Insider Transactions Reported by 22 Insiders of TRI-CONTINENTAL Corp

Symbol: TY, TY-P on NYSE
Location: Boston, MA

Quick Takeaways

TY - TRI-CONTINENTAL Corp has 22 insiders with reported activity on this page.
Net insider value flow over the last year: -$1,773.
Recent transaction rows are available for direct filing-level review.

What Changed

Buy value: $3,304; sell value: $5,077.
Net share flow: -51.

Why This Matters

This page gives a plain-language issuer insider context before you inspect transaction-level evidence.
Use the filing links below to verify timestamps, codes, and ownership impacts directly from SEC forms.

Source Evidence

Filed on Form 4

Issuer insider activity is sourced from SEC Forms 3, 4, and 5.

See Original Filing

Insider trading overview

Last 12 months

Net insider flow leans to selling over the last 12 months. Net value: -$1,773.

Buys

$3,304

Shares: 100

Insiders: 1

Sells

$5,077

Shares: 151

Insiders: 1

Net

-$1,773

Shares: -51

Insiders: 0

Window (months)	Buy shares	Sell shares	Buy $	Sell $	Net $
0-3	0	0	$0	$0	$0
3-6	0	0	$0	$0	$0
6-9	100	151	$3,304	$5,077	-$1,773
9-12	0	0	$0	$0	$0

TRI-CONTINENTAL Corp executives and other stock owners filed with the SEC include:

Name	Relationship	Holdings Value	Past Year Net Change	Change %	Valuation	Report Date
Matthew M. Waldner	Other*	$440,428			Mixed	01 Mar 2024
William Fredrick Truscott	Senior Vice President	$134,400			Filing P/S	18 Nov 2024
Raghavendran Sivaraman	Portfolio Manager of Issuer	$83,126			Mixed	06 Jul 2023
Grace Lee	Portfolio Manager of Issuer	$55,418			Mixed	14 Mar 2022
Daniel Beckman	Senior Vice President	$9,005			Mixed	06 May 2021
Douglas A. Hacker	Director	$6,096			Mixed	01 Jan 2022
Nancy Therese Lukitsh	Director	$3,382			Mixed	01 Jan 2026
Ryan C. Larrenaga	SVP, Chief Legal Officer and Secretary	$3,304	+$3,304	+100%	Filing P/S	20 Aug 2025
Pamela G. Carlton	Director	$3,149			Filing P/S	07 Mar 2025
David M. Moffett	Director	$2,771			Mixed	01 Jan 2024
Janet Carrig	Director	$2,023			Filing P/S	29 Aug 2023
Petersen Christopher O	SVP & Asst Secretary	$0	-$5,077	-100%	Mixed	04 Sep 2025
Christie M. Wiley	Vice President				Mixed	01 Apr 2026
Joseph D'Alessandro	VP and Assistant Secretary				Mixed	01 Feb 2026
Victoria K. Bender	Vice President				Mixed	01 Feb 2026
Veronica A. Seaman	Vice President				Mixed	30 Sep 2024
Nicolas Janvier	Head of North America Equities				Mixed	30 Apr 2025
Zeitoun Marc	Vice President and Head of North America Product of Issuer's Investment Adviser				Mixed	01 Jan 2024
Francine Asselta	Vice President and Head of North America Institutional of Issuer's Investment Adviser				Mixed	15 Jan 2024
Joshua Kutin	Head of Asset Allocation, North America of the Issuer's Investment Adviser				Mixed	15 Jan 2024
Oleg Nusinzon	Portfolio Manager of Issuer				Mixed	15 Jun 2021
Charles H. Chiesa	(title in explanation below)				Mixed	01 Jul 2024

