- Type / Class
- Equity / COM
- Total 13F shares
- 12,037,676
- Share change
- -138,412
- Total reported value
- $255,076,000
- Price per share
- $21.19
- Number of holders
- 67
- Value change
- -$3,089,057
- Number of buys
- 22
- Number of sells
- 25
Quarterly Holders Quick Answers
What is CUSIP 895436103?
CUSIP 895436103 identifies TY - TRI-CONTINENTAL Corp - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 895436103:
Top shareholders of TY - TRI-CONTINENTAL Corp - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Relative Value Partners, LLC |
13F
|
Company |
—
class O/S missing
|
1,948,953
|
$42,273,000 | — | 31 Mar 2015 | |
| Karpus Management, Inc. |
13F
|
Company |
—
class O/S missing
|
1,721,259
|
$37,334,000 | — | 31 Mar 2015 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
1,362,914
|
$29,561,000 | — | 31 Mar 2015 | |
| Gramercy Funds Management LLC |
13F
|
Company |
—
class O/S missing
|
1,220,747
|
$26,478,000 | — | 31 Mar 2015 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
1,119,584
|
$24,284,000 | — | 31 Mar 2015 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
659,014
|
$14,294,000 | — | 31 Mar 2015 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
460,963
|
$9,998,000 | — | 31 Mar 2015 | |
| Bulldog Investors, LLP |
13F
|
Company |
—
class O/S missing
|
392,619
|
$8,516,000 | — | 31 Mar 2015 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
381,204
|
$8,268,000 | — | 31 Mar 2015 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
280,003
|
$6,073,000 | — | 31 Mar 2015 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
210,010
|
$4,555,000 | — | 31 Mar 2015 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
189,166
|
$4,120,000 | — | 31 Mar 2015 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
174,987
|
$3,795,000 | — | 31 Mar 2015 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
—
class O/S missing
|
151,085
|
$3,272,000 | — | 31 Mar 2015 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
—
class O/S missing
|
136,207
|
$2,954,000 | — | 31 Mar 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
131,557
|
$2,853,000 | — | 31 Mar 2015 | |
| 1832 Asset Management L.P. |
13F
|
Company |
—
class O/S missing
|
120,000
|
$2,607,000 | — | 31 Mar 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
111,173
|
$2,411,000 | — | 31 Mar 2015 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
110,927
|
$2,406,000 | — | 31 Mar 2015 | |
| Yorktown Management & Research Co Inc |
13F
|
Company |
—
class O/S missing
|
100,239
|
$2,174,000 | — | 31 Mar 2015 | |
| Independence Trust CO |
13F
|
Company |
—
class O/S missing
|
84,000
|
$1,821,000 | — | 31 Mar 2015 | |
| SG Americas Securities, LLC |
13F
|
Company |
—
class O/S missing
|
75,817
|
$1,644,000 | — | 31 Mar 2015 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
57,467
|
$1,246,000 | — | 31 Mar 2015 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
55,587
|
$1,206,000 | — | 31 Mar 2015 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
53,513
|
$1,161,000 | — | 31 Mar 2015 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
52,373
|
$1,135,000 | — | 31 Mar 2015 | |
| COMMERCE BANK |
13F
|
Company |
—
class O/S missing
|
47,212
|
$1,024,000 | — | 31 Mar 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
46,513
|
$1,009,000 | — | 31 Mar 2015 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
—
class O/S missing
|
45,850
|
$994,000 | — | 31 Mar 2015 | |
| HSBC HOLDINGS PLC |
13F
|
Company |
—
class O/S missing
|
40,950
|
$888,000 | — | 31 Mar 2015 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
39,485
|
$857,000 | — | 31 Mar 2015 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
38,268
|
$825,000 | — | 31 Mar 2015 | |
| MARINER INVESTMENT GROUP LLC |
13F
|
Company |
—
class O/S missing
|
28,540
|
$619,000 | — | 31 Mar 2015 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
27,987
|
$607,000 | — | 31 Mar 2015 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
23,653
|
$513,000 | — | 31 Mar 2015 | |
| Heritage Wealth Advisors |
13F
|
Company |
—
class O/S missing
|
22,735
|
$493,000 | — | 31 Mar 2015 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
22,054
|
$478,000 | — | 31 Mar 2015 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
20,651
|
$448,000 | — | 31 Mar 2015 | |
| WESBANCO BANK INC |
13F
|
Company |
—
class O/S missing
|
19,961
|
$433,000 | — | 31 Mar 2015 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
—
class O/S missing
|
15,965
|
$346,000 | — | 31 Mar 2015 | |
| CS MCKEE LP |
13F
|
Company |
—
class O/S missing
|
15,500
|
$336,000 | — | 31 Mar 2015 | |
| EVERMAY WEALTH MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
13,467
|
$292,000 | — | 31 Mar 2015 | |
| TIAA CREF TRUST CO FSB/MO |
13F
|
Company |
—
class O/S missing
|
13,188
|
$286,000 | — | 31 Mar 2015 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
—
class O/S missing
|
12,878
|
$279,000 | — | 31 Mar 2015 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
10,990
|
$239,000 | — | 31 Mar 2015 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
10,364
|
$225,000 | — | 31 Mar 2015 | |
| Context Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
10,300
|
$223,000 | — | 31 Mar 2015 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
7,798
|
$169,000 | — | 31 Mar 2015 | |
| Community Bank, N.A. |
13F
|
Company |
—
class O/S missing
|
6,800
|
$147,000 | — | 31 Mar 2015 | |
| Barrett Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
5,746
|
$125,000 | — | 31 Mar 2015 |
Institutional Holders of TRI-CONTINENTAL Corp - COM (TY) as of Q2 2015
As of 30 Jun 2015,
TRI-CONTINENTAL Corp - COM (TY) was held by
67 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
12,037,676 shares.
The largest 10 holders included
Relative Value Partners Group, LLC, Karpus Management, Inc., LAZARD ASSET MANAGEMENT LLC, Gramercy Funds Management LLC, RIVERNORTH CAPITAL MANAGEMENT, LLC, 1607 Capital Partners, LLC, RAYMOND JAMES & ASSOCIATES, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, Bulldog Investors, LLC, and MORGAN STANLEY.
This page lists
67
institutional shareholders reporting positions in this security
for the Q2 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2015 vs Q1 2015 Across Filers
Q1 2015 holders
71
Q2 2015 holders
67
Holder diff
-4
| Investor | Q1 2015 Shares | Q2 2015 Shares | Share Diff | Share Chg % | Q1 2015 Value $ | Q2 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.