- Type / Class
- Equity / COM
- Total 13F shares
- 9,650,015
- Share change
- -801,876
- Total reported value
- $212,779,053
- Price per share
- $22.05
- Number of holders
- 85
- Value change
- -$17,637,877
- Number of buys
- 38
- Number of sells
- 26
Quarterly Holders Quick Answers
What is CUSIP 895436103?
CUSIP 895436103 identifies TY - TRI-CONTINENTAL Corp - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 895436103:
Top shareholders of TY - TRI-CONTINENTAL Corp - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Relative Value Partners Group, LLC |
13F
|
Company |
—
class O/S missing
|
1,594,696
|
$34,095,000 | — | 30 Sep 2016 | |
| Karpus Management, Inc. |
13F
|
Company |
—
class O/S missing
|
1,539,053
|
$32,905,000 | — | 30 Sep 2016 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
1,084,537
|
$23,187,000 | — | 30 Sep 2016 | |
| Gramercy Funds Management LLC |
13F
|
Company |
—
class O/S missing
|
970,514
|
$20,750,000 | — | 30 Sep 2016 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
684,881
|
$14,642,000 | — | 30 Sep 2016 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
527,923
|
$11,288,000 | — | 30 Sep 2016 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
459,098
|
$9,816,000 | — | 30 Sep 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
453,082
|
$9,687,000 | — | 30 Sep 2016 | |
| Bulldog Investors, LLP |
13F
|
Company |
—
class O/S missing
|
313,691
|
$6,707,000 | — | 30 Sep 2016 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
227,771
|
$4,870,000 | — | 30 Sep 2016 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
173,855
|
$3,717,000 | — | 30 Sep 2016 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
160,847
|
$3,439,000 | — | 30 Sep 2016 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
—
class O/S missing
|
160,302
|
$3,427,000 | — | 30 Sep 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
159,274
|
$3,406,000 | — | 30 Sep 2016 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
—
class O/S missing
|
128,503
|
$2,747,000 | — | 30 Sep 2016 | |
| 1832 Asset Management L.P. |
13F
|
Company |
—
class O/S missing
|
120,000
|
$2,565,000 | — | 30 Sep 2016 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
101,508
|
$2,170,000 | — | 30 Sep 2016 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
101,393
|
$2,168,000 | — | 30 Sep 2016 | |
| Signature Financial Management, Inc. |
13F
|
Company |
—
class O/S missing
|
86,114
|
$1,841,000 | — | 30 Sep 2016 | |
| Matisse Capital |
13F
|
Company |
—
class O/S missing
|
80,010
|
$1,711,000 | — | 30 Sep 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
73,293
|
$1,567,000 | — | 30 Sep 2016 | |
| Curi Capital, LLC |
13F
|
Company |
—
class O/S missing
|
70,909
|
$1,516,000 | — | 30 Sep 2016 | |
| Yorktown Management & Research Co Inc |
13F
|
Company |
—
class O/S missing
|
70,239
|
$1,502,000 | — | 30 Sep 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
69,709
|
$1,490,000 | — | 30 Sep 2016 | |
| Kelman-Lazarov, Inc. |
13F
|
Company |
—
class O/S missing
|
64,800
|
$1,373,112 | — | 30 Sep 2016 | |
| Ancora Advisors LLC |
13F
|
Company |
—
class O/S missing
|
62,147
|
$1,329,000 | — | 30 Sep 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
60,312
|
$1,290,000 | — | 30 Sep 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
60,045
|
$1,284,000 | — | 30 Sep 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
58,565
|
$1,252,000 | — | 30 Sep 2016 | |
| Premier Fund Managers Ltd |
13F
|
Company |
—
class O/S missing
|
50,000
|
$1,059,000 | — | 30 Sep 2016 | |
| BRINKER CAPITAL INC |
13F
|
Company |
—
class O/S missing
|
48,283
|
$1,032,000 | — | 30 Sep 2016 | |
| Zuckerman Investment Group, LLC |
13F
|
Company |
—
class O/S missing
|
39,200
|
$838,000 | — | 30 Sep 2016 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
38,800
|
$822,000 | — | 30 Sep 2016 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
36,962
|
$790,000 | — | 30 Sep 2016 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
29,171
|
$624,000 | — | 30 Sep 2016 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
27,910
|
$597,000 | — | 30 Sep 2016 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
27,632
|
$588,000 | — | 30 Sep 2016 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
25,741
|
$550,000 | — | 30 Sep 2016 | |
| AQR Arbitrage LLC |
13F
|
Company |
—
class O/S missing
|
24,194
|
$517,000 | — | 30 Sep 2016 | |
| Heritage Wealth Advisors |
13F
|
Company |
—
class O/S missing
|
22,735
|
$486,000 | — | 30 Sep 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
20,651
|
$442,000 | — | 30 Sep 2016 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
20,082
|
$429,000 | — | 30 Sep 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
19,049
|
$407,000 | — | 30 Sep 2016 | |
| AMERICAN ASSET MANAGEMENT INC. |
13F
|
Company |
—
class O/S missing
|
18,650
|
$399,000 | — | 30 Sep 2016 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
—
class O/S missing
|
17,675
|
$378,000 | — | 30 Sep 2016 | |
| NICOLET BANKSHARES INC |
13F
|
Company |
—
class O/S missing
|
16,000
|
$342,000 | — | 30 Sep 2016 | |
| Ameritas Investment Partners, Inc. |
13F
|
Company |
—
class O/S missing
|
15,566
|
$332,000 | — | 30 Sep 2016 | |
| EVERMAY WEALTH MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
13,467
|
$288,000 | — | 30 Sep 2016 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
10,364
|
$221,000 | — | 30 Sep 2016 | |
| M&T BANK CORP |
13F
|
Company |
—
class O/S missing
|
10,275
|
$220,000 | — | 30 Sep 2016 |
Institutional Holders of TRI-CONTINENTAL Corp - COM (TY) as of Q4 2016
As of 31 Dec 2016,
TRI-CONTINENTAL Corp - COM (TY) was held by
85 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
9,650,015 shares.
The largest 10 holders included
Relative Value Partners Group, LLC, Karpus Management, Inc., RIVERNORTH CAPITAL MANAGEMENT, LLC, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, LAZARD ASSET MANAGEMENT LLC, 1607 Capital Partners, LLC, RAYMOND JAMES & ASSOCIATES, Bulldog Investors, LLC, LANDSCAPE CAPITAL MANAGEMENT, L.L.C., and Thomas J. Herzfeld Advisors, Inc..
This page lists
85
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
73
Q4 2016 holders
85
Holder diff
12
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.