- Type / Class
- Equity / COM
- Total 13F shares
- 11,719,461
- Share change
- -169,065
- Total reported value
- $228,547,568
- Price per share
- $19.50
- Number of holders
- 72
- Value change
- -$3,850,173
- Number of buys
- 33
- Number of sells
- 25
Quarterly Holders Quick Answers
What is CUSIP 895436103?
CUSIP 895436103 identifies TY - TRI-CONTINENTAL Corp - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 895436103:
Top shareholders of TY - TRI-CONTINENTAL Corp - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Relative Value Partners Group, LLC |
13F
|
Company |
—
class O/S missing
|
1,891,856
|
$40,088,000 | — | 30 Jun 2015 | |
| Karpus Management, Inc. |
13F
|
Company |
—
class O/S missing
|
1,797,336
|
$38,086,000 | — | 30 Jun 2015 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
1,355,314
|
$28,719,000 | — | 30 Jun 2015 | |
| Gramercy Funds Management LLC |
13F
|
Company |
—
class O/S missing
|
1,208,288
|
$25,604,000 | — | 30 Jun 2015 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
1,126,184
|
$23,864,000 | — | 30 Jun 2015 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
621,768
|
$13,175,000 | — | 30 Jun 2015 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
465,697
|
$9,868,000 | — | 30 Jun 2015 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
405,352
|
$8,589,000 | — | 30 Jun 2015 | |
| Bulldog Investors, LLP |
13F
|
Company |
—
class O/S missing
|
392,619
|
$8,320,000 | — | 30 Jun 2015 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
286,940
|
$6,080,000 | — | 30 Jun 2015 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
218,416
|
$4,628,000 | — | 30 Jun 2015 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
166,089
|
$3,519,000 | — | 30 Jun 2015 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
159,931
|
$3,389,000 | — | 30 Jun 2015 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
153,651
|
$3,255,000 | — | 30 Jun 2015 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
147,258
|
$3,120,000 | — | 30 Jun 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
138,523
|
$2,935,000 | — | 30 Jun 2015 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
—
class O/S missing
|
132,379
|
$2,805,000 | — | 30 Jun 2015 | |
| 1832 Asset Management L.P. |
13F
|
Company |
—
class O/S missing
|
120,000
|
$2,540,000 | — | 30 Jun 2015 | |
| Yorktown Management & Research Co Inc |
13F
|
Company |
—
class O/S missing
|
100,239
|
$2,124,000 | — | 30 Jun 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
84,894
|
$1,799,000 | — | 30 Jun 2015 | |
| Independence Trust CO |
13F
|
Company |
—
class O/S missing
|
68,501
|
$1,451,000 | — | 30 Jun 2015 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
62,776
|
$1,331,000 | — | 30 Jun 2015 | |
| Ancora Advisors LLC |
13F
|
Company |
—
class O/S missing
|
60,000
|
$1,271,000 | — | 30 Jun 2015 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
56,590
|
$1,199,000 | — | 30 Jun 2015 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
—
class O/S missing
|
56,405
|
$1,195,000 | — | 30 Jun 2015 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
50,386
|
$1,068,000 | — | 30 Jun 2015 | |
| COMMERCE BANK |
13F
|
Company |
—
class O/S missing
|
47,212
|
$1,001,000 | — | 30 Jun 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
45,951
|
$974,000 | — | 30 Jun 2015 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
—
class O/S missing
|
44,394
|
$941,000 | — | 30 Jun 2015 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
41,797
|
$886,000 | — | 30 Jun 2015 | |
| HSBC HOLDINGS PLC |
13F
|
Company |
—
class O/S missing
|
40,950
|
$868,000 | — | 30 Jun 2015 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
33,656
|
$713,000 | — | 30 Jun 2015 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
28,162
|
$597,000 | — | 30 Jun 2015 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
27,894
|
$591,000 | — | 30 Jun 2015 | |
| TIAA CREF TRUST CO FSB/MO |
13F
|
Company |
—
class O/S missing
|
24,226
|
$513,000 | — | 30 Jun 2015 | |
| Heritage Wealth Advisors |
13F
|
Company |
—
class O/S missing
|
22,735
|
$481,000 | — | 30 Jun 2015 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
22,654
|
$480,000 | — | 30 Jun 2015 | |
| SUNTRUST BANKS INC |
13F
|
Company |
—
class O/S missing
|
19,797
|
$419,000 | — | 30 Jun 2015 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
19,268
|
$408,000 | — | 30 Jun 2015 | |
| WESBANCO BANK INC |
13F
|
Company |
—
class O/S missing
|
17,361
|
$368,000 | — | 30 Jun 2015 | |
| CS MCKEE LP |
13F
|
Company |
—
class O/S missing
|
15,500
|
$328,000 | — | 30 Jun 2015 | |
| AQR Arbitrage LLC |
13F
|
Company |
—
class O/S missing
|
14,253
|
$302,000 | — | 30 Jun 2015 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
—
class O/S missing
|
13,497
|
$286,000 | — | 30 Jun 2015 | |
| EVERMAY WEALTH MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
13,467
|
$285,000 | — | 30 Jun 2015 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
—
class O/S missing
|
12,878
|
$273,000 | — | 30 Jun 2015 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
10,990
|
$239,000 | — | 30 Jun 2015 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
10,364
|
$220,000 | — | 30 Jun 2015 | |
| Community Bank, N.A. |
13F
|
Company |
—
class O/S missing
|
6,800
|
$144,000 | — | 30 Jun 2015 | |
| Barrett Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
5,746
|
$122,000 | — | 30 Jun 2015 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
3,929
|
$83,000 | — | 30 Jun 2015 |
Institutional Holders of TRI-CONTINENTAL Corp - COM (TY) as of Q3 2015
As of 30 Sep 2015,
TRI-CONTINENTAL Corp - COM (TY) was held by
72 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
11,719,461 shares.
The largest 10 holders included
Karpus Management, Inc., Relative Value Partners Group, LLC, LAZARD ASSET MANAGEMENT LLC, Gramercy Funds Management LLC, RIVERNORTH CAPITAL MANAGEMENT, LLC, 1607 Capital Partners, LLC, RAYMOND JAMES & ASSOCIATES, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, Bulldog Investors, LLC, and Thomas J. Herzfeld Advisors, Inc..
This page lists
72
institutional shareholders reporting positions in this security
for the Q3 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2015 vs Q2 2015 Across Filers
Q2 2015 holders
67
Q3 2015 holders
72
Holder diff
5
| Investor | Q2 2015 Shares | Q3 2015 Shares | Share Diff | Share Chg % | Q2 2015 Value $ | Q3 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.