- Type / Class
- Equity / COM
- Total 13F shares
- 6,538,459
- Share change
- -763,852
- Total reported value
- $176,113,575
- Price per share
- $26.94
- Number of holders
- 99
- Value change
- -$20,314,291
- Number of buys
- 41
- Number of sells
- 41
Quarterly Holders Quick Answers
What is CUSIP 895436103?
CUSIP 895436103 identifies TY - TRI-CONTINENTAL Corp - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 895436103:
Top shareholders of TY - TRI-CONTINENTAL Corp - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Relative Value Partners Group, LLC |
13F
|
Company |
—
class O/S missing
|
1,375,752
|
$35,150,000 | — | 30 Sep 2017 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
598,880
|
$15,301,000 | — | 30 Sep 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
545,335
|
$13,933,000 | — | 30 Sep 2017 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
501,675
|
$12,817,000 | — | 30 Sep 2017 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
—
class O/S missing
|
422,478
|
$10,794,000 | — | 30 Sep 2017 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
359,663
|
$9,229,000 | — | 30 Sep 2017 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
333,937
|
$8,532,000 | — | 30 Sep 2017 | |
| Bulldog Investors, LLP |
13F
|
Company |
—
class O/S missing
|
263,957
|
$6,744,000 | — | 30 Sep 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
240,585
|
$6,147,000 | — | 30 Sep 2017 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
221,556
|
$5,661,000 | — | 30 Sep 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
219,189
|
$5,600,000 | — | 30 Sep 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
174,421
|
$4,457,000 | — | 30 Sep 2017 | |
| DUBUQUE BANK & TRUST CO |
13F
|
Company |
—
class O/S missing
|
168,231
|
$4,298,000 | — | 30 Sep 2017 | |
| 1832 Asset Management L.P. |
13F
|
Company |
—
class O/S missing
|
120,000
|
$2,973,000 | — | 30 Sep 2017 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
107,159
|
$2,737,000 | — | 30 Sep 2017 | |
| Kelman-Lazarov, Inc. |
13F
|
Company |
—
class O/S missing
|
86,722
|
$2,216,000 | — | 30 Sep 2017 | |
| Signature Financial Management, Inc. |
13F
|
Company |
—
class O/S missing
|
86,114
|
$2,200,000 | — | 30 Sep 2017 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
77,308
|
$1,975,000 | — | 30 Sep 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
72,185
|
$1,844,000 | — | 30 Sep 2017 | |
| Matisse Capital |
13F
|
Company |
—
class O/S missing
|
70,781
|
$1,808,000 | — | 30 Sep 2017 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
65,707
|
$1,672,000 | — | 30 Sep 2017 | |
| Ancora Advisors LLC |
13F
|
Company |
—
class O/S missing
|
65,147
|
$1,665,000 | — | 30 Sep 2017 | |
| Karpus Management, Inc. |
13F
|
Company |
—
class O/S missing
|
63,042
|
$1,611,000 | — | 30 Sep 2017 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
60,488
|
$1,545,000 | — | 30 Sep 2017 | |
| BANK OF NOVA SCOTIA |
13F
|
Company |
—
class O/S missing
|
59,018
|
$1,508,000 | — | 30 Sep 2017 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
57,534
|
$1,470,000 | — | 30 Sep 2017 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
54,679
|
$1,397,000 | — | 30 Sep 2017 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
—
class O/S missing
|
49,623
|
$1,268,000 | — | 30 Sep 2017 | |
| RB Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
49,220
|
$1,258,000 | — | 30 Sep 2017 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
44,700
|
$1,142,000 | — | 30 Sep 2017 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
44,369
|
$1,134,000 | — | 30 Sep 2017 | |
| BRINKER CAPITAL INC |
13F
|
Company |
—
class O/S missing
|
42,314
|
$1,081,000 | — | 30 Sep 2017 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
37,335
|
$954,000 | — | 30 Sep 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
33,957
|
$868,000 | — | 30 Sep 2017 | |
| OTA Financial Group L.P. |
13F
|
Company |
—
class O/S missing
|
32,480
|
$829,000 | — | 30 Sep 2017 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
27,305
|
$699,000 | — | 30 Sep 2017 | |
| Heritage Wealth Advisors |
13F
|
Company |
—
class O/S missing
|
22,735
|
$581,000 | — | 30 Sep 2017 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
20,751
|
$530,000 | — | 30 Sep 2017 | |
| Baird Financial Group, Inc. |
13F
|
Company |
—
class O/S missing
|
19,351
|
$494,000 | — | 30 Sep 2017 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
19,266
|
$493,000 | — | 30 Sep 2017 | |
| St. James Investment Company, LLC |
13F
|
Company |
—
class O/S missing
|
19,140
|
$489,000 | — | 30 Sep 2017 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
18,944
|
$485,000 | — | 30 Sep 2017 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
—
class O/S missing
|
17,560
|
$449,000 | — | 30 Sep 2017 | |
| Ameritas Investment Partners, Inc. |
13F
|
Company |
—
class O/S missing
|
15,566
|
$397,000 | — | 30 Sep 2017 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
14,840
|
$379,000 | — | 30 Sep 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
14,426
|
$368,000 | — | 30 Sep 2017 | |
| AMERICAN ASSET MANAGEMENT INC. |
13F
|
Company |
—
class O/S missing
|
13,650
|
$349,000 | — | 30 Sep 2017 | |
| Allianz Asset Management GmbH |
13F
|
Company |
—
class O/S missing
|
13,365
|
$341,000 | — | 30 Sep 2017 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
12,862
|
$329,000 | — | 30 Sep 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
12,576
|
$322,000 | — | 30 Sep 2017 |
Institutional Holders of TRI-CONTINENTAL Corp - COM (TY) as of Q4 2017
As of 31 Dec 2017,
TRI-CONTINENTAL Corp - COM (TY) was held by
99 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,538,459 shares.
The largest 10 holders included
Relative Value Partners Group, LLC, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, LAZARD ASSET MANAGEMENT LLC, CORNERSTONE ADVISORS INC, RIVERNORTH CAPITAL MANAGEMENT, LLC, RAYMOND JAMES & ASSOCIATES, Raymond James Financial Services Advisors, Inc., Bulldog Investors, LLC, 1607 Capital Partners, LLC, and MORGAN STANLEY.
This page lists
99
institutional shareholders reporting positions in this security
for the Q4 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2017 vs Q3 2017 Across Filers
Q3 2017 holders
93
Q4 2017 holders
99
Holder diff
6
| Investor | Q3 2017 Shares | Q4 2017 Shares | Share Diff | Share Chg % | Q3 2017 Value $ | Q4 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.