- Type / Class
- Equity / COM
- Total 13F shares
- 7,247,499
- Share change
- -812,943
- Total reported value
- $185,109,235
- Price per share
- $25.55
- Number of holders
- 93
- Value change
- -$20,739,747
- Number of buys
- 40
- Number of sells
- 30
Quarterly Holders Quick Answers
What is CUSIP 895436103?
CUSIP 895436103 identifies TY - TRI-CONTINENTAL Corp - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 895436103:
Top shareholders of TY - TRI-CONTINENTAL Corp - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Relative Value Partners Group, LLC |
13F
|
Company |
—
class O/S missing
|
1,453,060
|
$35,382,000 | — | 30 Jun 2017 | |
| Karpus Management, Inc. |
13F
|
Company |
—
class O/S missing
|
746,060
|
$18,167,000 | — | 30 Jun 2017 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
610,107
|
$14,856,000 | — | 30 Jun 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
543,821
|
$13,242,000 | — | 30 Jun 2017 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
501,675
|
$12,215,000 | — | 30 Jun 2017 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
475,498
|
$11,578,000 | — | 30 Jun 2017 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
423,202
|
$10,305,000 | — | 30 Jun 2017 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
—
class O/S missing
|
347,754
|
$8,468,000 | — | 30 Jun 2017 | |
| Bulldog Investors, LLP |
13F
|
Company |
—
class O/S missing
|
313,691
|
$7,638,000 | — | 30 Jun 2017 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
227,953
|
$5,551,000 | — | 30 Jun 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
200,033
|
$4,871,000 | — | 30 Jun 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
178,033
|
$4,335,000 | — | 30 Jun 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
160,590
|
$3,910,000 | — | 30 Jun 2017 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
149,050
|
$3,629,000 | — | 30 Jun 2017 | |
| Matisse Capital |
13F
|
Company |
—
class O/S missing
|
143,468
|
$3,493,000 | — | 30 Jun 2017 | |
| 1832 Asset Management L.P. |
13F
|
Company |
—
class O/S missing
|
120,000
|
$2,925,000 | — | 30 Jun 2017 | |
| DUBUQUE BANK & TRUST CO |
13F
|
Company |
—
class O/S missing
|
106,757
|
$2,600,000 | — | 30 Jun 2017 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
106,130
|
$2,584,000 | — | 30 Jun 2017 | |
| BRINKER CAPITAL INC |
13F
|
Company |
—
class O/S missing
|
104,633
|
$2,548,000 | — | 30 Jun 2017 | |
| Signature Financial Management, Inc. |
13F
|
Company |
—
class O/S missing
|
86,114
|
$2,097,000 | — | 30 Jun 2017 | |
| Kelman-Lazarov, Inc. |
13F
|
Company |
—
class O/S missing
|
80,100
|
$1,950,000 | — | 30 Jun 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
71,567
|
$1,743,000 | — | 30 Jun 2017 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
69,899
|
$1,702,000 | — | 30 Jun 2017 | |
| Ancora Advisors LLC |
13F
|
Company |
—
class O/S missing
|
65,147
|
$1,587,000 | — | 30 Jun 2017 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
63,408
|
$1,544,000 | — | 30 Jun 2017 | |
| RB Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
49,297
|
$1,200,000 | — | 30 Jun 2017 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
49,115
|
$1,196,000 | — | 30 Jun 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
47,489
|
$1,156,000 | — | 30 Jun 2017 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
—
class O/S missing
|
47,189
|
$1,149,000 | — | 30 Jun 2017 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
44,998
|
$1,094,000 | — | 30 Jun 2017 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
32,315
|
$787,000 | — | 30 Jun 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
31,072
|
$756,000 | — | 30 Jun 2017 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
28,470
|
$693,000 | — | 30 Jun 2017 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
26,741
|
$650,000 | — | 30 Jun 2017 | |
| Heritage Wealth Advisors |
13F
|
Company |
—
class O/S missing
|
22,735
|
$554,000 | — | 30 Jun 2017 | |
| St. James Investment Company, LLC |
13F
|
Company |
—
class O/S missing
|
22,315
|
$543,000 | — | 30 Jun 2017 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
19,739
|
$481,000 | — | 30 Jun 2017 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
18,761
|
$456,000 | — | 30 Jun 2017 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
—
class O/S missing
|
17,687
|
$428,000 | — | 30 Jun 2017 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
16,277
|
$396,000 | — | 30 Jun 2017 | |
| Ameritas Investment Partners, Inc. |
13F
|
Company |
—
class O/S missing
|
15,566
|
$379,000 | — | 30 Jun 2017 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
15,149
|
$369,000 | — | 30 Jun 2017 | |
| Baird Financial Group, Inc. |
13F
|
Company |
—
class O/S missing
|
14,800
|
$360,000 | — | 30 Jun 2017 | |
| AMERICAN ASSET MANAGEMENT INC. |
13F
|
Company |
—
class O/S missing
|
13,650
|
$332,000 | — | 30 Jun 2017 | |
| GSA CAPITAL PARTNERS LLP |
13F
|
Company |
—
class O/S missing
|
13,300
|
$324,000 | — | 30 Jun 2017 | |
| Allianz Asset Management GmbH |
13F
|
Company |
—
class O/S missing
|
13,250
|
$323,000 | — | 30 Jun 2017 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
12,213
|
$298,000 | — | 30 Jun 2017 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
11,093
|
$270,000 | — | 30 Jun 2017 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
10,364
|
$253,000 | — | 30 Jun 2017 | |
| REGIONS FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
10,087
|
$246,000 | — | 30 Jun 2017 |
Institutional Holders of TRI-CONTINENTAL Corp - COM (TY) as of Q3 2017
As of 30 Sep 2017,
TRI-CONTINENTAL Corp - COM (TY) was held by
93 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
7,247,499 shares.
The largest 10 holders included
Relative Value Partners Group, LLC, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, RAYMOND JAMES & ASSOCIATES, LAZARD ASSET MANAGEMENT LLC, CORNERSTONE ADVISORS INC, RIVERNORTH CAPITAL MANAGEMENT, LLC, 1607 Capital Partners, LLC, Bulldog Investors, LLC, WELLS FARGO & COMPANY/MN, and MORGAN STANLEY.
This page lists
93
institutional shareholders reporting positions in this security
for the Q3 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
84
Q3 2017 holders
93
Holder diff
9
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 Value $ | Q3 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.