Security key
895436103
- Security type / class
- Equity / COM
- Total 13F shares
- 9,650,015
- Total 13F value
- $212,779,053
- Share change
- -801,876
- SEC-reported price per share
- $22.05
- Number of holders
- 85
- Value change
- -$17,637,877
- Number of buys
- 38
- Number of sells
- 26
Report period
Q4 2016
Institutions
85
Top holders
10
TY full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q1 2017
Previous quarter: Q3 2016
TRI-CONTINENTAL Corp SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 895436103
Recent filing periods:
Ownership snapshot
Top reported holders of TY - TRI-CONTINENTAL Corp - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Relative Value Partners G...
Disclosed value leader
Relative Value Partners G...
Comparable rows
0/15
Latest evidence
30 Sep 2016
13F
Highest disclosed value: $34,095,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
Relative Value Partners Group, LLC has the largest disclosed position value at $34.1M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Relative Value Partners Group, LLC's linked filing trail.
Disclosed position value
Top 5
Relative Value Partners Group, LLC
$34.1M
Karpus Management, Inc.
$32.9M
RIVERNORTH CAPITAL MANAGEMENT, LLC
$23.19M
Gramercy Funds Management LLC
$20.75M
LAZARD ASSET MANAGEMENT LLC
$14.64M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Relative Value Partners Group, LLC |
13F
Company
|
—
class O/S missing
|
$34,095,000
1,594,696 shares
|
— | 30 Sep 2016 |
| Karpus Management, Inc. |
13F
Company
|
—
class O/S missing
|
$32,905,000
1,539,053 shares
|
— | 30 Sep 2016 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
Company
|
—
class O/S missing
|
$23,187,000
1,084,537 shares
|
— | 30 Sep 2016 |
| Gramercy Funds Management LLC |
13F
Company
|
—
class O/S missing
|
$20,750,000
970,514 shares
|
— | 30 Sep 2016 |
| LAZARD ASSET MANAGEMENT LLC |
13F
Company
|
—
class O/S missing
|
$14,642,000
684,881 shares
|
— | 30 Sep 2016 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
Company
|
—
class O/S missing
|
$11,288,000
527,923 shares
|
— | 30 Sep 2016 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2016
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
85
Shares
9,650,015
Rows available
85
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
73
Q4 2016 holders
85
Holder diff
12
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 value | Q4 2016 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend