SEC ownership of TRI-CONTINENTAL Corp

Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0000099614.

Comparable stake leader

Saba Capital Management, L.P.

Disclosed value leader

Saba Capital Management, L.P.

Comparable rows

0/50

Latest evidence

31 Mar 2026

Ownership snapshot 1 signal
Latest evidence date
31 Mar 2026
Issuer identity 2 identity fields
CIK
0000099614
Location
Boston, MA

Ownership snapshot

Top shareholders of TRI-CONTINENTAL Corp (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
Saba Capital Management, ...
Disclosed value leader
Saba Capital Management, ...
Comparable rows
0/50
Latest evidence
31 Mar 2026
13F Highest disclosed value: $23,221,746 50 rows are not safely comparable across share classes. Showing 1-8 of 50 holder rows.

Quick read

Saba Capital Management, L.P. has the largest disclosed position value at $23.22M.

0 of 50 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Disclosed position value Top 5
Saba Capital Management, L.P. $23.22M
MORGAN STANLEY $17.49M
LAZARD ASSET MANAGEMENT LLC $16.25M
BLUE BELL PRIVATE WEALTH MANAGEME... $13.59M
Allspring Global Investments Hold... $11.56M

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-8 of 50 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
Saba Capital Management, L.P.
13F
Company
13F
class O/S missing
$23,221,746
735,098 shares
31 Mar 2026
MORGAN STANLEY
13F
Company
13F
class O/S missing
$17,494,461
553,797 shares
31 Mar 2026
LAZARD ASSET MANAGEMENT LLC
13F
Company
13F
class O/S missing
$16,254,161
514,535 shares
31 Mar 2026
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
13F
Company
13F
class O/S missing
$13,585,060
430,043 shares
31 Mar 2026
Allspring Global Investments Holdings, LLC
13F
Company
13F
class O/S missing
$11,562,382
366,014 shares
31 Mar 2026
RAYMOND JAMES FINANCIAL INC
13F
Company
13F
class O/S missing
$8,244,478
260,984 shares
31 Mar 2026
UBS Group AG
13F
Company
13F
class O/S missing
$6,737,199
213,270 shares
31 Mar 2026
Focus Partners Wealth
13F
Company
13F
class O/S missing
$6,278,094
198,736 shares
31 Mar 2026
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Forms 3/4/5 flow

Insider trading overview

Net insider flow leans to selling over the last 12 months. Net value: -$88,948.

Buys
$3,304
Insiders: 1
Sells
$92,252
Insiders: 2
Net
-$88,948
Shares: -2,551
Window
Last 12 months
4 rolling buckets
Buy value Sell value
Shares: 100 Shares: 2,651
Window (months) Buy shares Sell shares Buy value Sell value Net value
0-3 0 2,500 $0 $87,175 -$87,175
3-6 0 0 $0 $0 $0
6-9 0 151 $0 $5,077 -$5,077
9-12 100 0 $3,304 $0 +$3,304

Reporting owners

Insider holders from Forms 3/4/5

Showing 1-20 of 23 reporting-owner rows connected to TRI-CONTINENTAL Corp. Open a relationship link for the CIK-to-CIK filing trail.

Rows
23
Largest current holder
Yan Jin
Net 12M change
-$88,948
Latest report
27 May 2026
Name Relationship Holdings Value Past Year Net Change Change % Valuation Report Date
Yan Jin Portfolio Manager of Issuer $450,485 -$87,175 -16% Filing P/S 27 May 2026
Matthew M. Waldner Other* $440,428 Mixed 01 Mar 2024
William Fredrick Truscott Senior Vice President $134,400 Filing P/S 18 Nov 2024
Raghavendran Sivaraman Portfolio Manager of Issuer $83,126 Mixed 06 Jul 2023
Grace Lee Portfolio Manager of Issuer $55,418 Mixed 14 Mar 2022
Daniel Beckman Senior Vice President $9,005 Mixed 06 May 2021
Douglas A. Hacker Director $6,096 Mixed 01 Jan 2022
Nancy Therese Lukitsh Director $3,382 Mixed 01 Jan 2026
Ryan C. Larrenaga SVP, Chief Legal Officer and Secretary $3,304 +$3,304 +100% Filing P/S 20 Aug 2025
Pamela G. Carlton Director $3,149 Filing P/S 07 Mar 2025
David M. Moffett Director $2,771 Mixed 01 Jan 2024
Janet Carrig Director $2,023 Filing P/S 29 Aug 2023
Petersen Christopher O SVP & Asst Secretary $0 -$5,077 -100% Mixed 04 Sep 2025
Joseph D'Alessandro VP and Assistant Secretary Mixed 01 Feb 2026
Veronica A. Seaman Vice President Mixed 30 Sep 2024
Nicolas Janvier Head of North America Equities Mixed 30 Apr 2025
Christie M. Wiley Vice President Mixed 01 Apr 2026
Victoria K. Bender Vice President Mixed 01 Feb 2026
Joshua Kutin Head of Asset Allocation, North America of the Issuer's Investment Adviser Mixed 15 Jan 2024
Oleg Nusinzon Portfolio Manager of Issuer Mixed 15 Jun 2021

Recent insider transactions for TRI-CONTINENTAL Corp

Showing up to 300 recent insider transactions from the last 12 months.

Insider Symbol Class Transaction % SEC-reported value SEC-reported price Shares Shares owned Date Ownership
Yan Jin TY Tri-Continental Corporation Common Stock Sale -16.2% $87,175 $34.87 -2,500 12,919 27 May 2026 Direct
Petersen Christopher O TY Tri-Continental Corporation Common Stock Sale -100% $5,077 $33.56 -151 0 04 Sep 2025 Direct
Ryan C. Larrenaga TY Tri-Continental Corporation Common Stock Purchase $3,304 $33.04 100 100 20 Aug 2025 Direct
* marks a reported price that did not pass the local price check.
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