TRI-CONTINENTAL Corp - COM (TY)

CUSIP: 895436103

Q1 2019 13F Holders as of 31 Mar 2019

Type / Class
Equity / COM
Total 13F shares
5,881,413
Share change
-226,084
Total reported value
$154,686,864
Price per share
$26.30
Number of holders
102
Value change
-$5,536,918
Number of buys
52
Number of sells
28

Security key

895436103

Report period

Q1 2019

Institutions

102

Top holders

10

Top shareholders of TY - TRI-CONTINENTAL Corp - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
Relative Value Partners Group, LLC
13F
Company
class O/S missing
1,211,576
$28,496,000 31 Dec 2018
13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
13F
Company
class O/S missing
579,937
$13,640,000 31 Dec 2018
13F
LAZARD ASSET MANAGEMENT LLC
13F
Company
class O/S missing
428,975
$10,089,000 31 Dec 2018
13F
Raymond James Financial Services Advisors, Inc.
13F
Company
class O/S missing
390,401
$9,182,000 31 Dec 2018
13F
1607 Capital Partners, LLC
13F
Company
class O/S missing
289,728
$6,814,000 31 Dec 2018
13F
DUBUQUE BANK & TRUST CO
13F
Company
class O/S missing
280,878
$6,606,000 31 Dec 2018
13F
RAYMOND JAMES & ASSOCIATES
13F
Company
class O/S missing
270,273
$6,357,000 31 Dec 2018
13F
WELLS FARGO & COMPANY/MN
13F
Company
class O/S missing
264,819
$6,228,000 31 Dec 2018
13F
MORGAN STANLEY
13F
Company
class O/S missing
239,159
$5,625,000 31 Dec 2018
13F
BANK OF AMERICA CORP /DE/
13F
Company
class O/S missing
196,964
$4,633,000 31 Dec 2018
13F
CORNERSTONE ADVISORS INC
13F
Company
class O/S missing
196,353
$4,618,000 31 Dec 2018
13F
Bulldog Investors, LLP
13F
Company
class O/S missing
152,665
$3,591,000 31 Dec 2018
13F
UBS Group AG
13F
Company
class O/S missing
151,165
$3,556,000 31 Dec 2018
13F
FIRST TRUST ADVISORS LP
13F
Company
class O/S missing
86,889
$2,044,000 31 Dec 2018
13F
Signature Financial Management, Inc.
13F
Company
class O/S missing
86,114
$2,025,000 31 Dec 2018
13F
ROYAL BANK OF CANADA
13F
Company
class O/S missing
85,371
$2,007,000 31 Dec 2018
13F
STIFEL FINANCIAL CORP
13F
Company
class O/S missing
79,969
$1,881,000 31 Dec 2018
13F
1832 Asset Management L.P.
13F
Company
class O/S missing
75,000
$1,764,000 31 Dec 2018
13F
Shaker Financial Services, LLC
13F
Company
class O/S missing
71,740
$1,687,000 31 Dec 2018
13F
COMMONWEALTH EQUITY SERVICES, LLC
13F
Company
class O/S missing
70,817
$1,665,000 31 Dec 2018
13F
PARAMETRIC PORTFOLIO ASSOCIATES LLC
13F
Company
class O/S missing
58,365
$1,373,000 31 Dec 2018
13F
MML INVESTORS SERVICES, LLC
13F
Company
class O/S missing
55,672
$1,309,000 31 Dec 2018
13F
RB Capital Management, LLC
13F
Company
class O/S missing
47,805
$1,124,000 31 Dec 2018
13F
Ancora Advisors LLC
13F
Company
class O/S missing
47,733
$1,122,000 31 Dec 2018
13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.
13F
Company
class O/S missing
46,413
$1,092,000 31 Dec 2018
13F
Kelman-Lazarov, Inc.
13F
Company
class O/S missing
45,770
$1,077,000 31 Dec 2018
13F
Successful Portfolios LLC
13F
Company
class O/S missing
40,345
$949,000 31 Dec 2018
13F
AdvisorNet Financial, Inc
13F
Company
class O/S missing
36,401
$856,000 31 Dec 2018
