- Type / Class
- Equity / COM
- Total 13F shares
- 8,054,347
- Share change
- -1,440,355
- Total reported value
- $196,117,610
- Price per share
- $24.35
- Number of holders
- 84
- Value change
- -$34,667,469
- Number of buys
- 39
- Number of sells
- 37
Quarterly Holders Quick Answers
What is CUSIP 895436103?
CUSIP 895436103 identifies TY - TRI-CONTINENTAL Corp - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 895436103:
Top shareholders of TY - TRI-CONTINENTAL Corp - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Relative Value Partners Group, LLC |
13F
|
Company |
—
class O/S missing
|
1,486,298
|
$34,393,000 | — | 31 Mar 2017 | |
| Karpus Management, Inc. |
13F
|
Company |
—
class O/S missing
|
1,283,204
|
$29,668,000 | — | 31 Mar 2017 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
793,366
|
$18,343,000 | — | 31 Mar 2017 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
610,410
|
$14,113,000 | — | 31 Mar 2017 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
501,675
|
$11,598,000 | — | 31 Mar 2017 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
495,398
|
$11,454,000 | — | 31 Mar 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
452,683
|
$10,466,000 | — | 31 Mar 2017 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
—
class O/S missing
|
428,684
|
$9,576,000 | — | 31 Mar 2017 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
—
class O/S missing
|
332,621
|
$7,690,000 | — | 31 Mar 2017 | |
| Bulldog Investors, LLP |
13F
|
Company |
—
class O/S missing
|
313,691
|
$7,253,000 | — | 31 Mar 2017 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
213,262
|
$4,930,000 | — | 31 Mar 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
188,355
|
$4,354,000 | — | 31 Mar 2017 | |
| Matisse Capital |
13F
|
Company |
—
class O/S missing
|
188,130
|
$4,350,000 | — | 31 Mar 2017 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
184,604
|
$4,268,000 | — | 31 Mar 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
175,475
|
$4,057,000 | — | 31 Mar 2017 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
137,758
|
$3,184,000 | — | 31 Mar 2017 | |
| BRINKER CAPITAL INC |
13F
|
Company |
—
class O/S missing
|
131,004
|
$3,029,000 | — | 31 Mar 2017 | |
| 1832 Asset Management L.P. |
13F
|
Company |
—
class O/S missing
|
120,000
|
$2,780,000 | — | 31 Mar 2017 | |
| Yorktown Management & Research Co Inc |
13F
|
Company |
—
class O/S missing
|
95,000
|
$2,196,000 | — | 31 Mar 2017 | |
| Signature Financial Management, Inc. |
13F
|
Company |
—
class O/S missing
|
86,114
|
$1,991,000 | — | 31 Mar 2017 | |
| Kelman-Lazarov, Inc. |
13F
|
Company |
—
class O/S missing
|
76,501
|
$1,769,000 | — | 31 Mar 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
70,893
|
$1,639,000 | — | 31 Mar 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
66,188
|
$1,530,000 | — | 31 Mar 2017 | |
| Ancora Advisors LLC |
13F
|
Company |
—
class O/S missing
|
62,147
|
$1,437,000 | — | 31 Mar 2017 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
61,608
|
$1,425,000 | — | 31 Mar 2017 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
61,531
|
$1,423,000 | — | 31 Mar 2017 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
59,918
|
$1,385,000 | — | 31 Mar 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
49,905
|
$1,154,000 | — | 31 Mar 2017 | |
| RB Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
47,219
|
$1,092,000 | — | 31 Mar 2017 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
45,763
|
$1,058,000 | — | 31 Mar 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
43,408
|
$1,004,000 | — | 31 Mar 2017 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
38,465
|
$887,000 | — | 31 Mar 2017 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
38,350
|
$884,000 | — | 31 Mar 2017 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
35,098
|
$811,000 | — | 31 Mar 2017 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
32,241
|
$745,000 | — | 31 Mar 2017 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
27,032
|
$622,000 | — | 31 Mar 2017 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
24,975
|
$577,000 | — | 31 Mar 2017 | |
| St. James Investment Company, LLC |
13F
|
Company |
—
class O/S missing
|
24,380
|
$564,000 | — | 31 Mar 2017 | |
| Heritage Wealth Advisors |
13F
|
Company |
—
class O/S missing
|
22,735
|
$526,000 | — | 31 Mar 2017 | |
| Zuckerman Investment Group, LLC |
13F
|
Company |
—
class O/S missing
|
20,175
|
$466,000 | — | 31 Mar 2017 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
—
class O/S missing
|
18,903
|
$436,000 | — | 31 Mar 2017 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
18,362
|
$425,000 | — | 31 Mar 2017 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
18,005
|
$414,000 | — | 31 Mar 2017 | |
| Curi Capital, LLC |
13F
|
Company |
—
class O/S missing
|
17,218
|
$398,000 | — | 31 Mar 2017 | |
| Ameritas Investment Partners, Inc. |
13F
|
Company |
—
class O/S missing
|
15,566
|
$359,000 | — | 31 Mar 2017 | |
| Baird Financial Group, Inc. |
13F
|
Company |
—
class O/S missing
|
14,800
|
$342,000 | — | 31 Mar 2017 | |
| AMERICAN ASSET MANAGEMENT INC. |
13F
|
Company |
—
class O/S missing
|
14,650
|
$339,000 | — | 31 Mar 2017 | |
| M&T BANK CORP |
13F
|
Company |
—
class O/S missing
|
14,374
|
$332,000 | — | 31 Mar 2017 | |
| EVERMAY WEALTH MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
13,467
|
$311,000 | — | 31 Mar 2017 | |
| Prospera Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
11,530
|
$267,000 | — | 31 Mar 2017 |
Institutional Holders of TRI-CONTINENTAL Corp - COM (TY) as of Q2 2017
As of 30 Jun 2017,
TRI-CONTINENTAL Corp - COM (TY) was held by
84 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
8,054,347 shares.
The largest 10 holders included
Relative Value Partners Group, LLC, Karpus Management, Inc., BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, RAYMOND JAMES & ASSOCIATES, LAZARD ASSET MANAGEMENT LLC, 1607 Capital Partners, LLC, RIVERNORTH CAPITAL MANAGEMENT, LLC, CORNERSTONE ADVISORS INC, Bulldog Investors, LLC, and MORGAN STANLEY.
This page lists
84
institutional shareholders reporting positions in this security
for the Q2 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2017 vs Q1 2017 Across Filers
Q1 2017 holders
84
Q2 2017 holders
84
Holder diff
0
| Investor | Q1 2017 Shares | Q2 2017 Shares | Share Diff | Share Chg % | Q1 2017 Value $ | Q2 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.