- Type / Class
- Equity / COM
- Total 13F shares
- 9,486,516
- Share change
- -162,768
- Total reported value
- $219,013,332
- Price per share
- $23.12
- Number of holders
- 84
- Value change
- -$3,555,028
- Number of buys
- 39
- Number of sells
- 31
Quarterly Holders Quick Answers
What is CUSIP 895436103?
CUSIP 895436103 identifies TY - TRI-CONTINENTAL Corp - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 895436103:
Top shareholders of TY - TRI-CONTINENTAL Corp - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Relative Value Partners Group, LLC |
13F
|
Company |
—
class O/S missing
|
1,543,742
|
$34,040,000 | — | 31 Dec 2016 | |
| Karpus Management, Inc. |
13F
|
Company |
—
class O/S missing
|
1,493,414
|
$32,930,000 | — | 31 Dec 2016 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
822,013
|
$18,125,000 | — | 31 Dec 2016 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
615,204
|
$13,566,000 | — | 31 Dec 2016 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
501,675
|
$11,061,000 | — | 31 Dec 2016 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
450,398
|
$9,931,000 | — | 31 Dec 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
448,807
|
$9,896,000 | — | 31 Dec 2016 | |
| Bulldog Investors, LLP |
13F
|
Company |
—
class O/S missing
|
313,691
|
$6,917,000 | — | 31 Dec 2016 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
—
class O/S missing
|
313,408
|
$6,911,000 | — | 31 Dec 2016 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
222,821
|
$4,913,000 | — | 31 Dec 2016 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
—
class O/S missing
|
214,784
|
$4,736,000 | — | 31 Dec 2016 | |
| Matisse Capital |
13F
|
Company |
—
class O/S missing
|
192,158
|
$4,237,000 | — | 31 Dec 2016 | |
| Gramercy Funds Management LLC |
13F
|
Company |
—
class O/S missing
|
190,685
|
$4,205,000 | — | 31 Dec 2016 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
189,526
|
$4,179,000 | — | 31 Dec 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
167,719
|
$3,698,000 | — | 31 Dec 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
162,900
|
$3,591,000 | — | 31 Dec 2016 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
132,608
|
$2,924,000 | — | 31 Dec 2016 | |
| 1832 Asset Management L.P. |
13F
|
Company |
—
class O/S missing
|
120,000
|
$2,646,000 | — | 31 Dec 2016 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
99,398
|
$2,191,000 | — | 31 Dec 2016 | |
| Yorktown Management & Research Co Inc |
13F
|
Company |
—
class O/S missing
|
95,000
|
$2,095,000 | — | 31 Dec 2016 | |
| Signature Financial Management, Inc. |
13F
|
Company |
—
class O/S missing
|
86,114
|
$1,899,000 | — | 31 Dec 2016 | |
| Kelman-Lazarov, Inc. |
13F
|
Company |
—
class O/S missing
|
69,718
|
$1,537,281 | — | 31 Dec 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
69,709
|
$1,537,000 | — | 31 Dec 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
65,351
|
$1,441,000 | — | 31 Dec 2016 | |
| Curi Capital, LLC |
13F
|
Company |
—
class O/S missing
|
63,998
|
$1,411,000 | — | 31 Dec 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
63,395
|
$1,398,000 | — | 31 Dec 2016 | |
| Ancora Advisors LLC |
13F
|
Company |
—
class O/S missing
|
62,147
|
$1,371,000 | — | 31 Dec 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
60,035
|
$1,323,000 | — | 31 Dec 2016 | |
| Premier Fund Managers Ltd |
13F
|
Company |
—
class O/S missing
|
50,000
|
$1,105,000 | — | 31 Dec 2016 | |
| RB Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
49,426
|
$1,090,000 | — | 31 Dec 2016 | |
| BRINKER CAPITAL INC |
13F
|
Company |
—
class O/S missing
|
44,896
|
$990,000 | — | 31 Dec 2016 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
44,519
|
$982,000 | — | 31 Dec 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
43,313
|
$955,000 | — | 31 Dec 2016 | |
| Zuckerman Investment Group, LLC |
13F
|
Company |
—
class O/S missing
|
39,200
|
$864,000 | — | 31 Dec 2016 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
38,024
|
$843,000 | — | 31 Dec 2016 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
31,533
|
$695,000 | — | 31 Dec 2016 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
31,252
|
$689,000 | — | 31 Dec 2016 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
28,241
|
$623,000 | — | 31 Dec 2016 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
27,815
|
$611,000 | — | 31 Dec 2016 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
26,590
|
$586,000 | — | 31 Dec 2016 | |
| AQR Arbitrage LLC |
13F
|
Company |
—
class O/S missing
|
26,168
|
$577,000 | — | 31 Dec 2016 | |
| St. James Investment Company, LLC |
13F
|
Company |
—
class O/S missing
|
25,640
|
$565,000 | — | 31 Dec 2016 | |
| Heritage Wealth Advisors |
13F
|
Company |
—
class O/S missing
|
22,735
|
$501,000 | — | 31 Dec 2016 | |
| AMERICAN ASSET MANAGEMENT INC. |
13F
|
Company |
—
class O/S missing
|
18,650
|
$411,000 | — | 31 Dec 2016 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
—
class O/S missing
|
18,252
|
$403,000 | — | 31 Dec 2016 | |
| Ameritas Investment Partners, Inc. |
13F
|
Company |
—
class O/S missing
|
15,566
|
$343,000 | — | 31 Dec 2016 | |
| EVERMAY WEALTH MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
13,467
|
$297,000 | — | 31 Dec 2016 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
13,108
|
$291,000 | — | 31 Dec 2016 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
12,666
|
$279,000 | — | 31 Dec 2016 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
11,538
|
$254,000 | — | 31 Dec 2016 |
Institutional Holders of TRI-CONTINENTAL Corp - COM (TY) as of Q1 2017
As of 31 Mar 2017,
TRI-CONTINENTAL Corp - COM (TY) was held by
84 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
9,486,516 shares.
The largest 10 holders included
Relative Value Partners Group, LLC, Karpus Management, Inc., RIVERNORTH CAPITAL MANAGEMENT, LLC, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, LAZARD ASSET MANAGEMENT LLC, 1607 Capital Partners, LLC, RAYMOND JAMES & ASSOCIATES, LANDSCAPE CAPITAL MANAGEMENT, L.L.C., CORNERSTONE ADVISORS INC, and Bulldog Investors, LLC.
This page lists
84
institutional shareholders reporting positions in this security
for the Q1 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2017 vs Q4 2016 Across Filers
Q4 2016 holders
85
Q1 2017 holders
84
Holder diff
-1
| Investor | Q4 2016 Shares | Q1 2017 Shares | Share Diff | Share Chg % | Q4 2016 Value $ | Q1 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.