- Type / Class
- Equity / COM
- Total 13F shares
- 6,207,760
- Share change
- -506,440
- Total reported value
- $146,017,207
- Price per share
- $23.52
- Number of holders
- 97
- Value change
- -$12,815,182
- Number of buys
- 54
- Number of sells
- 41
Quarterly Holders Quick Answers
What is CUSIP 895436103?
CUSIP 895436103 identifies TY - TRI-CONTINENTAL Corp - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 895436103:
Top shareholders of TY - TRI-CONTINENTAL Corp - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Relative Value Partners Group, LLC |
13F
|
Company |
—
class O/S missing
|
1,216,966
|
$32,690,000 | — | 30 Sep 2018 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
577,835
|
$16,104,000 | — | 30 Sep 2018 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
—
class O/S missing
|
481,962
|
$13,432,000 | — | 30 Sep 2018 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
433,658
|
$12,086,000 | — | 30 Sep 2018 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
354,580
|
$9,882,000 | — | 30 Sep 2018 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
342,780
|
$9,553,000 | — | 30 Sep 2018 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
283,070
|
$7,889,000 | — | 30 Sep 2018 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
249,206
|
$6,945,000 | — | 30 Sep 2018 | |
| DUBUQUE BANK & TRUST CO |
13F
|
Company |
—
class O/S missing
|
235,868
|
$6,574,000 | — | 30 Sep 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
216,270
|
$6,028,000 | — | 30 Sep 2018 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
206,055
|
$5,743,000 | — | 30 Sep 2018 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
197,566
|
$5,506,000 | — | 30 Sep 2018 | |
| Bulldog Investors, LLP |
13F
|
Company |
—
class O/S missing
|
162,318
|
$4,524,000 | — | 30 Sep 2018 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
129,369
|
$3,606,000 | — | 30 Sep 2018 | |
| 1832 Asset Management L.P. |
13F
|
Company |
—
class O/S missing
|
120,000
|
$3,347,000 | — | 30 Sep 2018 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
108,854
|
$3,036,000 | — | 30 Sep 2018 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
93,828
|
$2,615,000 | — | 30 Sep 2018 | |
| Signature Financial Management, Inc. |
13F
|
Company |
—
class O/S missing
|
86,114
|
$2,400,000 | — | 30 Sep 2018 | |
| NINE MASTS CAPITAL Ltd |
13F
|
Company |
—
class O/S missing
|
88,200
|
$2,379,000 | — | 30 Sep 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
84,063
|
$2,343,000 | — | 30 Sep 2018 | |
| Kelman-Lazarov, Inc. |
13F
|
Company |
—
class O/S missing
|
65,436
|
$1,824,000 | — | 30 Sep 2018 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
64,591
|
$1,800,000 | — | 30 Sep 2018 | |
| Baird Financial Group, Inc. |
13F
|
Company |
—
class O/S missing
|
56,567
|
$1,584,000 | — | 30 Sep 2018 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
52,766
|
$1,471,000 | — | 30 Sep 2018 | |
| Ancora Advisors LLC |
13F
|
Company |
—
class O/S missing
|
49,147
|
$1,370,000 | — | 30 Sep 2018 | |
| RB Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
45,871
|
$1,278,000 | — | 30 Sep 2018 | |
| Successful Portfolios LLC |
13F
|
Company |
—
class O/S missing
|
42,780
|
$1,192,000 | — | 30 Sep 2018 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
41,204
|
$1,148,000 | — | 30 Sep 2018 | |
| AdvisorNet Financial, Inc |
13F
|
Company |
—
class O/S missing
|
37,003
|
$1,031,000 | — | 30 Sep 2018 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
35,006
|
$976,000 | — | 30 Sep 2018 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
—
class O/S missing
|
33,210
|
$926,000 | — | 30 Sep 2018 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
31,672
|
$883,000 | — | 30 Sep 2018 | |
| BRINKER CAPITAL INC |
13F
|
Company |
—
class O/S missing
|
28,875
|
$805,000 | — | 30 Sep 2018 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
28,231
|
$790,000 | — | 30 Sep 2018 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
25,750
|
$717,000 | — | 30 Sep 2018 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
23,279
|
$649,000 | — | 30 Sep 2018 | |
| Heritage Wealth Advisors |
13F
|
Company |
—
class O/S missing
|
22,735
|
$633,000 | — | 30 Sep 2018 | |
| Curi Capital, LLC |
13F
|
Company |
—
class O/S missing
|
22,157
|
$618,000 | — | 30 Sep 2018 | |
| Uncommon Cents Investing LLC |
13F
|
Company |
—
class O/S missing
|
20,507
|
$572,000 | — | 30 Sep 2018 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
19,630
|
$547,000 | — | 30 Sep 2018 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
17,400
|
$485,000 | — | 30 Sep 2018 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
17,318
|
$482,000 | — | 30 Sep 2018 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
15,887
|
$443,000 | — | 30 Sep 2018 | |
| Ameritas Investment Partners, Inc. |
13F
|
Company |
—
class O/S missing
|
15,566
|
$433,000 | — | 30 Sep 2018 | |
| AMERICAN ASSET MANAGEMENT INC. |
13F
|
Company |
—
class O/S missing
|
14,500
|
$404,000 | — | 30 Sep 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
13,604
|
$380,000 | — | 30 Sep 2018 | |
| Quad-Cities Investment Group, LLC |
13F
|
Company |
—
class O/S missing
|
11,934
|
$333,000 | — | 30 Sep 2018 | |
| Matisse Capital |
13F
|
Company |
—
class O/S missing
|
11,772
|
$328,000 | — | 30 Sep 2018 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
11,539
|
$322,000 | — | 30 Sep 2018 | |
| St. James Investment Company, LLC |
13F
|
Company |
—
class O/S missing
|
10,675
|
$298,000 | — | 30 Sep 2018 |
Institutional Holders of TRI-CONTINENTAL Corp - COM (TY) as of Q4 2018
As of 31 Dec 2018,
TRI-CONTINENTAL Corp - COM (TY) was held by
97 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,207,760 shares.
The largest 10 holders included
Relative Value Partners Group, LLC, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, LAZARD ASSET MANAGEMENT LLC, Raymond James Financial Services Advisors, Inc., 1607 Capital Partners, LLC, DUBUQUE BANK & TRUST CO, RAYMOND JAMES & ASSOCIATES, WELLS FARGO & COMPANY/MN, MORGAN STANLEY, and BANK OF AMERICA CORP /DE/.
This page lists
97
institutional shareholders reporting positions in this security
for the Q4 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2018 vs Q3 2018 Across Filers
Q3 2018 holders
106
Q4 2018 holders
97
Holder diff
-9
| Investor | Q3 2018 Shares | Q4 2018 Shares | Share Diff | Share Chg % | Q3 2018 Value $ | Q4 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.