
| Clear Harbor Asset Management, LLC |
13F
|
Company |
0.27%
|
35,163
|
$528,000 | — | 30 Jun 2016 | |
| Saba Capital Management, L.P. |
13F
|
Company |
0.22%
|
27,557
|
$414,000 | — | 30 Jun 2016 | |
| TELEMUS CAPITAL, LLC |
13F
|
Company |
0.21%
|
26,800
|
$403,000 | — | 30 Jun 2016 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.2%
|
25,190
|
$381,000 | — | 30 Jun 2016 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
0.18%
|
23,124
|
$347,000 | — | 30 Jun 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.18%
|
22,968
|
$346,000 | — | 30 Jun 2016 | |
| STATE OF WISCONSIN INVESTMENT BOARD |
13F
|
Company |
0.18%
|
22,450
|
$337,000 | — | 30 Jun 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.17%
|
21,781
|
$327,000 | — | 30 Jun 2016 | |
| Sonora Investment Management, LLC |
13F
|
Company |
0.15%
|
19,000
|
$285,380 | — | 30 Jun 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
0.14%
|
18,085
|
$270,000 | — | 30 Jun 2016 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.13%
|
16,568
|
$249,000 | — | 30 Jun 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.09%
|
12,149
|
$182,000 | — | 30 Jun 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.04%
|
4,498
|
$68,000 | — | 30 Jun 2016 | |
| Asset Planning Services, Ltd. |
13F
|
Company |
0.03%
|
3,383
|
$51,000 | — | 30 Jun 2016 | |
| Proficio Capital Partners LLC |
13F
|
Company |
0.02%
|
3,165
|
$47,000 | — | 30 Jun 2016 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.02%
|
3,022
|
$45,000 | — | 30 Jun 2016 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.02%
|
2,500
|
$37,000 | — | 30 Jun 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0.01%
|
1,313
|
$20,000 | — | 30 Jun 2016 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0.01%
|
727
|
$10,000 | — | 30 Jun 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
0%
|
325
|
$5,000 | — | 30 Jun 2016 | |
| Penserra Capital Management LLC |
13F
|
Company |
0%
|
186
|
$3,000 | — | 30 Jun 2016 | |
| North Star Investment Management Corp. |
13F
|
Company |
0%
|
150
|
$2,000 | — | 30 Jun 2016 |
Institutional Holders of Western Asset High Yield Opportunity Fund Inc. - Common (HYI) as of Q3 2016
As of 30 Sep 2016,
Western Asset High Yield Opportunity Fund Inc. - Common (HYI) was held by
42 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,962,576 shares.
The largest 10 holders included
WELLS FARGO & COMPANY/MN, PRIVATE MANAGEMENT GROUP INC, MORGAN STANLEY, RIVERNORTH CAPITAL MANAGEMENT, LLC, Invesco Ltd., COHEN & STEERS INC, Yorktown Management & Research Co Inc, GUGGENHEIM CAPITAL LLC, BANK OF AMERICA CORP /DE/, and UBS Group AG.
This page lists
42
institutional shareholders reporting positions in this security
for the Q3 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
41
Q3 2016 holders
42
Holder diff
1
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 Value $ | Q3 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.