13F
Creative Planning
13F
Company
class O/S missing
35,092
$825,000 31 Dec 2018
13F
COHEN & STEERS, INC.
13F
Company
class O/S missing
32,837
$772,000 31 Dec 2018
13F
Uncommon Cents Investing LLC
13F
Company
class O/S missing
30,288
$712,000 31 Dec 2018
13F
Cetera Advisor Networks LLC
13F
Company
class O/S missing
26,267
$622,000 31 Dec 2018
13F
HighTower Advisors, LLC
13F
Company
class O/S missing
26,190
$614,000 31 Dec 2018
13F
Weiss Asset Management LP
13F
Company
class O/S missing
25,197
$593,000 31 Dec 2018
13F
HANCOCK WHITNEY CORP
13F
Company
class O/S missing
25,000
$588,000 31 Dec 2018
13F
Sheaff Brock Investment Advisors, LLC
13F
Company
class O/S missing
24,312
$572,000 31 Dec 2018
13F
Heritage Wealth Advisors
13F
Company
class O/S missing
22,735
$534,000 31 Dec 2018
13F
SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC
13F
Company
class O/S missing
17,935
$422,000 31 Dec 2018
13F
LPL Financial LLC
13F
Company
class O/S missing
17,518
$412,000 31 Dec 2018
13F
Ameritas Investment Partners, Inc.
13F
Company
class O/S missing
15,566
$366,000 31 Dec 2018
13F
Laurel Wealth Advisors, Inc.
13F
Company
class O/S missing
15,476
$363,000 31 Dec 2018
13F
Janney Montgomery Scott LLC
13F
Company
class O/S missing
15,162
$357,000 31 Dec 2018
13F
9258 Wealth Management, LLC
13F
Company
class O/S missing
15,056
$354,000 31 Dec 2018
13F
CWM, LLC
13F
Company
class O/S missing
14,701
$346,000 31 Dec 2018
13F
AMERICAN ASSET MANAGEMENT INC.
13F
Company
class O/S missing
14,500
$341,000 31 Dec 2018
13F
LADENBURG THALMANN FINANCIAL SERVICES INC.
13F
Company
class O/S missing
14,156
$332,000 31 Dec 2018
13F
Quad-Cities Investment Group, LLC
13F
Company
class O/S missing
13,956
$329,000 31 Dec 2018
13F
Koshinski Asset Management, Inc.
13F
Company
class O/S missing
13,280
$312,000 31 Dec 2018
13F
Harvest Investment Services, LLC
13F
Company
class O/S missing
12,183
$304,000 31 Dec 2018
13F
Cetera Advisors LLC
13F
Company
class O/S missing
12,344
$290,000 31 Dec 2018
13F

Institutional Holders of TRI-CONTINENTAL Corp - COM (TY) as of Q1 2019

As of 31 Mar 2019, TRI-CONTINENTAL Corp - COM (TY) was held by 102 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 5,881,413 shares. The largest 10 holders included Relative Value Partners Group, LLC, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, LAZARD ASSET MANAGEMENT LLC, Raymond James Financial Services Advisors, Inc., CORNERSTONE ADVISORS INC, WELLS FARGO & COMPANY/MN, DUBUQUE BANK & TRUST CO, RAYMOND JAMES & ASSOCIATES, UBS Group AG, and MORGAN STANLEY. This page lists 102 institutional shareholders reporting positions in this security for the Q1 2019 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q1 2019 vs Q4 2018 Across Filers

Q4 2018 holders
97
Q1 2019 holders
102
Holder diff
5
Investor Q4 2018 Shares Q1 2019 Shares Share Diff Share Chg % Q4 2018 Value $ Q1 2019 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Here you can make detailed settings or revoke your consent (in part if necessary) with effect for the future. For further information, please refer to our Privacy Policy .