Top shareholders of TRI-CONTINENTAL Corp (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Saba Capital Management, L.P.	13F	Company	— class O/S missing	701,601	$22,914,289	—	31 Dec 2025	13F
MORGAN STANLEY	13F	Company	— class O/S missing	562,413	$18,368,429	—	31 Dec 2025	13F
LAZARD ASSET MANAGEMENT LLC	13F	Company	— class O/S missing	517,626	$16,905,665	—	31 Dec 2025	13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	13F	Company	— class O/S missing	420,932	$13,747,641	—	31 Dec 2025	13F
Allspring Global Investments Holdings, LLC	13F	Company	— class O/S missing	334,257	$10,916,834	—	31 Dec 2025	13F
RAYMOND JAMES FINANCIAL INC	13F	Company	— class O/S missing	273,726	$8,939,881	—	31 Dec 2025	13F
UBS Group AG	13F	Company	— class O/S missing	262,197	$8,563,354	—	31 Dec 2025	13F
Focus Partners Wealth	13F	Company	— class O/S missing	192,690	$6,293,267	—	31 Dec 2025	13F
UMB Bank, n.a.	13F	Company	— class O/S missing	180,580	$5,897,743	—	31 Dec 2025	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	175,519	$5,732,458	—	31 Dec 2025	13F
Uncommon Cents Investing LLC	13F	Company	— class O/S missing	159,856	$5,220,891	—	31 Dec 2025	13F
Cornerstone Advisory, LLC	13F	Company	— class O/S missing	147,472	$4,816,451	—	31 Dec 2025	13F
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	13F	Company	— class O/S missing	127,037	$4,190,938	—	31 Dec 2025	13F
Hennion & Walsh Asset Management, Inc.	13F	Company	— class O/S missing	123,776	$4,042,524	—	31 Dec 2025	13F
STIFEL FINANCIAL CORP	13F	Company	— class O/S missing	99,870	$3,261,781	—	31 Dec 2025	13F
Mariner, LLC	13F	Company	— class O/S missing	93,914	$3,067,234	—	31 Dec 2025	13F
1620 INVESTMENT ADVISORS, INC.	13F	Company	— class O/S missing	92,338	$3,015,771	—	31 Dec 2025	13F
EP Wealth Advisors, LLC	13F	Company	— class O/S missing	88,120	$2,877,999	—	31 Dec 2025	13F
LPL Financial LLC	13F	Company	— class O/S missing	81,303	$2,655,355	—	31 Dec 2025	13F
Capstone Financial Advisors, Inc.	13F	Company	— class O/S missing	75,513	$2,466,255	—	31 Dec 2025	13F
D.A. DAVIDSON & CO.	13F	Company	— class O/S missing	74,143	$2,421,534	—	31 Dec 2025	13F
FIRST TRUST ADVISORS LP	13F	Company	— class O/S missing	73,338	$2,395,219	—	31 Dec 2025	13F
Shaker Financial Services, LLC	13F	Company	— class O/S missing	70,445	$2,300,734	—	31 Dec 2025	13F
Platform Technology Partners	13F	Company	— class O/S missing	66,996	$2,188,089	—	31 Dec 2025	13F
RB Capital Management, LLC	13F	Company	— class O/S missing	63,494	$2,073,714	—	31 Dec 2025	13F
Stolper Co	13F	Company	— class O/S missing	61,655	$2,014,000	—	31 Dec 2025	13F
EVOLVE PRIVATE WEALTH, LLC	13F	Company	— class O/S missing	61,594	$2,011,660	—	31 Dec 2025	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	57,171	$1,867,000	—	31 Dec 2025	13F
COMMONWEALTH EQUITY SERVICES, LLC	13F	Company	— class O/S missing	53,953	$1,762,096	—	31 Dec 2025	13F
Cambridge Investment Research Advisors, Inc.	13F	Company	— class O/S missing	48,532	$1,585,000	—	31 Dec 2025	13F
BANK OF AMERICA CORP /DE/	13F	Company	— class O/S missing	46,828	$1,529,403	—	31 Dec 2025	13F
CITADEL ADVISORS LLC	13F	Company	— class O/S missing	44,873	$1,465,552	—	31 Dec 2025	13F
Concurrent Investment Advisors, LLC	13F	Company	— class O/S missing	44,812	$1,463,545	—	31 Dec 2025	13F
Allworth Financial LP	13F	Company	— class O/S missing	41,086	$1,341,859	—	31 Dec 2025	13F
Beckerman Institutional, LLC	13F	Company	— class O/S missing	40,504	$1,322,862	—	31 Dec 2025	13F
Altium Capital Management LLC	13F	Company	— class O/S missing	40,451	$1,321,130	—	31 Dec 2025	13F
Quadrant Private Wealth Management, LLC	13F	Company	— class O/S missing	38,406	$1,254,340	—	31 Dec 2025	13F
WHITENER CAPITAL MANAGEMENT, INC.	13F	Company	— class O/S missing	33,752	$1,102,341	—	31 Dec 2025	13F
Steward Partners Investment Advisory, LLC	13F	Company	— class O/S missing	31,638	$1,033,303	—	31 Dec 2025	13F
ALBION FINANCIAL GROUP /UT	13F	Company	— class O/S missing	30,496	$996,000	—	31 Dec 2025	13F
Altus Wealth Group LLC	13F	Company	— class O/S missing	30,182	$985,738	—	31 Dec 2025	13F
HighTower Advisors, LLC	13F	Company	— class O/S missing	28,928	$944,784	—	31 Dec 2025	13F
GUGGENHEIM CAPITAL LLC	13F	Company	— class O/S missing	26,893	$878,325	—	31 Dec 2025	13F
THRIVENT FINANCIAL FOR LUTHERANS	13F	Company	— class O/S missing	25,907	$847,000	—	31 Dec 2025	13F
Creative Planning	13F	Company	— class O/S missing	25,795	$842,472	—	31 Dec 2025	13F
Advisors Asset Management, Inc.	13F	Company	— class O/S missing	24,998	$816,435	—	31 Dec 2025	13F
OSAIC HOLDINGS, INC.	13F	Company	— class O/S missing	24,824	$810,876	—	31 Dec 2025	13F
Baltimore-Washington Financial Advisors, Inc.	13F	Company	— class O/S missing	24,416	$797,427	—	31 Dec 2025	13F
&PARTNERS	13F	Company	— class O/S missing	23,524	$768,295	—	31 Dec 2025	13F
Cetera Investment Advisers	13F	Company	— class O/S missing	23,068	$753,407	—	31 Dec 2025	13F

Recent Insider Transactions by Companies or Individuals for TRI-CONTINENTAL Corp

Showing up to 300 most recent insider transactions from the last 12 months.

Insider	Symbol	Class	Transaction	%	Value $	* Price $	Shares	Shares Owned	Date	Ownership
Petersen Christopher O	TY	Tri-Continental Corporation Common Stock	Sale	-100%	$5,077	$33.56	-151	0	04 Sep 2025	Direct
Ryan C. Larrenaga	TY	Tri-Continental Corporation Common Stock	Purchase		$3,304	$33.04	100	100	20 Aug 2025	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.